DFP

Flaherty & Crumrine Dynamic Preferred and Income Fund
DFP

Overview Fund Activity

40 hedge funds and large institutions have $53.8M invested in Flaherty & Crumrine Dynamic Preferred and Income Fund in 2014 Q4 according to their latest regulatory filings, with 10 funds opening new positions, 12 increasing their positions, 13 reducing their positions, and 1 closing their positions.

Holders
40
Holders Change
+8
Holders Change %
+25%
% of All Funds
1.07%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
10
Increased
12
Reduced
13
Closed
1
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
UBS Group
1
UBS Group
Switzerland
$2.19M
2
OA
2
Oxbow Advisors
Texas
$8.63M
3
MGAM
3
McGowan Group Asset Management
Texas
$559K
4
VKH
4
Virtu KCG Holdings
New York
$526K
5
LPL Financial
5
LPL Financial
California
$2.04M

Top Sellers

1
RVP
1
Relative Value Partners
Illinois
$483K
2
Stifel Financial
2
Stifel Financial
Missouri
$263K
3
PFS
3
Prospera Financial Services
Texas
$576K
4
TJHA
4
Thomas J. Herzfeld Advisors
Florida
$0
5
Cohen & Steers
5
Cohen & Steers
New York
$2.98M
Name Market Value Shares Shares
Change 		Shares
Change %
Invesco
1
Invesco
Georgia
$13.8M 618,950 +10,812 +2%
OA
2
Oxbow Advisors
Texas
$8.63M 387,809 +34,408 +10%
RJA
3
Raymond James & Associates
Florida
$6.48M 291,338 -76 -0%
Wells Fargo
4
Wells Fargo
California
$4.22M 189,815 +9,106 +5%
Cohen & Steers
5
Cohen & Steers
New York
$2.98M 134,112 -4,626 -3%
UBS Group
6
UBS Group
Switzerland
$2.19M 98,465 +98,465 New
LPL Financial
7
LPL Financial
California
$2.04M 91,816 +18,188 +25%
FFA
8
First Foundation Advisors
California
$1.7M 76,253 +3,160 +4%
MC
9
Mathes Company
New York
$1.19M 53,650 -3,000 -5%
First Trust Advisors
10
First Trust Advisors
Illinois
$849K 38,137 +545 +1%
ACP
11
Aviance Capital Partners
Florida
$840K 37,775 -160 -0.4%
PPA
12
Parametric Portfolio Associates
Washington
$838K 37,641 +3,188 +9%
RJFSA
13
Raymond James Financial Services Advisors
Florida
$812K 36,516 -2,742 -7%
Royal Bank of Canada
14
Royal Bank of Canada
Ontario, Canada
$765K 34,399 +925 +3%
CCM
15
Covington Capital Management
California
$688K 30,925 – –
Morgan Stanley
16
Morgan Stanley
New York
$679K 30,495 +1,602 +6%
PFS
17
Prospera Financial Services
Texas
$576K 25,868 -8,636 -25%
MGAM
18
McGowan Group Asset Management
Texas
$559K 25,111 +25,111 New
LTFS
19
Ladenburg Thalmann Financial Services
Florida
$538K 24,176 +2,306 +11%
VKH
20
Virtu KCG Holdings
New York
$526K 23,618 +23,618 New
PNC
21
Park National Corp
Ohio
$512K 23,000 -750 -3%
RVP
22
Relative Value Partners
Illinois
$483K 21,716 -122,532 -85%
SAM
23
SignalPoint Asset Management
Missouri
$333K 14,965 -629 -4%
JPMorgan Chase & Co
24
JPMorgan Chase & Co
New York
$281K 12,600 +12,600 New
Stifel Financial
25
Stifel Financial
Missouri
$263K 11,810 -15,580 -57%
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