McGowan Group Asset Management’s Flaherty & Crumrine Dynamic Preferred and Income Fund DFP Stock Holding History

McGowan Group Asset Management’s Portfolio DFP Stock Details DFP Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q3	–	Sell	-198,222	Closed	-$4.81M	–	93
2016 Q2	$4.81M	Sell	198,222 -166,478	-46%	-$3.96M	0.86%	29
2016 Q1	$8.59M	Buy	364,700 +72,373	+25%	+$1.65M	1.65%	15
2015 Q4	$6.69M	Sell	292,327 -2,801	-0.9%	-$63.4K	1.33%	19
2015 Q3	$6.61M	Buy	+295,128	New	+$6.57M	1.31%	20
2015 Q2	–	Sell	-26,281	Closed	-$615K	–	131
2015 Q1	$615K	Buy	26,281 +1,170	+5%	+$27.4K	0.12%	78
2014 Q4	$559K	Buy	+25,111	New	+$576K	0.11%	95

Other funds holding DFP

Oxbow Advisors Austin, Texas $1.18B AUM 28.15% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

RJFSA

Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Envestnet Asset Management Chicago, Illinois $374B AUM 17.66% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Mathes Company New York $274M AUM 33.72% 1-Year Est. Return

McGowan Group Asset Management's DFP Position: Q3 2016 in Review

McGowan Group Asset Management sold out of Flaherty & Crumrine Dynamic Preferred and Income Fund (DFP) in Q3 2016, closing a stake of 198,222 shares — an estimated $4.81M sold.

McGowan Group Asset Management first reported a position in DFP in Q4 2014 and held it in 6 quarters. The position peaked at $8.59M in Q1 2016. 38 funds tracked by Wall St. Rank hold DFP as of Q3 2016.

McGowan Group Asset Management reported no remaining Flaherty & Crumrine Dynamic Preferred and Income Fund position as of Q3 2016 after selling out during the quarter.
McGowan Group Asset Management sold 198,222 Flaherty & Crumrine Dynamic Preferred and Income Fund shares in Q3 2016, an estimated $4.81M.
McGowan Group Asset Management first reported a position in Flaherty & Crumrine Dynamic Preferred and Income Fund in Q4 2014 and held it in 6 quarters.
McGowan Group Asset Management's Flaherty & Crumrine Dynamic Preferred and Income Fund position peaked at $8.59M in Q1 2016.
38 funds tracked by Wall St. Rank held Flaherty & Crumrine Dynamic Preferred and Income Fund as of Q3 2016.

Based on McGowan Group Asset Management's 13F filing for Q3 2016, filed 10 Nov 2016.