We are live on ! Find out more
DFP

Flaherty & Crumrine Dynamic Preferred and Income Fund

38 hedge funds and large institutions have $67.5M invested in Flaherty & Crumrine Dynamic Preferred and Income Fund in 2015 Q4 according to their latest regulatory filings, with 6 funds opening new positions, 16 increasing their positions, 9 reducing their positions, and 3 closing their positions.

New
Increased
Maintained
Reduced
Closed

100% more first-time investments, than exits

New positions opened: 6 | Existing positions closed: 3

78% more repeat investments, than reductions

Existing positions increased: 16 | Existing positions reduced: 9

10% more capital invested

Capital invested by funds: $61.3M → $67.5M (+$6.24M)

9% more funds holding

Funds holding: 3538 (+3)

1.08% more ownership

Funds ownership: 14.3%15.38% (+1.1%)

Holders
38
Holders Change
+3
Holders Change %
+8.57%
% of All Funds
1%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
6
Increased
16
Reduced
9
Closed
3
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
OA
1
Oxbow Advisors
Texas
$12.7M +$2.78M +122,652 +28%
Invesco
2
Invesco
Georgia
$10.4M -$1.08M -47,818 -10%
MGAM
3
McGowan Group Asset Management
Texas
$6.69M -$63.4K -2,801 -0.9%
LPL Financial
4
LPL Financial
California
$5.46M +$2.55M +112,484 +92%
RJA
5
Raymond James & Associates
Florida
$5.43M +$18.9K +836 +0.4%
Cohen & Steers
6
Cohen & Steers
New York
$3.65M +$33.9K +1,500 +0.9%
Wells Fargo
7
Wells Fargo
California
$3.07M -$132K -5,847 -4%
FFA
8
First Foundation Advisors
California
$2.83M -$96.5K -4,263 -3%
UBS Group
9
UBS Group
Switzerland
$2.19M +$117K +5,188 +6%
RJFSA
10
Raymond James Financial Services Advisors
Florida
$1.97M +$29.1K +1,286 +2%
ACP
11
Aviance Capital Partners
Florida
$1.88M +$321K +14,198 +21%
MC
12
Mathes Company
New York
$1.7M +$31.7K +1,400 +2%
SIA
13
SeaBridge Investment Advisors
New Jersey
$1.45M +$129K +5,690 +10%
GC
14
Guggenheim Capital
Illinois
$1.21M +$89K +3,934 +8%
Morgan Stanley
15
Morgan Stanley
New York
$1.13M +$138K +6,102 +14%
First Trust Advisors
16
First Trust Advisors
Illinois
$1.09M
CCM
17
Covington Capital Management
California
$708K
CAN
18
Cetera Advisor Networks
California
$556K +$154K +6,815 +39%
Royal Bank of Canada
19
Royal Bank of Canada
Ontario, Canada
$527K -$131K -5,806 -20%
Stifel Financial
20
Stifel Financial
Missouri
$492K -$6.79K -300 -1%
CW
21
Cobiz Wealth
Colorado
$481K
LTFS
22
Ladenburg Thalmann Financial Services
Florida
$473K -$10.6K -468 -2%
BW
23
Bison Wealth
Georgia
$457K +$23 +1 +0%
PNC Financial Services Group
24
PNC Financial Services Group
Pennsylvania
$264K +$226K +10,003 +656%
SAM
25
SignalPoint Asset Management
Missouri
$226K +$1.65K +73 +0.7%

DFP Hedge Fund Activity: Q4 2015 in Review

38 of the 3,812 institutional investors tracked by Wall St. Rank reported a position in Flaherty & Crumrine Dynamic Preferred and Income Fund (DFP) for Q4 2015, worth a combined $67.5M — up 10% from $61.3M a quarter earlier.

Buyers outnumbered sellers: 6 funds opened new DFP positions and 3 closed out — a net gain of 3 holders — while 16 added to existing stakes and 9 trimmed.

The largest buyer was Oxbow Advisors, adding an estimated $2.78M. The largest seller was Invesco, cutting an estimated $1.08M.

  • 38 institutional investors held Flaherty & Crumrine Dynamic Preferred and Income Fund (DFP) as of Q4 2015, up from 35 in Q3 2015.
  • Funds reported $67.5M of Flaherty & Crumrine Dynamic Preferred and Income Fund stock for Q4 2015, up 10% quarter-over-quarter.
  • 6 funds opened new Flaherty & Crumrine Dynamic Preferred and Income Fund positions in Q4 2015 and 3 closed out, a net change of +3 holders.
  • The largest Flaherty & Crumrine Dynamic Preferred and Income Fund buyer in Q4 2015 was Oxbow Advisors, an estimated $2.78M added.
  • The largest Flaherty & Crumrine Dynamic Preferred and Income Fund seller in Q4 2015 was Invesco, an estimated $1.08M sold.

Based on aggregated 13F filings for Q4 2015.