DFP

Flaherty & Crumrine Dynamic Preferred and Income Fund
DFP

Overview Fund Activity

48 hedge funds and large institutions have $59.4M invested in Flaherty & Crumrine Dynamic Preferred and Income Fund in 2018 Q3 according to their latest regulatory filings, with 7 funds opening new positions, 25 increasing their positions, 13 reducing their positions, and 8 closing their positions.

Holders
48
Holders Change
-1
Holders Change %
-2.04%
% of All Funds
1.1%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
7
Increased
25
Reduced
13
Closed
8
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Cohen & Steers
1
Cohen & Steers
New York
$5.26M
2
Wells Fargo
2
Wells Fargo
California
$4.67M
3
Invesco
3
Invesco
Georgia
$5.03M
4
RJA
4
Raymond James & Associates
Florida
$7.64M
5
Commonwealth Equity Services
5
Commonwealth Equity Services
Massachusetts
$222K

Top Sellers

1
WAM
1
Wolverine Asset Management
Illinois
$51K
2
PPA
2
Parametric Portfolio Associates
Washington
$0
3
CAN
3
Cetera Advisor Networks
California
$0
4
OA
4
Oxbow Advisors
Texas
$7.89M
5
BBA
5
BLB&B Advisors
Pennsylvania
$0
Name Market Value Shares Shares
Change 		Shares
Change %
OA
1
Oxbow Advisors
Texas
$7.89M 339,967 -11,395 -3%
RJA
2
Raymond James & Associates
Florida
$7.64M 329,282 +26,265 +9%
LWS
3
Lucia Wealth Services
California
$5.55M 239,108 -6,602 -3%
Cohen & Steers
4
Cohen & Steers
New York
$5.26M 226,643 +95,576 +73%
Invesco
5
Invesco
Georgia
$5.03M 216,741 +46,968 +28%
Wells Fargo
6
Wells Fargo
California
$4.67M 201,447 +56,845 +39%
LPL Financial
7
LPL Financial
California
$2.66M 114,700 +7,559 +7%
RJFSA
8
Raymond James Financial Services Advisors
Florida
$2.15M 92,515 -6,204 -6%
FFA
9
First Foundation Advisors
California
$2.11M 91,135 -5,667 -6%
LTFS
10
Ladenburg Thalmann Financial Services
Florida
$2.07M 89,213 -4,902 -5%
Morgan Stanley
11
Morgan Stanley
New York
$1.53M 66,111 +4,186 +7%
ACP
12
Aviance Capital Partners
Florida
$1.47M 63,218 +1,810 +3%
MC
13
Mathes Company
New York
$1.41M 60,600 -200 -0.3%
Cambridge Investment Research Advisors
14
Cambridge Investment Research Advisors
Iowa
$1.28M 55,148 -2,906 -5%
UBS Group
15
UBS Group
Switzerland
$1.09M 46,795 +522 +1%
GC
16
Guggenheim Capital
Illinois
$799K 34,446 -6,144 -15%
CCM
17
Covington Capital Management
California
$636K 27,400 – –
PAG
18
Private Advisor Group
New Jersey
$595K 25,661 +7,706 +43%
ARM
19
Adirondack Research & Management
New York
$575K 25,000 +350 +1%
Royal Bank of Canada
20
Royal Bank of Canada
Ontario, Canada
$560K 24,166 +2,506 +12%
MWM
21
Meridian Wealth Management
Kentucky
$544K 23,450 +1,452 +7%
Ameriprise
22
Ameriprise
Minnesota
$510K 21,595 +3,096 +17%
RJT
23
Raymond James Trust
Florida
$413K 17,806 +993 +6%
BW
24
Bison Wealth
Georgia
$381K 16,413 +1 +0%
MFG
25
Merit Financial Group
Georgia
$370K 15,978 +148 +0.9%
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