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DFP

Flaherty & Crumrine Dynamic Preferred and Income Fund

73 hedge funds and large institutions have $77.3M invested in Flaherty & Crumrine Dynamic Preferred and Income Fund in 2021 Q3 according to their latest regulatory filings, with 7 funds opening new positions, 32 increasing their positions, 20 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed

75% more first-time investments, than exits

New positions opened: 7 | Existing positions closed: 4

60% more repeat investments, than reductions

Existing positions increased: 32 | Existing positions reduced: 20

3% more funds holding

Funds holding: 7173 (+2)

0.17% more ownership

Funds ownership: 13.85%14.02% (+0.17%)

0% more funds holding in top 10

Funds holding in top 10: 11 (0)

1% less capital invested

Capital invested by funds: $77.9M → $77.3M (-$603K)

Holders
73
Holders Change
+2
Holders Change %
+2.82%
% of All Funds
1.28%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.02%
New
7
Increased
32
Reduced
20
Closed
4
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
RJA
1
Raymond James & Associates
Florida
$15.3M +$32K +1,090 +0.2%
LPL Financial
2
LPL Financial
California
$6.21M +$416K +14,164 +7%
RJFSA
3
Raymond James Financial Services Advisors
Florida
$5.16M -$342K -11,648 -6%
OA
4
Oxbow Advisors
Texas
$4.49M -$511K -17,392 -10%
Invesco
5
Invesco
Georgia
$4.28M +$36.5K +1,240 +0.8%
1W
6
1776 Wealth
Georgia
$3.75M +$21.2K +720 +0.6%
Cohen & Steers
7
Cohen & Steers
New York
$2.99M -$941K -32,000 -24%
Morgan Stanley
8
Morgan Stanley
New York
$2.41M +$27.4K +931 +1%
PAG
9
Private Advisor Group
New Jersey
$2.37M +$226K +7,686 +10%
Ameriprise
10
Ameriprise
Minnesota
$1.92M +$204K +6,938 +12%
JG
11
Jefferies Group
New York
$1.57M -$22.5K -765 -1%
Cambridge Investment Research Advisors
12
Cambridge Investment Research Advisors
Iowa
$1.41M +$349K +11,874 +32%
MC
13
Mathes Company
New York
$1.3M -$58.8K -2,000 -4%
Commonwealth Equity Services
14
Commonwealth Equity Services
Massachusetts
$1.29M +$206K +6,998 +19%
Wells Fargo
15
Wells Fargo
California
$1.26M -$215K -7,320 -14%
Osaic Holdings
16
Osaic Holdings
Arizona
$1.22M -$75.4K -2,565 -6%
ATPW
17
Ashton Thomas Private Wealth
Arizona
$1.17M +$98.5K +3,350 +9%
Stifel Financial
18
Stifel Financial
Missouri
$1.16M +$96.4K +3,281 +9%
CF
19
Centaurus Financial
California
$938K +$15.8K +538 +2%
CSPIA
20
Cary Street Partners Investment Advisory
Virginia
$897K +$9.99K +340 +1%
MWM
21
Meridian Wealth Management
Kentucky
$881K +$9.46K +322 +1%
WAM
22
Wolverine Asset Management
Illinois
$863K +$638K +21,689 +262%
PNC Financial Services Group
23
PNC Financial Services Group
Pennsylvania
$766K +$8.17K +278 +1%
WS
24
Wedbush Securities
California
$757K +$57.6K +1,960 +8%
MFG
25
Merit Financial Group
Georgia
$751K +$2.53K +86 +0.3%

DFP Hedge Fund Activity: Q3 2021 in Review

73 of the 5,712 institutional investors tracked by Wall St. Rank reported a position in Flaherty & Crumrine Dynamic Preferred and Income Fund (DFP) for Q3 2021, worth a combined $77.3M — down 0.77% from $77.9M a quarter earlier.

Buyers outnumbered sellers: 7 funds opened new DFP positions and 4 closed out — a net gain of 3 holders — while 32 added to existing stakes and 20 trimmed.

The largest buyer was Creative Planning, opening a new position worth an estimated $763K. The largest seller was Cohen & Steers, cutting an estimated $941K.

  • 73 institutional investors held Flaherty & Crumrine Dynamic Preferred and Income Fund (DFP) as of Q3 2021, up from 71 in Q2 2021.
  • Funds reported $77.3M of Flaherty & Crumrine Dynamic Preferred and Income Fund stock for Q3 2021, down 0.77% quarter-over-quarter.
  • 7 funds opened new Flaherty & Crumrine Dynamic Preferred and Income Fund positions in Q3 2021 and 4 closed out, a net change of +3 holders.
  • The largest Flaherty & Crumrine Dynamic Preferred and Income Fund buyer in Q3 2021 was Creative Planning, an estimated $763K added.
  • The largest Flaherty & Crumrine Dynamic Preferred and Income Fund seller in Q3 2021 was Cohen & Steers, an estimated $941K sold.

Based on aggregated 13F filings for Q3 2021.