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DFP

Flaherty & Crumrine Dynamic Preferred and Income Fund

37 hedge funds and large institutions have $68M invested in Flaherty & Crumrine Dynamic Preferred and Income Fund in 2016 Q1 according to their latest regulatory filings, with 3 funds opening new positions, 11 increasing their positions, 15 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed

1% more capital invested

Capital invested by funds: $67.5M → $68M (+$430K)

0.3% less ownership

Funds ownership: 15.38%15.08% (-0.3%)

3% less funds holding

Funds holding: 3837 (-1)

25% less first-time investments, than exits

New positions opened: 3 | Existing positions closed: 4

27% less repeat investments, than reductions

Existing positions increased: 11 | Existing positions reduced: 15

Holders
37
Holders Change
-1
Holders Change %
-2.63%
% of All Funds
0.99%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
3
Increased
11
Reduced
15
Closed
4
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
OA
1
Oxbow Advisors
Texas
$12.4M -$691K -30,309 -5%
MGAM
2
McGowan Group Asset Management
Texas
$8.59M +$1.65M +72,373 +25%
Invesco
3
Invesco
Georgia
$7.91M -$2.7M -118,417 -26%
LPL Financial
4
LPL Financial
California
$5.94M +$440K +19,295 +8%
RJA
5
Raymond James & Associates
Florida
$5.76M +$171K +7,509 +3%
Cohen & Steers
6
Cohen & Steers
New York
$5.04M +$1.24M +54,498 +34%
Wells Fargo
7
Wells Fargo
California
$2.9M -$248K -10,885 -8%
RJFSA
8
Raymond James Financial Services Advisors
Florida
$2.44M +$410K +17,971 +21%
UBS Group
9
UBS Group
Switzerland
$2.26M +$5.38K +236 +0.2%
ACP
10
Aviance Capital Partners
Florida
$1.79M -$133K -5,840 -7%
MC
11
Mathes Company
New York
$1.72M -$22.8K -1,000 -1%
FFA
12
First Foundation Advisors
California
$1.47M -$1.39M -60,903 -49%
SIA
13
SeaBridge Investment Advisors
New Jersey
$1.45M -$35.6K -1,560 -2%
GC
14
Guggenheim Capital
Illinois
$1.4M +$157K +6,905 +13%
Morgan Stanley
15
Morgan Stanley
New York
$1.24M +$74.7K +3,278 +7%
First Trust Advisors
16
First Trust Advisors
Illinois
$954K -$164K -7,200 -15%
CCM
17
Covington Capital Management
California
$701K -$25.6K -1,125 -4%
Stifel Financial
18
Stifel Financial
Missouri
$563K +$56.3K +2,470 +12%
CAN
19
Cetera Advisor Networks
California
$556K -$13.7K -600 -2%
CW
20
Cobiz Wealth
Colorado
$494K
BW
21
Bison Wealth
Georgia
$470K -$46 -2 -0%
LTFS
22
Ladenburg Thalmann Financial Services
Florida
$447K -$37.8K -1,658 -8%
Royal Bank of Canada
23
Royal Bank of Canada
Ontario, Canada
$444K -$94.7K -4,154 -18%
PNC Financial Services Group
24
PNC Financial Services Group
Pennsylvania
$272K +$91 +4 +0%
SAM
25
SignalPoint Asset Management
Missouri
$234K +$1.34K +59 +0.6%

DFP Hedge Fund Activity: Q1 2016 in Review

37 of the 3,753 institutional investors tracked by Wall St. Rank reported a position in Flaherty & Crumrine Dynamic Preferred and Income Fund (DFP) for Q1 2016, worth a combined $68M — up 0.64% from $67.5M a quarter earlier.

Sellers outnumbered buyers: 4 funds closed out of DFP and 3 opened new positions — a net loss of 1 holder — while 15 trimmed existing stakes and 11 added.

The largest buyer was McGowan Group Asset Management, adding an estimated $1.65M. The largest seller was Invesco, cutting an estimated $2.7M.

  • 37 institutional investors held Flaherty & Crumrine Dynamic Preferred and Income Fund (DFP) as of Q1 2016, down from 38 in Q4 2015.
  • Funds reported $68M of Flaherty & Crumrine Dynamic Preferred and Income Fund stock for Q1 2016, up 0.64% quarter-over-quarter.
  • 3 funds opened new Flaherty & Crumrine Dynamic Preferred and Income Fund positions in Q1 2016 and 4 closed out, a net change of -1 holder.
  • The largest Flaherty & Crumrine Dynamic Preferred and Income Fund buyer in Q1 2016 was McGowan Group Asset Management, an estimated $1.65M added.
  • The largest Flaherty & Crumrine Dynamic Preferred and Income Fund seller in Q1 2016 was Invesco, an estimated $2.7M sold.

Based on aggregated 13F filings for Q1 2016.