KFS
DFP

KMS Financial Services’s Flaherty & Crumrine Dynamic Preferred and Income Fund DFP Stock Holding History

KMS Financial Services’s Portfolio DFP Stock Details DFP Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2014
Q3 		– Sell
-105,689
Closed -$2.49M – 547
2014
Q2 		$2.49M Sell
105,689
-9,441
-8% -$215K 0.36% 66
2014
Q1 		$2.5M Buy
115,130
+60,490
+111% +$1.29M 0.4% 57
2013
Q4 		$1.12M Buy
+54,640
New +$1.11M 0.19% 124

Other funds holding DFP

Invesco
Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return
OA
Oxbow Advisors Austin, Texas $1.18B AUM 28.15% 1-Year Est. Return
RJA
Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return
Wells Fargo
Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return
RVP
Relative Value Partners Northbrook, Illinois $880M AUM 0.38% 1-Year Est. Return
Cohen & Steers
Cohen & Steers New York $57.6B AUM 8.03% 1-Year Est. Return
U
UBS Zurich, Switzerland $136B AUM 16.36% 1-Year Est. Return
LPL Financial
LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return
FFA
First Foundation Advisors Irvine, California $2.48B AUM 18.56% 1-Year Est. Return
MC
Mathes Company New York $274M AUM 33.72% 1-Year Est. Return

KMS Financial Services's DFP Position: Q3 2014 in Review

KMS Financial Services sold out of Flaherty & Crumrine Dynamic Preferred and Income Fund (DFP) in Q3 2014, closing a stake of 105,689 shares — an estimated $2.49M sold.

KMS Financial Services first reported a position in DFP in Q4 2013 and held it in 3 quarters. The position peaked at $2.5M in Q1 2014. 32 funds tracked by Wall St. Rank hold DFP as of Q3 2014.

  • KMS Financial Services reported no remaining Flaherty & Crumrine Dynamic Preferred and Income Fund position as of Q3 2014 after selling out during the quarter.
  • KMS Financial Services sold 105,689 Flaherty & Crumrine Dynamic Preferred and Income Fund shares in Q3 2014, an estimated $2.49M.
  • KMS Financial Services first reported a position in Flaherty & Crumrine Dynamic Preferred and Income Fund in Q4 2013 and held it in 3 quarters.
  • KMS Financial Services's Flaherty & Crumrine Dynamic Preferred and Income Fund position peaked at $2.5M in Q1 2014.
  • 32 funds tracked by Wall St. Rank held Flaherty & Crumrine Dynamic Preferred and Income Fund as of Q3 2014.

Based on KMS Financial Services's 13F filing for Q3 2014, filed 14 Nov 2014.