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DFP

Flaherty & Crumrine Dynamic Preferred and Income Fund

36 hedge funds and large institutions have $53.5M invested in Flaherty & Crumrine Dynamic Preferred and Income Fund in 2014 Q2 according to their latest regulatory filings, with 9 funds opening new positions, 13 increasing their positions, 8 reducing their positions, and 6 closing their positions.

New
Increased
Maintained
Reduced
Closed

63% more repeat investments, than reductions

Existing positions increased: 13 | Existing positions reduced: 8

50% more first-time investments, than exits

New positions opened: 9 | Existing positions closed: 6

10% more capital invested

Capital invested by funds: $48.7M → $53.5M (+$4.77M)

9% more funds holding

Funds holding: 3336 (+3)

0.15% more ownership

Funds ownership: 11.71%11.86% (+0.15%)

Holders
36
Holders Change
+3
Holders Change %
+9.09%
% of All Funds
1.03%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
9
Increased
13
Reduced
8
Closed
6
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Invesco
1
Invesco
Georgia
$11M +$3.17M +139,342 +43%
OA
2
Oxbow Advisors
Texas
$8.34M -$1.26M -55,386 -14%
RJA
3
Raymond James & Associates
Florida
$6.54M -$213K -9,352 -3%
Wells Fargo
4
Wells Fargo
California
$3.75M -$458K -20,115 -11%
RVP
5
Relative Value Partners
Illinois
$3.59M -$124K -5,449 -3%
Cohen & Steers
6
Cohen & Steers
New York
$3.09M +$1.84M +80,955 +161%
KFS
7
KMS Financial Services
Washington
$2.49M -$215K -9,441 -8%
EML
8
Eos Management LP
New York
$1.35M +$1.31M +57,389 New
MC
9
Mathes Company
New York
$1.33M +$461K +20,250 +56%
U
10
UBS
Switzerland
$1.22M +$868K +38,161 +283%
Royal Bank of Canada
11
Royal Bank of Canada
Ontario, Canada
$1.12M +$114K +4,996 +12%
PFS
12
Prospera Financial Services
Texas
$893K -$138K -6,066 -14%
FAAS
13
First Allied Advisory Services
California
$847K +$111K +4,900 +16%
RJFSA
14
Raymond James Financial Services Advisors
Florida
$811K +$783K +34,434 New
First Trust Advisors
15
First Trust Advisors
Illinois
$749K +$723K +31,775 New
ACP
16
Aviance Capital Partners
Florida
$744K -$23.7K -1,040 -3%
LPL Financial
17
LPL Financial
California
$714K +$392K +17,234 +132%
Stifel Financial
18
Stifel Financial
Missouri
$711K -$13.7K -600 -2%
CCM
19
Covington Capital Management
California
$711K +$704K +30,925 New
PNC
20
Park National Corp
Ohio
$654K +$91K +4,000 +17%
Morgan Stanley
21
Morgan Stanley
New York
$509K +$300K +13,169 +156%
PPA
22
Parametric Portfolio Associates
Washington
$463K +$44K +1,932 +11%
LTFS
23
Ladenburg Thalmann Financial Services
Florida
$440K +$89.9K +3,950 +27%
FFA
24
First Foundation Advisors
California
$424K +$409K +18,000 New
SAM
25
SignalPoint Asset Management
Missouri
$357K +$478 +21 +0.1%

DFP Hedge Fund Activity: Q2 2014 in Review

36 of the 3,479 institutional investors tracked by Wall St. Rank reported a position in Flaherty & Crumrine Dynamic Preferred and Income Fund (DFP) for Q2 2014, worth a combined $53.5M — up 9.8% from $48.7M a quarter earlier.

Buyers outnumbered sellers: 9 funds opened new DFP positions and 6 closed out — a net gain of 3 holders — while 13 added to existing stakes and 8 trimmed.

The largest buyer was Invesco, adding an estimated $3.17M. The largest seller was Mariner Investment Group, exiting entirely with an estimated $5.96M sold.

  • 36 institutional investors held Flaherty & Crumrine Dynamic Preferred and Income Fund (DFP) as of Q2 2014, up from 33 in Q1 2014.
  • Funds reported $53.5M of Flaherty & Crumrine Dynamic Preferred and Income Fund stock for Q2 2014, up 9.8% quarter-over-quarter.
  • 9 funds opened new Flaherty & Crumrine Dynamic Preferred and Income Fund positions in Q2 2014 and 6 closed out, a net change of +3 holders.
  • The largest Flaherty & Crumrine Dynamic Preferred and Income Fund buyer in Q2 2014 was Invesco, an estimated $3.17M added.
  • The largest Flaherty & Crumrine Dynamic Preferred and Income Fund seller in Q2 2014 was Mariner Investment Group, an estimated $5.96M sold.

Based on aggregated 13F filings for Q2 2014.