DFP

Flaherty & Crumrine Dynamic Preferred and Income Fund
DFP

Overview Fund Activity

33 hedge funds and large institutions have $48.7M invested in Flaherty & Crumrine Dynamic Preferred and Income Fund in 2014 Q1 according to their latest regulatory filings, with 5 funds opening new positions, 14 increasing their positions, 11 reducing their positions, and 8 closing their positions.

Holders
33
Holders Change
-3
Holders Change %
-8.33%
% of All Funds
0.95%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
5
Increased
14
Reduced
11
Closed
8
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Invesco
1
Invesco
Georgia
$7.12M
2
KFS
2
KMS Financial Services
Washington
$2.5M
3
OA
3
Oxbow Advisors
Texas
$8.89M
4
PFS
4
Prospera Financial Services
Texas
$955K
5
Royal Bank of Canada
5
Royal Bank of Canada
Ontario, Canada
$927K

Top Sellers

1
SIA
1
Sit Investment Associates
Minnesota
$0
2
VKH
2
Virtu KCG Holdings
New York
$0
3
SCM
3
Saba Capital Management
New York
$956K
4
RVP
4
Relative Value Partners
Illinois
$3.43M
5
CCM
5
Covington Capital Management
California
$0
Name Market Value Shares Shares
Change 		Shares
Change %
OA
1
Oxbow Advisors
Texas
$8.89M 409,484 +54,277 +15%
Invesco
2
Invesco
Georgia
$7.12M 327,841 +139,119 +74%
RJA
3
Raymond James & Associates
Florida
$6.23M 286,791 +37,154 +15%
MIG
4
Mariner Investment Group
New York
$5.96M 274,237 -25,499 -9%
Wells Fargo
5
Wells Fargo
California
$3.9M 179,519 +12,782 +8%
RVP
6
Relative Value Partners
Illinois
$3.43M 157,845 -43,865 -22%
KFS
7
KMS Financial Services
Washington
$2.5M 115,130 +60,490 +111%
Cohen & Steers
8
Cohen & Steers
New York
$1.09M 50,175 +31,023 +162%
SCM
9
Saba Capital Management
New York
$956K 44,022 -67,236 -60%
PFS
10
Prospera Financial Services
Texas
$955K 43,980 +43,980 New
Royal Bank of Canada
11
Royal Bank of Canada
Ontario, Canada
$927K 42,696 +42,696 New
MC
12
Mathes Company
New York
$791K 36,400 +900 +3%
ACP
13
Aviance Capital Partners
Florida
$708K 32,600 -200 -0.6%
FAAS
14
First Allied Advisory Services
California
$675K 31,000 +3,000 +11%
Stifel Financial
15
Stifel Financial
Missouri
$668K 30,775 +30,775 New
WAM
16
Wolverine Asset Management
Illinois
$666K 30,677 -8,864 -22%
PNC
17
Park National Corp
Ohio
$516K 23,750 +250 +1%
PPA
18
Parametric Portfolio Associates
Washington
$385K 17,733 -14,693 -45%
SAM
19
SignalPoint Asset Management
Missouri
$329K 15,139 -1,979 -12%
LTFS
20
Ladenburg Thalmann Financial Services
Florida
$320K 14,720 +12,320 +513%
U
21
UBS
Switzerland
$292K 13,465 +4,464 +50%
LPL Financial
22
LPL Financial
California
$284K 13,072 -135 -1%
PAG
23
Private Advisor Group
New Jersey
$228K 10,515 -1,827 -15%
WS
24
Wedbush Securities
California
$223K 10,272 +24 +0.2%
Morgan Stanley
25
Morgan Stanley
New York
$183K 8,435 +1,689 +25%
1
2