MML Investors Services’s Flaherty & Crumrine Dynamic Preferred and Income Fund DFP Stock Holding History

MML Investors Services’s Portfolio DFP Stock Details DFP Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q4	–	Sell	-11,162	Closed	-$291K	–	1512
2019 Q3	$291K	Buy	+11,162	New	+$285K	﹤0.01%	1203
2018 Q4	–	Sell	-10,792	Closed	-$250K	–	1521
2018 Q3	$250K	Sell	10,792 -6,722	-38%	-$162K	﹤0.01%	1371
2018 Q2	$411K	Sell	17,514 -29,544	-63%	-$696K	0.01%	938
2018 Q1	$1.14M	Buy	47,058 +1,968	+4%	+$49.2K	0.02%	510
2017 Q4	$1.2M	Buy	45,090 +18,794	+71%	+$498K	0.02%	480
2017 Q3	$697K	Buy	+26,296	New	+$695K	0.01%	640

Other funds holding DFP

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

Cohen & Steers New York $57.6B AUM 8.03% 1-Year Est. Return

Oxbow Advisors Austin, Texas $1.18B AUM 28.15% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

RJFSA

Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

1776 Wealth Atlanta, Georgia $254M AUM 20.38% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Guggenheim Capital Chicago, Illinois $12.9B AUM 27.3% 1-Year Est. Return

MML Investors Services's DFP Position: Q4 2019 in Review

MML Investors Services sold out of Flaherty & Crumrine Dynamic Preferred and Income Fund (DFP) in Q4 2019, closing a stake of 11,162 shares — an estimated $291K sold.

MML Investors Services first reported a position in DFP in Q3 2017 and held it in 6 quarters. The position peaked at $1.2M in Q4 2017. 55 funds tracked by Wall St. Rank hold DFP as of Q4 2019.

MML Investors Services reported no remaining Flaherty & Crumrine Dynamic Preferred and Income Fund position as of Q4 2019 after selling out during the quarter.
MML Investors Services sold 11,162 Flaherty & Crumrine Dynamic Preferred and Income Fund shares in Q4 2019, an estimated $291K.
MML Investors Services first reported a position in Flaherty & Crumrine Dynamic Preferred and Income Fund in Q3 2017 and held it in 6 quarters.
MML Investors Services's Flaherty & Crumrine Dynamic Preferred and Income Fund position peaked at $1.2M in Q4 2017.
55 funds tracked by Wall St. Rank held Flaherty & Crumrine Dynamic Preferred and Income Fund as of Q4 2019.

Based on MML Investors Services's 13F filing for Q4 2019, filed 11 Feb 2020.