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DFP

Flaherty & Crumrine Dynamic Preferred and Income Fund

32 hedge funds and large institutions have $54.6M invested in Flaherty & Crumrine Dynamic Preferred and Income Fund in 2014 Q3 according to their latest regulatory filings, with 2 funds opening new positions, 16 increasing their positions, 7 reducing their positions, and 6 closing their positions.

New
Increased
Maintained
Reduced
Closed

129% more repeat investments, than reductions

Existing positions increased: 16 | Existing positions reduced: 7

2% more capital invested

Capital invested by funds: $53.5M → $54.6M (+$1.08M)

0.75% more ownership

Funds ownership: 11.86%12.61% (+0.75%)

11% less funds holding

Funds holding: 3632 (-4)

67% less first-time investments, than exits

New positions opened: 2 | Existing positions closed: 6

Holders
32
Holders Change
-4
Holders Change %
-11.11%
% of All Funds
0.93%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
2
Increased
16
Reduced
7
Closed
6
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Invesco
1
Invesco
Georgia
$13.7M +$3.21M +140,955 +30%
OA
2
Oxbow Advisors
Texas
$7.98M -$15.9K -697 -0.2%
RJA
3
Raymond James & Associates
Florida
$6.58M +$318K +13,975 +5%
Wells Fargo
4
Wells Fargo
California
$4.08M +$485K +21,305 +13%
RVP
5
Relative Value Partners
Illinois
$3.26M -$185K -8,148 -5%
Cohen & Steers
6
Cohen & Steers
New York
$3.13M +$173K +7,608 +6%
U
7
UBS
Switzerland
$2.09M +$935K +41,063 +80%
LPL Financial
8
LPL Financial
California
$1.67M +$986K +43,322 +143%
FFA
9
First Foundation Advisors
California
$1.65M +$1.25M +55,093 +306%
MC
10
Mathes Company
New York
$1.28M
RJFSA
11
Raymond James Financial Services Advisors
Florida
$887K +$110K +4,824 +14%
ACP
12
Aviance Capital Partners
Florida
$857K +$145K +6,375 +20%
First Trust Advisors
13
First Trust Advisors
Illinois
$849K +$132K +5,817 +18%
PFS
14
Prospera Financial Services
Texas
$779K -$77.6K -3,410 -9%
PPA
15
Parametric Portfolio Associates
Washington
$778K +$337K +14,788 +75%
Royal Bank of Canada
16
Royal Bank of Canada
Ontario, Canada
$756K -$324K -14,218 -30%
CCM
17
Covington Capital Management
California
$699K
Morgan Stanley
18
Morgan Stanley
New York
$653K +$166K +7,289 +34%
Stifel Financial
19
Stifel Financial
Missouri
$619K -$63.4K -2,785 -9%
PNC
20
Park National Corp
Ohio
$537K -$91.1K -4,000 -14%
LTFS
21
Ladenburg Thalmann Financial Services
Florida
$494K +$72.8K +3,200 +17%
SAM
22
SignalPoint Asset Management
Missouri
$352K +$9.88K +434 +3%
CAN
23
Cetera Advisor Networks
California
$218K +$217K +9,535 New
TJHA
24
Thomas J. Herzfeld Advisors
Florida
$145K
Deutsche Bank
25
Deutsche Bank
Germany
$143K +$8.2K +360 +6%

DFP Hedge Fund Activity: Q3 2014 in Review

32 of the 3,446 institutional investors tracked by Wall St. Rank reported a position in Flaherty & Crumrine Dynamic Preferred and Income Fund (DFP) for Q3 2014, worth a combined $54.6M — up 2% from $53.5M a quarter earlier.

Sellers outnumbered buyers: 6 funds closed out of DFP and 2 opened new positions — a net loss of 4 holders — while 7 trimmed existing stakes and 16 added.

The largest buyer was Invesco, adding an estimated $3.21M. The largest seller was KMS Financial Services, exiting entirely with an estimated $2.49M sold.

  • 32 institutional investors held Flaherty & Crumrine Dynamic Preferred and Income Fund (DFP) as of Q3 2014, down from 36 in Q2 2014.
  • Funds reported $54.6M of Flaherty & Crumrine Dynamic Preferred and Income Fund stock for Q3 2014, up 2% quarter-over-quarter.
  • 2 funds opened new Flaherty & Crumrine Dynamic Preferred and Income Fund positions in Q3 2014 and 6 closed out, a net change of -4 holders.
  • The largest Flaherty & Crumrine Dynamic Preferred and Income Fund buyer in Q3 2014 was Invesco, an estimated $3.21M added.
  • The largest Flaherty & Crumrine Dynamic Preferred and Income Fund seller in Q3 2014 was KMS Financial Services, an estimated $2.49M sold.

Based on aggregated 13F filings for Q3 2014.