Virtu KCG Holdings’s Flaherty & Crumrine Dynamic Preferred and Income Fund DFP Stock Holding History

Virtu KCG Holdings’s Portfolio DFP Stock Details DFP Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2015 Q3	–	Sell	-49,862	Closed	-$1.11M	–	3420
2015 Q2	$1.11M	Buy	+49,862	New	+$1.15M	0.02%	766
2015 Q1	–	Sell	-23,618	Closed	-$526K	–	3278
2014 Q4	$526K	Buy	+23,618	New	+$542K	0.01%	1628
2014 Q1	–	Sell	-71,682	Closed	-$1.47M	–	3604
2013 Q4	$1.47M	Buy	+71,682	New	+$1.46M	0.02%	881

Other funds holding DFP

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

Oxbow Advisors Austin, Texas $1.18B AUM 28.15% 1-Year Est. Return

MGAM

McGowan Group Asset Management Dallas, Texas $785M AUM 15.71% 1-Year Est. Return

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

Cohen & Steers New York $57.6B AUM 8.03% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

FFA

First Foundation Advisors Irvine, California $2.48B AUM 18.56% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

RJFSA

Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return

Virtu KCG Holdings's DFP Position: Q3 2015 in Review

Virtu KCG Holdings sold out of Flaherty & Crumrine Dynamic Preferred and Income Fund (DFP) in Q3 2015, closing a stake of 49,862 shares — an estimated $1.11M sold.

Virtu KCG Holdings first reported a position in DFP in Q4 2013 and held it in 3 quarters. The position peaked at $1.47M in Q4 2013. 35 funds tracked by Wall St. Rank hold DFP as of Q3 2015.

Virtu KCG Holdings reported no remaining Flaherty & Crumrine Dynamic Preferred and Income Fund position as of Q3 2015 after selling out during the quarter.
Virtu KCG Holdings sold 49,862 Flaherty & Crumrine Dynamic Preferred and Income Fund shares in Q3 2015, an estimated $1.11M.
Virtu KCG Holdings first reported a position in Flaherty & Crumrine Dynamic Preferred and Income Fund in Q4 2013 and held it in 3 quarters.
Virtu KCG Holdings's Flaherty & Crumrine Dynamic Preferred and Income Fund position peaked at $1.47M in Q4 2013.
35 funds tracked by Wall St. Rank held Flaherty & Crumrine Dynamic Preferred and Income Fund as of Q3 2015.

Based on Virtu KCG Holdings's 13F filing for Q3 2015, filed 13 Nov 2015.