DFP

Flaherty & Crumrine Dynamic Preferred and Income Fund
DFP

Overview Fund Activity

36 hedge funds and large institutions have $53.5M invested in Flaherty & Crumrine Dynamic Preferred and Income Fund in 2014 Q2 according to their latest regulatory filings, with 9 funds opening new positions, 13 increasing their positions, 8 reducing their positions, and 6 closing their positions.

Holders
36
Holders Change
+3
Holders Change %
+9.09%
% of All Funds
1.04%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
9
Increased
13
Reduced
8
Closed
6
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Invesco
1
Invesco
Georgia
$11M
2
Cohen & Steers
2
Cohen & Steers
New York
$3.09M
3
EML
3
Eos Management LP
New York
$1.35M
4
U
4
UBS
Switzerland
$1.22M
5
RJFSA
5
Raymond James Financial Services Advisors
Florida
$811K

Top Sellers

1
MIG
1
Mariner Investment Group
New York
$0
2
OA
2
Oxbow Advisors
Texas
$8.34M
3
SCM
3
Saba Capital Management
New York
$0
4
WAM
4
Wolverine Asset Management
Illinois
$0
5
Wells Fargo
5
Wells Fargo
California
$3.76M
Name Market Value Shares Shares
Change 		Shares
Change %
Invesco
1
Invesco
Georgia
$11M 467,183 +139,342 +43%
OA
2
Oxbow Advisors
Texas
$8.34M 354,098 -55,386 -14%
RJA
3
Raymond James & Associates
Florida
$6.54M 277,439 -9,352 -3%
Wells Fargo
4
Wells Fargo
California
$3.76M 159,404 -20,115 -11%
RVP
5
Relative Value Partners
Illinois
$3.59M 152,396 -5,449 -3%
Cohen & Steers
6
Cohen & Steers
New York
$3.09M 131,130 +80,955 +161%
KFS
7
KMS Financial Services
Washington
$2.49M 105,689 -9,441 -8%
EML
8
Eos Management LP
New York
$1.35M 57,389 +57,389 New
MC
9
Mathes Company
New York
$1.34M 56,650 +20,250 +56%
U
10
UBS
Switzerland
$1.22M 51,626 +38,161 +283%
Royal Bank of Canada
11
Royal Bank of Canada
Ontario, Canada
$1.12M 47,692 +4,996 +12%
PFS
12
Prospera Financial Services
Texas
$893K 37,914 -6,066 -14%
FAAS
13
First Allied Advisory Services
California
$847K 35,900 +4,900 +16%
RJFSA
14
Raymond James Financial Services Advisors
Florida
$811K 34,434 +34,434 New
First Trust Advisors
15
First Trust Advisors
Illinois
$749K 31,775 +31,775 New
ACP
16
Aviance Capital Partners
Florida
$744K 31,560 -1,040 -3%
LPL Financial
17
LPL Financial
California
$714K 30,306 +17,234 +132%
Stifel Financial
18
Stifel Financial
Missouri
$711K 30,175 -600 -2%
CCM
19
Covington Capital Management
California
$711K 30,925 +30,925 New
PNC
20
Park National Corp
Ohio
$654K 27,750 +4,000 +17%
Morgan Stanley
21
Morgan Stanley
New York
$509K 21,604 +13,169 +156%
PPA
22
Parametric Portfolio Associates
Washington
$463K 19,665 +1,932 +11%
LTFS
23
Ladenburg Thalmann Financial Services
Florida
$440K 18,670 +3,950 +27%
FFA
24
First Foundation Advisors
California
$424K 18,000 +18,000 New
SAM
25
SignalPoint Asset Management
Missouri
$357K 15,160 +21 +0.1%
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