DFP

Flaherty & Crumrine Dynamic Preferred and Income Fund
DFP

Overview Fund Activity

33 hedge funds and large institutions have $53.9M invested in Flaherty & Crumrine Dynamic Preferred and Income Fund in 2015 Q1 according to their latest regulatory filings, with 6 funds opening new positions, 14 increasing their positions, 9 reducing their positions, and 13 closing their positions.

Holders
33
Holders Change
-7
Holders Change %
-17.5%
% of All Funds
0.88%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
6
Increased
14
Reduced
9
Closed
13
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
ACP
1
Aviance Capital Partners
Florida
$1.6M
2
SIA
2
SeaBridge Investment Advisors
New Jersey
$548K
3
GC
3
Guggenheim Capital
Illinois
$414K
4
MC
4
Mathes Company
New York
$1.53M
5
First Trust Advisors
5
First Trust Advisors
Illinois
$1.12M

Top Sellers

1
FFA
1
First Foundation Advisors
California
$788K
2
PPA
2
Parametric Portfolio Associates
Washington
$0
3
CCM
3
Covington Capital Management
California
$0
4
VKH
4
Virtu KCG Holdings
New York
$0
5
PNC
5
Park National Corp
Ohio
$0
Name Market Value Shares Shares
Change 		Shares
Change %
Invesco
1
Invesco
Georgia
$14.1M 604,260 -14,690 -2%
OA
2
Oxbow Advisors
Texas
$9M 384,464 -3,345 -0.9%
RJA
3
Raymond James & Associates
Florida
$6.71M 286,566 -4,772 -2%
Wells Fargo
4
Wells Fargo
California
$4.37M 186,586 -3,229 -2%
Cohen & Steers
5
Cohen & Steers
New York
$3.12M 133,138 -974 -0.7%
UBS Group
6
UBS Group
Switzerland
$2.32M 98,905 +440 +0.4%
LPL Financial
7
LPL Financial
California
$2.16M 92,028 +212 +0.2%
ACP
8
Aviance Capital Partners
Florida
$1.6M 68,514 +30,739 +81%
MC
9
Mathes Company
New York
$1.53M 65,150 +11,500 +21%
First Trust Advisors
10
First Trust Advisors
Illinois
$1.12M 47,740 +9,603 +25%
Morgan Stanley
11
Morgan Stanley
New York
$881K 37,647 +7,152 +23%
RJFSA
12
Raymond James Financial Services Advisors
Florida
$846K 36,125 -391 -1%
FFA
13
First Foundation Advisors
California
$788K 33,662 -42,591 -56%
Royal Bank of Canada
14
Royal Bank of Canada
Ontario, Canada
$644K 27,483 -6,916 -20%
MGAM
15
McGowan Group Asset Management
Texas
$615K 26,281 +1,170 +5%
LTFS
16
Ladenburg Thalmann Financial Services
Florida
$611K 26,125 +1,949 +8%
SIA
17
SeaBridge Investment Advisors
New Jersey
$548K 23,390 +23,390 New
GC
18
Guggenheim Capital
Illinois
$414K 17,704 +17,704 New
CAN
19
Cetera Advisor Networks
California
$408K 17,448 +6,013 +53%
Stifel Financial
20
Stifel Financial
Missouri
$374K 15,965 +4,155 +35%
SAM
21
SignalPoint Asset Management
Missouri
$352K 15,037 +72 +0.5%
JPMorgan Chase & Co
22
JPMorgan Chase & Co
New York
$295K 12,600 – –
PFS
23
Prospera Financial Services
Texas
$276K 11,807 -14,061 -54%
Deutsche Bank
24
Deutsche Bank
Germany
$250K 10,720 +5,360 +100%
PNC Financial Services Group
25
PNC Financial Services Group
Pennsylvania
$166K 7,083 +3,518 +99%
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