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DFP

Flaherty & Crumrine Dynamic Preferred and Income Fund

64 hedge funds and large institutions have $74.5M invested in Flaherty & Crumrine Dynamic Preferred and Income Fund in 2021 Q4 according to their latest regulatory filings, with 6 funds opening new positions, 27 increasing their positions, 19 reducing their positions, and 14 closing their positions.

New
Increased
Maintained
Reduced
Closed

42% more repeat investments, than reductions

Existing positions increased: 27 | Existing positions reduced: 19

0% more funds holding in top 10

Funds holding in top 10: 11 (0)

0.02% less ownership

Funds ownership: 14.02%14% (-0.02%)

4% less capital invested

Capital invested by funds: $77.3M → $74.5M (-$2.83M)

12% less funds holding

Funds holding: 7364 (-9)

57% less first-time investments, than exits

New positions opened: 6 | Existing positions closed: 14

Holders
64
Holders Change
-9
Holders Change %
-12.33%
% of All Funds
0.98%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.02%
New
6
Increased
27
Reduced
19
Closed
14
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
RJA
1
Raymond James & Associates
Florida
$14.7M -$6.78K -240 -0%
LPL Financial
2
LPL Financial
California
$6.03M +$41K +1,454 +0.7%
RJFSA
3
Raymond James Financial Services Advisors
Florida
$5.11M +$140K +4,975 +3%
Invesco
4
Invesco
Georgia
$4.91M +$790K +27,980 +19%
OA
5
Oxbow Advisors
Texas
$4.08M -$256K -9,072 -6%
1W
6
1776 Wealth
Georgia
$3.65M +$26.1K +924 +0.7%
Cohen & Steers
7
Cohen & Steers
New York
$2.88M
PAG
8
Private Advisor Group
New Jersey
$2.52M +$236K +8,364 +10%
Morgan Stanley
9
Morgan Stanley
New York
$2.2M -$127K -4,495 -5%
Ameriprise
10
Ameriprise
Minnesota
$2.15M +$310K +10,979 +16%
JG
11
Jefferies Group
New York
$1.51M
Cambridge Investment Research Advisors
12
Cambridge Investment Research Advisors
Iowa
$1.4M +$37.3K +1,323 +3%
WAM
13
Wolverine Asset Management
Illinois
$1.3M +$473K +16,763 +56%
Commonwealth Equity Services
14
Commonwealth Equity Services
Massachusetts
$1.25M +$5.96K +211 +0.5%
Osaic Holdings
15
Osaic Holdings
Arizona
$1.19M +$13.5K +478 +1%
MC
16
Mathes Company
New York
$1.18M -$79K -2,800 -6%
CA
17
CoreCap Advisors
Michigan
$1.17M +$1.19M +42,128 New
Stifel Financial
18
Stifel Financial
Missouri
$1.17M +$48.8K +1,727 +4%
Wells Fargo
19
Wells Fargo
California
$1.1M -$122K -4,318 -10%
CSPIA
20
Cary Street Partners Investment Advisory
Virginia
$928K +$63.8K +2,260 +7%
CF
21
Centaurus Financial
California
$898K -$7.06K -250 -0.8%
NFG
22
Next Financial Group
Texas
$894K +$233K +8,269 +35%
MWM
23
Meridian Wealth Management
Kentucky
$862K +$13.2K +468 +2%
WS
24
Wedbush Securities
California
$742K +$11.3K +400 +2%
CAN
25
Cetera Advisor Networks
California
$732K +$267K +9,447 +56%

DFP Hedge Fund Activity: Q4 2021 in Review

64 of the 6,498 institutional investors tracked by Wall St. Rank reported a position in Flaherty & Crumrine Dynamic Preferred and Income Fund (DFP) for Q4 2021, worth a combined $74.5M — down 3.7% from $77.3M a quarter earlier.

Sellers outnumbered buyers: 14 funds closed out of DFP and 6 opened new positions — a net loss of 8 holders — while 19 trimmed existing stakes and 27 added.

The largest buyer was Invesco, adding an estimated $790K. The largest seller was Ashton Thomas Private Wealth, exiting entirely with an estimated $1.17M sold.

  • 64 institutional investors held Flaherty & Crumrine Dynamic Preferred and Income Fund (DFP) as of Q4 2021, down from 73 in Q3 2021.
  • Funds reported $74.5M of Flaherty & Crumrine Dynamic Preferred and Income Fund stock for Q4 2021, down 3.7% quarter-over-quarter.
  • 6 funds opened new Flaherty & Crumrine Dynamic Preferred and Income Fund positions in Q4 2021 and 14 closed out, a net change of -8 holders.
  • The largest Flaherty & Crumrine Dynamic Preferred and Income Fund buyer in Q4 2021 was Invesco, an estimated $790K added.
  • The largest Flaherty & Crumrine Dynamic Preferred and Income Fund seller in Q4 2021 was Ashton Thomas Private Wealth, an estimated $1.17M sold.

Based on aggregated 13F filings for Q4 2021.