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DFP

Flaherty & Crumrine Dynamic Preferred and Income Fund

48 hedge funds and large institutions have $59.4M invested in Flaherty & Crumrine Dynamic Preferred and Income Fund in 2018 Q3 according to their latest regulatory filings, with 7 funds opening new positions, 25 increasing their positions, 13 reducing their positions, and 8 closing their positions.

New
Increased
Maintained
Reduced
Closed

92% more repeat investments, than reductions

Existing positions increased: 25 | Existing positions reduced: 13

3% more capital invested

Capital invested by funds: $57.5M → $59.4M (+$1.86M)

0.57% more ownership

Funds ownership: 12.79%13.36% (+0.57%)

2% less funds holding

Funds holding: 4948 (-1)

13% less first-time investments, than exits

New positions opened: 7 | Existing positions closed: 8

Holders
48
Holders Change
-1
Holders Change %
-2.04%
% of All Funds
1.1%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
7
Increased
25
Reduced
13
Closed
8
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
OA
1
Oxbow Advisors
Texas
$7.89M -$275K -11,395 -3%
RJA
2
Raymond James & Associates
Florida
$7.64M +$634K +26,265 +9%
LWS
3
Lucia Wealth Services
California
$5.55M -$159K -6,602 -3%
Cohen & Steers
4
Cohen & Steers
New York
$5.26M +$2.31M +95,576 +73%
Invesco
5
Invesco
Georgia
$5.03M +$1.13M +46,968 +28%
Wells Fargo
6
Wells Fargo
California
$4.67M +$1.37M +56,845 +39%
LPL Financial
7
LPL Financial
California
$2.66M +$182K +7,559 +7%
RJFSA
8
Raymond James Financial Services Advisors
Florida
$2.15M -$150K -6,204 -6%
FFA
9
First Foundation Advisors
California
$2.11M -$137K -5,667 -6%
LTFS
10
Ladenburg Thalmann Financial Services
Florida
$2.07M -$118K -4,902 -5%
Morgan Stanley
11
Morgan Stanley
New York
$1.53M +$101K +4,186 +7%
ACP
12
Aviance Capital Partners
Florida
$1.47M +$43.7K +1,810 +3%
MC
13
Mathes Company
New York
$1.41M -$4.83K -200 -0.3%
Cambridge Investment Research Advisors
14
Cambridge Investment Research Advisors
Iowa
$1.28M -$70.1K -2,906 -5%
UBS Group
15
UBS Group
Switzerland
$1.09M +$12.6K +522 +1%
GC
16
Guggenheim Capital
Illinois
$799K -$148K -6,144 -15%
CCM
17
Covington Capital Management
California
$636K
PAG
18
Private Advisor Group
New Jersey
$595K +$186K +7,706 +43%
ARM
19
Adirondack Research & Management
New York
$575K +$8.44K +350 +1%
Royal Bank of Canada
20
Royal Bank of Canada
Ontario, Canada
$560K +$60.5K +2,506 +12%
MWM
21
Meridian Wealth Management
Kentucky
$544K +$35K +1,452 +7%
Ameriprise
22
Ameriprise
Minnesota
$510K +$74.7K +3,096 +17%
RJT
23
Raymond James Trust
Florida
$413K +$24K +993 +6%
BW
24
Bison Wealth
Georgia
$381K +$24 +1 +0%
MFG
25
Merit Financial Group
Georgia
$370K +$3.57K +148 +0.9%

DFP Hedge Fund Activity: Q3 2018 in Review

48 of the 4,374 institutional investors tracked by Wall St. Rank reported a position in Flaherty & Crumrine Dynamic Preferred and Income Fund (DFP) for Q3 2018, worth a combined $59.4M — up 3.2% from $57.5M a quarter earlier.

Sellers outnumbered buyers: 8 funds closed out of DFP and 7 opened new positions — a net loss of 1 holder — while 13 trimmed existing stakes and 25 added.

The largest buyer was Cohen & Steers, adding an estimated $2.31M. The largest seller was Wolverine Asset Management, cutting an estimated $1.59M.

  • 48 institutional investors held Flaherty & Crumrine Dynamic Preferred and Income Fund (DFP) as of Q3 2018, down from 49 in Q2 2018.
  • Funds reported $59.4M of Flaherty & Crumrine Dynamic Preferred and Income Fund stock for Q3 2018, up 3.2% quarter-over-quarter.
  • 7 funds opened new Flaherty & Crumrine Dynamic Preferred and Income Fund positions in Q3 2018 and 8 closed out, a net change of -1 holder.
  • The largest Flaherty & Crumrine Dynamic Preferred and Income Fund buyer in Q3 2018 was Cohen & Steers, an estimated $2.31M added.
  • The largest Flaherty & Crumrine Dynamic Preferred and Income Fund seller in Q3 2018 was Wolverine Asset Management, an estimated $1.59M sold.

Based on aggregated 13F filings for Q3 2018.