XML Securities’s Flaherty & Crumrine Dynamic Preferred and Income Fund DFP Stock Holding History

XML Securities’s Portfolio DFP Stock Details DFP Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2018 Q1	$236K	Sell	9,750 -6,634	-40%	-$166K	0.29%	59
2017 Q4	$436K	Buy	+16,384	New	+$434K	0.56%	40

Other funds holding DFP

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

LWS

Lucia Wealth Services San Diego, California $426M AUM 19.43% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

RJFSA

Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

LTFS

Ladenburg Thalmann Financial Services Miami, Florida $15.9B AUM 25.16% 1-Year Est. Return

FFA

First Foundation Advisors Irvine, California $2.48B AUM 18.56% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

ACP

Aviance Capital Partners Naples, Florida $854M AUM 25.16% 1-Year Est. Return

XML Securities's DFP Position: Q1 2018 in Review

XML Securities reduced its Flaherty & Crumrine Dynamic Preferred and Income Fund (DFP) stake by 40% in Q1 2018, selling an estimated $166K and leaving 9,750 shares worth $236K. The position accounts for 0.29% of the portfolio, ranked #59.

XML Securities first reported a position in DFP in Q4 2017 and has held it in 2 quarters since. The position peaked at $436K in Q4 2017. 49 funds tracked by Wall St. Rank hold DFP as of Q1 2018.

XML Securities held 9,750 shares of Flaherty & Crumrine Dynamic Preferred and Income Fund worth $236K as of Q1 2018.
XML Securities sold 6,634 Flaherty & Crumrine Dynamic Preferred and Income Fund shares in Q1 2018, an estimated $166K.
Flaherty & Crumrine Dynamic Preferred and Income Fund made up 0.29% of XML Securities's portfolio in Q1 2018, its #59 holding.
XML Securities first reported a position in Flaherty & Crumrine Dynamic Preferred and Income Fund in Q4 2017 and has held it in 2 quarters since.
XML Securities's Flaherty & Crumrine Dynamic Preferred and Income Fund position peaked at $436K in Q4 2017.
49 funds tracked by Wall St. Rank held Flaherty & Crumrine Dynamic Preferred and Income Fund as of Q1 2018.

Based on XML Securities's 13F filing for Q1 2018, filed 17 May 2018.