Lucia Wealth Services’s Flaherty & Crumrine Dynamic Preferred and Income Fund DFP Stock Holding History

Lucia Wealth Services’s Portfolio DFP Stock Details DFP Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q4	–	Sell	-33	Closed	-$1K	–	186
2019 Q3	$1K	Sell	33 -611	-95%	-$15.6K	﹤0.01%	165
2019 Q2	$16K	Sell	644 -173,964	-100%	-$4.24M	0.01%	160
2019 Q1	$4.15M	Buy	174,608 +24,529	+16%	+$561K	1.42%	20
2018 Q4	$3.06M	Sell	150,079 -89,029	-37%	-$1.91M	1.44%	21
2018 Q3	$5.55M	Sell	239,108 -6,602	-3%	-$159K	1.73%	17
2018 Q2	$5.76M	Buy	245,710 +25,879	+12%	+$609K	2.52%	11
2018 Q1	$5.31M	Buy	219,831 +58,175	+36%	+$1.45M	1.73%	14
2017 Q4	$4.31M	Buy	+161,656	New	+$4.29M	1.91%	15

Other funds holding DFP

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

Cohen & Steers New York $57.6B AUM 8.03% 1-Year Est. Return

Oxbow Advisors Austin, Texas $1.18B AUM 28.15% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

RJFSA

Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

1776 Wealth Atlanta, Georgia $254M AUM 20.38% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Guggenheim Capital Chicago, Illinois $12.9B AUM 27.3% 1-Year Est. Return

Lucia Wealth Services's DFP Position: Q4 2019 in Review

Lucia Wealth Services sold out of Flaherty & Crumrine Dynamic Preferred and Income Fund (DFP) in Q4 2019, closing a stake of 33 shares — an estimated $1K sold.

Lucia Wealth Services first reported a position in DFP in Q4 2017 and held it in 8 quarters. The position peaked at $5.76M in Q2 2018. 55 funds tracked by Wall St. Rank hold DFP as of Q4 2019.

Lucia Wealth Services reported no remaining Flaherty & Crumrine Dynamic Preferred and Income Fund position as of Q4 2019 after selling out during the quarter.
Lucia Wealth Services sold 33 Flaherty & Crumrine Dynamic Preferred and Income Fund shares in Q4 2019, an estimated $1K.
Lucia Wealth Services first reported a position in Flaherty & Crumrine Dynamic Preferred and Income Fund in Q4 2017 and held it in 8 quarters.
Lucia Wealth Services's Flaherty & Crumrine Dynamic Preferred and Income Fund position peaked at $5.76M in Q2 2018.
55 funds tracked by Wall St. Rank held Flaherty & Crumrine Dynamic Preferred and Income Fund as of Q4 2019.

Based on Lucia Wealth Services's 13F filing for Q4 2019, filed 22 Jan 2020.