Guggenheim Capital’s Flaherty & Crumrine Dynamic Preferred and Income Fund DFP Stock Holding History

Guggenheim Capital’s Portfolio DFP Stock Details DFP Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2026 Q1	$4.87M	Sell	242,799 -58,450	-19%	-$1.24M	0.04%	450
2025 Q4	$6.26M	Sell	301,249 -55,640	-16%	-$1.19M	0.04%	376
2025 Q3	$7.72M	Buy	356,889 +11,321	+3%	+$238K	0.06%	330
2025 Q2	$7.09M	Buy	345,568 +33,652	+11%	+$670K	0.06%	333
2025 Q1	$6.31M	Buy	311,916 +36,445	+13%	+$743K	0.06%	362
2024 Q4	$5.49M	Buy	275,471 +83,008	+43%	+$1.71M	0.04%	397
2024 Q3	$4.14M	Buy	192,463 +63,382	+49%	+$1.27M	0.03%	591
2024 Q2	$2.48M	Buy	129,081 +31,262	+32%	+$582K	0.02%	739
2024 Q1	$1.88M	Buy	97,819 +20,462	+26%	+$380K	0.01%	907
2023 Q4	$1.37M	Buy	77,357 +9,009	+13%	+$152K	0.01%	1005
2023 Q3	$1.15M	Buy	68,348 +3,324	+5%	+$58.2K	0.01%	1047
2023 Q2	$1.13M	Buy	65,024 +3,069	+5%	+$53.8K	0.01%	1106
2023 Q1	$1.13M	Sell	61,955 -47	-0.1%	-$929	0.01%	1125
2022 Q4	$1.16M	Buy	62,002 +12,818	+26%	+$245K	0.01%	1091
2022 Q3	$934K	Buy	49,184 +8,560	+21%	+$184K	0.01%	1176
2022 Q2	$873K	Buy	40,624 +12,282	+43%	+$284K	0.01%	1286
2022 Q1	$738K	Buy	28,342 +19,987	+239%	+$525K	﹤0.01%	1510
2021 Q4	$232K	Sell	8,355 -4,823	-37%	-$136K	﹤0.01%	1985
2021 Q3	$380K	Sell	13,178 -5,743	-30%	-$169K	﹤0.01%	1848
2021 Q2	$554K	Sell	18,921 -13,429	-42%	-$402K	﹤0.01%	1795
2021 Q1	$974K	Sell	32,350 -12,925	-29%	-$378K	0.01%	1410
2020 Q4	$1.32M	Sell	45,275 -24,274	-35%	-$682K	0.01%	1184
2020 Q3	$1.9M	Sell	69,549 -2,257	-3%	-$59K	0.01%	917
2020 Q2	$1.75M	Sell	71,806 -4,654	-6%	-$111K	0.01%	933
2020 Q1	$1.55M	Buy	76,460 +7,204	+10%	+$180K	0.02%	901
2019 Q4	$1.85M	Buy	69,256 +12,008	+21%	+$316K	0.01%	1070
2019 Q3	$1.49M	Buy	57,248 +7,767	+16%	+$199K	0.01%	1127
2019 Q2	$1.24M	Buy	49,481 +10,838	+28%	+$264K	0.01%	1253
2019 Q1	$918K	Buy	38,643 +7,700	+25%	+$176K	0.01%	1418
2018 Q4	$630K	Sell	30,943 -3,503	-10%	-$75.1K	0.01%	1573
2018 Q3	$799K	Sell	34,446 -6,144	-15%	-$148K	0.01%	1731
2018 Q2	$952K	Sell	40,590 -61	-0.2%	-$1.44K	0.01%	1631
2018 Q1	$983K	Sell	40,651 -1,249	-3%	-$31.2K	﹤0.01%	2081
2017 Q4	$1.12M	Sell	41,900 -41,634	-50%	-$1.1M	﹤0.01%	2016
2017 Q3	$2.21M	Buy	83,534 +20,098	+32%	+$531K	0.01%	1591
2017 Q2	$1.67M	Buy	63,436 +46,985	+286%	+$1.2M	﹤0.01%	1754
2017 Q1	$404K	Sell	16,451 -21,944	-57%	-$537K	﹤0.01%	2452
2016 Q4	$913K	Sell	38,395 -3,691	-9%	-$87.2K	﹤0.01%	2191
2016 Q3	$1.06M	Sell	42,086 -12,829	-23%	-$317K	﹤0.01%	2048
2016 Q2	$1.33M	Sell	54,915 -4,727	-8%	-$112K	﹤0.01%	1843
2016 Q1	$1.4M	Buy	59,642 +6,905	+13%	+$157K	﹤0.01%	1823
2015 Q4	$1.21M	Buy	52,737 +3,934	+8%	+$89K	﹤0.01%	1987
2015 Q3	$1.09M	Buy	48,803 +6,782	+16%	+$151K	﹤0.01%	2044
2015 Q2	$938K	Buy	42,021 +24,317	+137%	+$563K	﹤0.01%	2251
2015 Q1	$414K	Buy	+17,704	New	+$414K	﹤0.01%	2594

Other funds holding DFP

Raymond James Financial St Petersburg, Florida $324B AUM 22.36% 1-Year Est. Return

SIA

Sit Investment Associates Minneapolis, Minnesota $4.93B AUM 12.22% 1-Year Est. Return

Cohen & Steers New York $57.6B AUM 8.03% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

HWAM

Hennion & Walsh Asset Management Parsippany, New Jersey $3.5B AUM 41.95% 1-Year Est. Return

Focus Partners Wealth Boston, Massachusetts $89.9B AUM 20.5% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

1CP

1607 Capital Partners Richmond, Virginia $1.39B AUM 8.35% 1-Year Est. Return

Guggenheim Capital's DFP Position: Q1 2026 in Review

Guggenheim Capital reduced its Flaherty & Crumrine Dynamic Preferred and Income Fund (DFP) stake by 19% in Q1 2026, selling an estimated $1.24M and leaving 242,799 shares worth $4.87M. The position accounts for 0.04% of the portfolio, ranked #450.

Guggenheim Capital first reported a position in DFP in Q1 2015 and has held it in 45 quarters since. The position peaked at $7.72M in Q3 2025. 79 funds tracked by Wall St. Rank hold DFP as of Q1 2026.

Guggenheim Capital held 242,799 shares of Flaherty & Crumrine Dynamic Preferred and Income Fund worth $4.87M as of Q1 2026.
Guggenheim Capital sold 58,450 Flaherty & Crumrine Dynamic Preferred and Income Fund shares in Q1 2026, an estimated $1.24M.
Flaherty & Crumrine Dynamic Preferred and Income Fund made up 0.04% of Guggenheim Capital's portfolio in Q1 2026, its #450 holding.
Guggenheim Capital first reported a position in Flaherty & Crumrine Dynamic Preferred and Income Fund in Q1 2015 and has held it in 45 quarters since.
Guggenheim Capital's Flaherty & Crumrine Dynamic Preferred and Income Fund position peaked at $7.72M in Q3 2025.
79 funds tracked by Wall St. Rank held Flaherty & Crumrine Dynamic Preferred and Income Fund as of Q1 2026.

Based on Guggenheim Capital's 13F filing for Q1 2026, filed 15 May 2026.