Thomas J. Herzfeld Advisors’s Flaherty & Crumrine Dynamic Preferred and Income Fund DFP Stock Holding History

Thomas J. Herzfeld Advisors’s Portfolio DFP Stock Details DFP Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q3	–	Sell	-815	Closed	-$20K	–	263
2019 Q2	$20K	Buy	815 +14	+2%	+$341	0.01%	184
2019 Q1	$19K	Sell	801 -6,261	-89%	-$143K	0.01%	211
2018 Q4	$144K	Buy	+7,062	New	+$151K	0.06%	131
2018 Q3	–	Sell	-191	Closed	-$4K	–	281
2018 Q2	$4K	Buy	+191	New	+$4.5K	﹤0.01%	295
2014 Q4	–	Sell	-6,431	Closed	-$145K	–	315
2014 Q3	$145K	Hold	6,431	–	–	0.08%	150
2014 Q2	$152K	Hold	6,431	–	–	0.09%	153
2014 Q1	$140K	Buy	6,431 +1,800	+39%	+$38.4K	0.08%	163
2013 Q4	$95K	Buy	+4,631	New	+$94.3K	0.05%	183

Other funds holding DFP

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

RJFSA

Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return

Cohen & Steers New York $57.6B AUM 8.03% 1-Year Est. Return

Oxbow Advisors Austin, Texas $1.18B AUM 28.15% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

LTFS

Ladenburg Thalmann Financial Services Miami, Florida $15.9B AUM 25.16% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Mathes Company New York $274M AUM 33.72% 1-Year Est. Return

Thomas J. Herzfeld Advisors's DFP Position: Q3 2019 in Review

Thomas J. Herzfeld Advisors sold out of Flaherty & Crumrine Dynamic Preferred and Income Fund (DFP) in Q3 2019, closing a stake of 815 shares — an estimated $20K sold.

Thomas J. Herzfeld Advisors first reported a position in DFP in Q4 2013 and held it in 8 quarters. The position peaked at $152K in Q2 2014. 56 funds tracked by Wall St. Rank hold DFP as of Q3 2019.

Thomas J. Herzfeld Advisors reported no remaining Flaherty & Crumrine Dynamic Preferred and Income Fund position as of Q3 2019 after selling out during the quarter.
Thomas J. Herzfeld Advisors sold 815 Flaherty & Crumrine Dynamic Preferred and Income Fund shares in Q3 2019, an estimated $20K.
Thomas J. Herzfeld Advisors first reported a position in Flaherty & Crumrine Dynamic Preferred and Income Fund in Q4 2013 and held it in 8 quarters.
Thomas J. Herzfeld Advisors's Flaherty & Crumrine Dynamic Preferred and Income Fund position peaked at $152K in Q2 2014.
56 funds tracked by Wall St. Rank held Flaherty & Crumrine Dynamic Preferred and Income Fund as of Q3 2019.

Based on Thomas J. Herzfeld Advisors's 13F filing for Q3 2019, filed 8 Nov 2019.