DFP

Flaherty & Crumrine Dynamic Preferred and Income Fund
DFP

Overview Fund Activity

49 hedge funds and large institutions have $57.5M invested in Flaherty & Crumrine Dynamic Preferred and Income Fund in 2018 Q2 according to their latest regulatory filings, with 9 funds opening new positions, 18 increasing their positions, 19 reducing their positions, and 8 closing their positions.

Holders
49
Holders Change
–
Holders Change %
0%
% of All Funds
1.12%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
9
Increased
18
Reduced
19
Closed
8
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
OA
1
Oxbow Advisors
Texas
$8.24M
2
Cohen & Steers
2
Cohen & Steers
New York
$3.08M
3
Cambridge Investment Research Advisors
3
Cambridge Investment Research Advisors
Iowa
$1.36M
4
WAM
4
Wolverine Asset Management
Illinois
$1.6M
5
LWS
5
Lucia Wealth Services
California
$5.76M

Top Sellers

1
DA
1
Doliver Advisors
Texas
$0
2
MML Investors Services
2
MML Investors Services
Massachusetts
$411K
3
Morgan Stanley
3
Morgan Stanley
New York
$1.45M
4
Invesco
4
Invesco
Georgia
$3.98M
5
Millennium Management
5
Millennium Management
New York
$0
Name Market Value Shares Shares
Change 		Shares
Change %
OA
1
Oxbow Advisors
Texas
$8.24M 351,362 +351,362 New
RJA
2
Raymond James & Associates
Florida
$7.11M 303,017 -6,860 -2%
LWS
3
Lucia Wealth Services
California
$5.76M 245,710 +25,879 +12%
Invesco
4
Invesco
Georgia
$3.98M 169,773 -11,382 -6%
Wells Fargo
5
Wells Fargo
California
$3.39M 144,602 +10,086 +7%
Cohen & Steers
6
Cohen & Steers
New York
$3.08M 131,067 +89,656 +217%
LPL Financial
7
LPL Financial
California
$2.51M 107,141 +8,831 +9%
RJFSA
8
Raymond James Financial Services Advisors
Florida
$2.32M 98,719 -4,281 -4%
LTFS
9
Ladenburg Thalmann Financial Services
Florida
$2.28M 94,115 – –
FFA
10
First Foundation Advisors
California
$2.27M 96,802 +12,112 +14%
WAM
11
Wolverine Asset Management
Illinois
$1.6M 68,076 +25,886 +61%
Morgan Stanley
12
Morgan Stanley
New York
$1.45M 61,925 -20,819 -25%
ACP
13
Aviance Capital Partners
Florida
$1.44M 61,408 -2,752 -4%
MC
14
Mathes Company
New York
$1.43M 60,800 -300 -0.5%
Cambridge Investment Research Advisors
15
Cambridge Investment Research Advisors
Iowa
$1.36M 58,054 +28,126 +94%
UBS Group
16
UBS Group
Switzerland
$1.09M 46,273 +2,101 +5%
GC
17
Guggenheim Capital
Illinois
$952K 40,590 -61 -0.2%
CCM
18
Covington Capital Management
California
$643K 27,400 -1,000 -4%
ARM
19
Adirondack Research & Management
New York
$545K 24,650 -1,750 -7%
MWM
20
Meridian Wealth Management
Kentucky
$516K 21,998 +168 +0.8%
Royal Bank of Canada
21
Royal Bank of Canada
Ontario, Canada
$508K 21,660 +826 +4%
PPA
22
Parametric Portfolio Associates
Washington
$455K 19,415 +19,415 New
Ameriprise
23
Ameriprise
Minnesota
$434K 18,499 -1,519 -8%
PAG
24
Private Advisor Group
New Jersey
$424K 17,955 +8,449 +89%
MML Investors Services
25
MML Investors Services
Massachusetts
$411K 17,514 -29,544 -63%
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