UBS Group
DFP

UBS Group’s Flaherty & Crumrine Dynamic Preferred and Income Fund DFP Stock Holding History

UBS Group’s Portfolio DFP Stock Details DFP Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2026
Q1 		$148K Sell
7,369
-2,526
-26% -$53.5K ﹤0.01% 6796
2025
Q4 		$206K Sell
9,895
-1,585
-14% -$33.8K ﹤0.01% 6562
2025
Q3 		$248K Buy
11,480
+2,637
+30% +$55.4K ﹤0.01% 6544
2025
Q2 		$182K Buy
8,843
+721
+9% +$14.4K ﹤0.01% 6788
2025
Q1 		$164K Sell
8,122
-199
-2% -$4.06K ﹤0.01% 6676
2024
Q4 		$166K Sell
8,321
-4,580
-36% -$94.3K ﹤0.01% 6571
2024
Q3 		$277K Buy
12,901
+2,617
+25% +$52.6K ﹤0.01% 5630
2024
Q2 		$197K Buy
10,284
+611
+6% +$11.4K ﹤0.01% 5665
2024
Q1 		$185K Buy
9,673
+614
+7% +$11.4K ﹤0.01% 5906
2023
Q4 		$161K Sell
9,059
-3,024
-25% -$50.9K ﹤0.01% 5905
2023
Q3 		$203K Buy
12,083
+426
+4% +$7.46K ﹤0.01% 5372
2023
Q2 		$203K Sell
11,657
-5,947
-34% -$104K ﹤0.01% 5470
2023
Q1 		$320K Buy
17,604
+1,071
+6% +$21.2K ﹤0.01% 5024
2022
Q4 		$309K Buy
16,533
+5,591
+51% +$107K ﹤0.01% 5095
2022
Q3 		$208K Buy
10,942
+1,041
+11% +$22.3K ﹤0.01% 5052
2022
Q2 		$213K Sell
9,901
-2,161
-18% -$50K ﹤0.01% 4856
2022
Q1 		$314K Buy
12,062
+1,222
+11% +$32.1K ﹤0.01% 5026
2021
Q4 		$301K Buy
10,840
+333
+3% +$9.4K ﹤0.01% 5365
2021
Q3 		$302K Sell
10,507
-4,508
-30% -$133K ﹤0.01% 5038
2021
Q2 		$439K Buy
15,015
+4,518
+43% +$135K ﹤0.01% 4827
2021
Q1 		$316K Sell
10,497
-3,680
-26% -$108K ﹤0.01% 5179
2020
Q4 		$412K Buy
14,177
+5,099
+56% +$143K ﹤0.01% 4758
2020
Q3 		$248K Sell
9,078
-747
-8% -$19.5K ﹤0.01% 4667
2020
Q2 		$239K Sell
9,825
-4,525
-32% -$108K ﹤0.01% 4671
2020
Q1 		$291K Sell
14,350
-33,780
-70% -$845K ﹤0.01% 4425
2019
Q4 		$1.29M Buy
48,130
+86
+0.2% +$2.26K ﹤0.01% 3972
2019
Q3 		$1.25M Sell
48,044
-1,200
-2% -$30.7K ﹤0.01% 3759
2019
Q2 		$1.23M Buy
49,244
+1,567
+3% +$38.2K ﹤0.01% 3573
2019
Q1 		$1.13M Buy
47,677
+1,246
+3% +$28.5K ﹤0.01% 3481
2018
Q4 		$946K Sell
46,431
-364
-0.8% -$7.81K ﹤0.01% 3732
2018
Q3 		$1.09M Buy
46,795
+522
+1% +$12.6K ﹤0.01% 3771
2018
Q2 		$1.09M Buy
46,273
+2,101
+5% +$49.5K ﹤0.01% 3718
2018
Q1 		$1.07M Buy
44,172
+15,725
+55% +$393K ﹤0.01% 3656
2017
Q4 		$759K Buy
28,447
+12,489
+78% +$331K ﹤0.01% 3996
2017
Q3 		$423K Buy
15,958
+7,622
+91% +$201K ﹤0.01% 4346
2017
Q2 		$219K Buy
8,336
+90
+1% +$2.29K ﹤0.01% 4689
2017
Q1 		$202K Sell
8,246
-83,494
-91% -$2.04M ﹤0.01% 4641
2016
Q4 		$2.18M Buy
91,740
+3,157
+4% +$74.6K ﹤0.01% 2848
2016
Q3 		$2.23M Sell
88,583
-6,077
-6% -$150K ﹤0.01% 2743
2016
Q2 		$2.3M Sell
94,660
-1,191
-1% -$28.3K ﹤0.01% 2660
2016
Q1 		$2.26M Buy
95,851
+236
+0.2% +$5.38K ﹤0.01% 2572
2015
Q4 		$2.19M Buy
95,615
+5,188
+6% +$117K ﹤0.01% 2706
2015
Q3 		$2.02M Sell
90,427
-11,715
-11% -$261K ﹤0.01% 2730
2015
Q2 		$2.28M Buy
102,142
+3,237
+3% +$74.9K ﹤0.01% 2843
2015
Q1 		$2.31M Buy
98,905
+440
+0.4% +$10.3K ﹤0.01% 2799
2014
Q4 		$2.19M Buy
+98,465
New +$2.26M ﹤0.01% 2819

