DFP

Flaherty & Crumrine Dynamic Preferred and Income Fund
DFP

Overview Fund Activity

36 hedge funds and large institutions have $47.3M invested in Flaherty & Crumrine Dynamic Preferred and Income Fund in 2013 Q4 according to their latest regulatory filings, with 23 funds opening new positions, 9 increasing their positions, 4 reducing their positions, and 2 closing their positions.

Holders
36
Holders Change
+20
Holders Change %
+125%
% of All Funds
1.05%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
23
Increased
9
Reduced
4
Closed
2
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
OA
1
Oxbow Advisors
Texas
$7.29M
2
MIG
2
Mariner Investment Group
New York
$6.15M
3
SIA
3
Sit Investment Associates
Minnesota
$4.89M
4
RVP
4
Relative Value Partners
Illinois
$4.14M
5
Wells Fargo
5
Wells Fargo
California
$3.42M

Top Sellers

1
RJA
1
Raymond James & Associates
Florida
$5.13M
2
PFS
2
Prospera Financial Services
Texas
$0
3
Bank of Montreal
3
Bank of Montreal
Ontario, Canada
$57K
4
PNC
4
Park National Corp
Ohio
$482K
5
Creative Planning
5
Creative Planning
Kansas
$0
Name Market Value Shares Shares
Change 		Shares
Change %
OA
1
Oxbow Advisors
Texas
$7.29M 355,207 +318,262 +861%
MIG
2
Mariner Investment Group
New York
$6.15M 299,736 +299,736 New
RJA
3
Raymond James & Associates
Florida
$5.13M 249,637 -31,504 -11%
SIA
4
Sit Investment Associates
Minnesota
$4.89M 237,927 +237,927 New
RVP
5
Relative Value Partners
Illinois
$4.14M 201,710 +201,710 New
Invesco
6
Invesco
Georgia
$3.88M 188,722 +77,015 +69%
Wells Fargo
7
Wells Fargo
California
$3.42M 166,737 +77,897 +88%
SCM
8
Saba Capital Management
New York
$2.28M 111,258 -100 -0.1%
VKH
9
Virtu KCG Holdings
New York
$1.47M 71,682 +71,682 New
KFS
10
KMS Financial Services
Washington
$1.12M 54,640 +54,640 New
WAM
11
Wolverine Asset Management
Illinois
$811K 39,541 +39,541 New
MC
12
Mathes Company
New York
$729K 35,500 +35,500 New
ACP
13
Aviance Capital Partners
Florida
$673K 32,800 +11,600 +55%
PPA
14
Parametric Portfolio Associates
Washington
$666K 32,426 +32,426 New
FAAS
15
First Allied Advisory Services
California
$579K 28,000 +12,500 +81%
CCM
16
Covington Capital Management
California
$575K 28,000 +28,000 New
PNC
17
Park National Corp
Ohio
$482K 23,500 -1,000 -4%
SFS
18
Shaker Financial Services
Virginia
$400K 19,500 +19,500 New
Cohen & Steers
19
Cohen & Steers
New York
$393K 19,152 +19,152 New
SAM
20
SignalPoint Asset Management
Missouri
$351K 17,118 +17,118 New
LPL Financial
21
LPL Financial
California
$271K 13,207 +13,207 New
PAG
22
Private Advisor Group
New Jersey
$253K 12,342 +12,342 New
WS
23
Wedbush Securities
California
$210K 10,248 +230 +2%
CAS
24
CTC Alternative Strategies
Illinois
$202K 9,820 +9,820 New
U
25
UBS
Switzerland
$185K 9,001 +5,708 +173%
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