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DFP

Flaherty & Crumrine Dynamic Preferred and Income Fund

33 hedge funds and large institutions have $48.7M invested in Flaherty & Crumrine Dynamic Preferred and Income Fund in 2014 Q1 according to their latest regulatory filings, with 5 funds opening new positions, 14 increasing their positions, 11 reducing their positions, and 8 closing their positions.

New
Increased
Maintained
Reduced
Closed

27% more repeat investments, than reductions

Existing positions increased: 14 | Existing positions reduced: 11

3% more capital invested

Capital invested by funds: $47.3M → $48.7M (+$1.47M)

0.3% less ownership

Funds ownership: 12.02%11.71% (-0.3%)

8% less funds holding

Funds holding: 3633 (-3)

38% less first-time investments, than exits

New positions opened: 5 | Existing positions closed: 8

Holders
33
Holders Change
-3
Holders Change %
-8.33%
% of All Funds
0.95%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
5
Increased
14
Reduced
11
Closed
8
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
OA
1
Oxbow Advisors
Texas
$8.89M +$1.16M +54,277 +15%
Invesco
2
Invesco
Georgia
$7.12M +$2.97M +139,119 +74%
RJA
3
Raymond James & Associates
Florida
$6.23M +$793K +37,154 +15%
MIG
4
Mariner Investment Group
New York
$5.96M -$544K -25,499 -9%
Wells Fargo
5
Wells Fargo
California
$3.9M +$273K +12,782 +8%
RVP
6
Relative Value Partners
Illinois
$3.43M -$937K -43,865 -22%
KFS
7
KMS Financial Services
Washington
$2.5M +$1.29M +60,490 +111%
Cohen & Steers
8
Cohen & Steers
New York
$1.09M +$662K +31,023 +162%
SCM
9
Saba Capital Management
New York
$956K -$1.44M -67,236 -60%
PFS
10
Prospera Financial Services
Texas
$955K +$939K +43,980 New
Royal Bank of Canada
11
Royal Bank of Canada
Ontario, Canada
$927K +$912K +42,696 New
MC
12
Mathes Company
New York
$791K +$19.2K +900 +3%
ACP
13
Aviance Capital Partners
Florida
$708K -$4.27K -200 -0.6%
FAAS
14
First Allied Advisory Services
California
$675K +$64.1K +3,000 +11%
Stifel Financial
15
Stifel Financial
Missouri
$668K +$657K +30,775 New
WAM
16
Wolverine Asset Management
Illinois
$666K -$189K -8,864 -22%
PNC
17
Park National Corp
Ohio
$516K +$5.34K +250 +1%
PPA
18
Parametric Portfolio Associates
Washington
$385K -$314K -14,693 -45%
SAM
19
SignalPoint Asset Management
Missouri
$329K -$42.3K -1,979 -12%
LTFS
20
Ladenburg Thalmann Financial Services
Florida
$320K +$263K +12,320 +513%
U
21
UBS
Switzerland
$292K +$95.3K +4,464 +50%
LPL Financial
22
LPL Financial
California
$284K -$2.88K -135 -1%
PAG
23
Private Advisor Group
New Jersey
$228K -$39K -1,827 -15%
WS
24
Wedbush Securities
California
$223K +$512 +24 +0.2%
Morgan Stanley
25
Morgan Stanley
New York
$183K +$36.1K +1,689 +25%

DFP Hedge Fund Activity: Q1 2014 in Review

33 of the 3,462 institutional investors tracked by Wall St. Rank reported a position in Flaherty & Crumrine Dynamic Preferred and Income Fund (DFP) for Q1 2014, worth a combined $48.7M — up 3.1% from $47.3M a quarter earlier.

Sellers outnumbered buyers: 8 funds closed out of DFP and 5 opened new positions — a net loss of 3 holders — while 11 trimmed existing stakes and 14 added.

The largest buyer was Invesco, adding an estimated $2.97M. The largest seller was Sit Investment Associates, exiting entirely with an estimated $4.88M sold.

  • 33 institutional investors held Flaherty & Crumrine Dynamic Preferred and Income Fund (DFP) as of Q1 2014, down from 36 in Q4 2013.
  • Funds reported $48.7M of Flaherty & Crumrine Dynamic Preferred and Income Fund stock for Q1 2014, up 3.1% quarter-over-quarter.
  • 5 funds opened new Flaherty & Crumrine Dynamic Preferred and Income Fund positions in Q1 2014 and 8 closed out, a net change of -3 holders.
  • The largest Flaherty & Crumrine Dynamic Preferred and Income Fund buyer in Q1 2014 was Invesco, an estimated $2.97M added.
  • The largest Flaherty & Crumrine Dynamic Preferred and Income Fund seller in Q1 2014 was Sit Investment Associates, an estimated $4.88M sold.

Based on aggregated 13F filings for Q1 2014.