Other funds holding DFP

Raymond James Financial
Raymond James Financial St Petersburg, Florida $324B AUM 22.36% 1-Year Est. Return
SIA
Sit Investment Associates Minneapolis, Minnesota $4.93B AUM 12.22% 1-Year Est. Return
Cohen & Steers
Cohen & Steers New York $57.6B AUM 8.03% 1-Year Est. Return
Invesco
Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return
GC
Guggenheim Capital Chicago, Illinois $12.9B AUM 27.3% 1-Year Est. Return
Wells Fargo
Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return
LPL Financial
LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return
HWAM
Hennion & Walsh Asset Management Parsippany, New Jersey $3.5B AUM 41.95% 1-Year Est. Return
Focus Partners Wealth
Focus Partners Wealth Boston, Massachusetts $89.9B AUM 20.5% 1-Year Est. Return
Morgan Stanley
Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

UBS Group's DFP Position: Q1 2026 in Review

UBS Group reduced its Flaherty & Crumrine Dynamic Preferred and Income Fund (DFP) stake by 26% in Q1 2026, selling an estimated $53.5K and leaving 7,369 shares worth $148K. The position accounts for ﹤0.01% of the portfolio, ranked #6796.

UBS Group first reported a position in DFP in Q4 2014 and has held it in 46 quarters since. The position peaked at $2.31M in Q1 2015. 79 funds tracked by Wall St. Rank hold DFP as of Q1 2026.

  • UBS Group held 7,369 shares of Flaherty & Crumrine Dynamic Preferred and Income Fund worth $148K as of Q1 2026.
  • UBS Group sold 2,526 Flaherty & Crumrine Dynamic Preferred and Income Fund shares in Q1 2026, an estimated $53.5K.
  • Flaherty & Crumrine Dynamic Preferred and Income Fund made up ﹤0.01% of UBS Group's portfolio in Q1 2026, its #6796 holding.
  • UBS Group first reported a position in Flaherty & Crumrine Dynamic Preferred and Income Fund in Q4 2014 and has held it in 46 quarters since.
  • UBS Group's Flaherty & Crumrine Dynamic Preferred and Income Fund position peaked at $2.31M in Q1 2015.
  • 79 funds tracked by Wall St. Rank held Flaherty & Crumrine Dynamic Preferred and Income Fund as of Q1 2026.

Based on UBS Group's 13F filing for Q1 2026, filed 5 May 2026.