DFP

Flaherty & Crumrine Dynamic Preferred and Income Fund
DFP

Overview Fund Activity

49 hedge funds and large institutions have $48M invested in Flaherty & Crumrine Dynamic Preferred and Income Fund in 2018 Q1 according to their latest regulatory filings, with 9 funds opening new positions, 15 increasing their positions, 21 reducing their positions, and 5 closing their positions.

Holders
49
Holders Change
+4
Holders Change %
+8.89%
% of All Funds
1.12%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
9
Increased
15
Reduced
21
Closed
5
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
RJFSA
1
Raymond James Financial Services Advisors
Florida
$2.49M
2
LWS
2
Lucia Wealth Services
California
$5.31M
3
WAM
3
Wolverine Asset Management
Illinois
$1.02M
4
DA
4
Doliver Advisors
Texas
$786K
5
ARM
5
Adirondack Research & Management
New York
$607K

Top Sellers

1
Invesco
1
Invesco
Georgia
$4.38M
2
Wells Fargo
2
Wells Fargo
California
$3.25M
3
CAN
3
Cetera Advisor Networks
California
$0
4
AIM
4
Advantage Investment Management
Iowa
$33K
5
Ameriprise
5
Ameriprise
Minnesota
$484K
Name Market Value Shares Shares
Change 		Shares
Change %
RJA
1
Raymond James & Associates
Florida
$7.49M 309,877 -7,251 -2%
LWS
2
Lucia Wealth Services
California
$5.31M 219,831 +58,175 +36%
Invesco
3
Invesco
Georgia
$4.38M 181,155 -47,221 -21%
Wells Fargo
4
Wells Fargo
California
$3.25M 134,516 -27,955 -17%
RJFSA
5
Raymond James Financial Services Advisors
Florida
$2.49M 103,000 +103,000 New
LPL Financial
6
LPL Financial
California
$2.38M 98,310 +11,095 +13%
LTFS
7
Ladenburg Thalmann Financial Services
Florida
$2.28M 94,115 -12,201 -11%
FFA
8
First Foundation Advisors
California
$2.05M 84,690 -467 -0.5%
Morgan Stanley
9
Morgan Stanley
New York
$2M 82,744 +7,680 +10%
ACP
10
Aviance Capital Partners
Florida
$1.55M 64,160 -254 -0.4%
MC
11
Mathes Company
New York
$1.48M 61,100 +4,100 +7%
MML Investors Services
12
MML Investors Services
Massachusetts
$1.14M 47,058 +1,968 +4%
UBS Group
13
UBS Group
Switzerland
$1.07M 44,172 +15,725 +55%
WAM
14
Wolverine Asset Management
Illinois
$1.02M 42,190 +42,190 New
Cohen & Steers
15
Cohen & Steers
New York
$1M 41,411 +3,921 +10%
GC
16
Guggenheim Capital
Illinois
$983K 40,651 -1,249 -3%
DA
17
Doliver Advisors
Texas
$786K 32,528 +32,528 New
Cambridge Investment Research Advisors
18
Cambridge Investment Research Advisors
Iowa
$723K 29,928 +10,129 +51%
CCM
19
Covington Capital Management
California
$686K 28,400 -10,000 -26%
ARM
20
Adirondack Research & Management
New York
$607K 26,400 +26,400 New
MWM
21
Meridian Wealth Management
Kentucky
$528K 21,830 +379 +2%
Royal Bank of Canada
22
Royal Bank of Canada
Ontario, Canada
$504K 20,834 -2,238 -10%
Ameriprise
23
Ameriprise
Minnesota
$484K 20,018 -15,085 -43%
MFG
24
Merit Financial Group
Georgia
$407K 16,860 +4,115 +32%
BW
25
Bison Wealth
Georgia
$397K 16,411 +1 +0%
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