DFP

Flaherty & Crumrine Dynamic Preferred and Income Fund
DFP

Overview Fund Activity

45 hedge funds and large institutions have $48.3M invested in Flaherty & Crumrine Dynamic Preferred and Income Fund in 2017 Q4 according to their latest regulatory filings, with 13 funds opening new positions, 19 increasing their positions, 11 reducing their positions, and 8 closing their positions.

Holders
45
Holders Change
+5
Holders Change %
+12.5%
% of All Funds
1.02%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
13
Increased
19
Reduced
11
Closed
8
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
LWS
1
Lucia Wealth Services
California
$4.31M
2
LTFS
2
Ladenburg Thalmann Financial Services
Florida
$2.84M
3
Ameriprise
3
Ameriprise
Minnesota
$936K
4
MML Investors Services
4
MML Investors Services
Massachusetts
$1.2M
5
XS
5
XML Securities
Maryland
$436K

Top Sellers

1
RJFSA
1
Raymond James Financial Services Advisors
Florida
$0
2
GC
2
Guggenheim Capital
Illinois
$1.12M
3
SI
3
SII Investments
Wisconsin
$0
4
Invesco
4
Invesco
Georgia
$6.09M
5
PAG
5
Private Advisor Group
New Jersey
$0
Name Market Value Shares Shares
Change 		Shares
Change %
RJA
1
Raymond James & Associates
Florida
$8.46M 317,128 +5,192 +2%
Invesco
2
Invesco
Georgia
$6.09M 228,376 -23,288 -9%
Wells Fargo
3
Wells Fargo
California
$4.33M 162,471 +12,796 +9%
LWS
4
Lucia Wealth Services
California
$4.31M 161,656 +161,656 New
LTFS
5
Ladenburg Thalmann Financial Services
Florida
$2.84M 106,316 +76,869 +261%
LPL Financial
6
LPL Financial
California
$2.33M 87,215 +1,485 +2%
FFA
7
First Foundation Advisors
California
$2.27M 85,157 +5,502 +7%
Morgan Stanley
8
Morgan Stanley
New York
$2M 75,064 -2,048 -3%
ACP
9
Aviance Capital Partners
Florida
$1.72M 64,414 -1,109 -2%
MC
10
Mathes Company
New York
$1.52M 57,000 -13,025 -19%
MML Investors Services
11
MML Investors Services
Massachusetts
$1.2M 45,090 +18,794 +71%
GC
12
Guggenheim Capital
Illinois
$1.12M 41,900 -41,634 -50%
CCM
13
Covington Capital Management
California
$1.02M 38,400 -600 -2%
Cohen & Steers
14
Cohen & Steers
New York
$1M 37,490 +7,406 +25%
Ameriprise
15
Ameriprise
Minnesota
$936K 35,103 +19,642 +127%
UBS Group
16
UBS Group
Switzerland
$759K 28,447 +12,489 +78%
Royal Bank of Canada
17
Royal Bank of Canada
Ontario, Canada
$616K 23,072 -3,985 -15%
MWM
18
Meridian Wealth Management
Kentucky
$574K 21,451 +363 +2%
Cambridge Investment Research Advisors
19
Cambridge Investment Research Advisors
Iowa
$528K 19,799 +701 +4%
AIM
20
Advantage Investment Management
Iowa
$454K 17,041 -1,900 -10%
BW
21
Bison Wealth
Georgia
$438K 16,410 +1 +0%
XS
22
XML Securities
Maryland
$436K 16,384 +16,384 New
Millennium Management
23
Millennium Management
New York
$388K 14,541 +14,541 New
CAN
24
Cetera Advisor Networks
California
$386K 14,527 +1,995 +16%
MFG
25
Merit Financial Group
Georgia
$339K 12,745 +12,745 New
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