Relative Value Partners’s Flaherty & Crumrine Dynamic Preferred and Income Fund DFP Stock Holding History

Relative Value Partners’s Portfolio DFP Stock Details DFP Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2015 Q1	–	Sell	-21,716	Closed	-$483K	–	124
2014 Q4	$483K	Sell	21,716 -122,532	-85%	-$2.81M	0.06%	75
2014 Q3	$3.26M	Sell	144,248 -8,148	-5%	-$185K	0.4%	33
2014 Q2	$3.59M	Sell	152,396 -5,449	-3%	-$124K	0.45%	35
2014 Q1	$3.43M	Sell	157,845 -43,865	-22%	-$937K	0.46%	33
2013 Q4	$4.14M	Buy	+201,710	New	+$4.11M	0.57%	32

Other funds holding DFP

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

Oxbow Advisors Austin, Texas $1.18B AUM 28.15% 1-Year Est. Return

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Cohen & Steers New York $57.6B AUM 8.03% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

ACP

Aviance Capital Partners Naples, Florida $854M AUM 25.16% 1-Year Est. Return

Mathes Company New York $274M AUM 33.72% 1-Year Est. Return

First Trust Advisors Wheaton, Illinois $140B AUM 27.84% 1-Year Est. Return

Relative Value Partners's DFP Position: Q1 2015 in Review

Relative Value Partners sold out of Flaherty & Crumrine Dynamic Preferred and Income Fund (DFP) in Q1 2015, closing a stake of 21,716 shares — an estimated $483K sold.

Relative Value Partners first reported a position in DFP in Q4 2013 and held it in 5 quarters. The position peaked at $4.14M in Q4 2013. 33 funds tracked by Wall St. Rank hold DFP as of Q1 2015.

Relative Value Partners reported no remaining Flaherty & Crumrine Dynamic Preferred and Income Fund position as of Q1 2015 after selling out during the quarter.
Relative Value Partners sold 21,716 Flaherty & Crumrine Dynamic Preferred and Income Fund shares in Q1 2015, an estimated $483K.
Relative Value Partners first reported a position in Flaherty & Crumrine Dynamic Preferred and Income Fund in Q4 2013 and held it in 5 quarters.
Relative Value Partners's Flaherty & Crumrine Dynamic Preferred and Income Fund position peaked at $4.14M in Q4 2013.
33 funds tracked by Wall St. Rank held Flaherty & Crumrine Dynamic Preferred and Income Fund as of Q1 2015.

Based on Relative Value Partners's 13F filing for Q1 2015, filed 14 May 2015.