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DFP

Flaherty & Crumrine Dynamic Preferred and Income Fund

43 hedge funds and large institutions have $50.7M invested in Flaherty & Crumrine Dynamic Preferred and Income Fund in 2016 Q4 according to their latest regulatory filings, with 9 funds opening new positions, 17 increasing their positions, 10 reducing their positions, and 3 closing their positions.

New
Increased
Maintained
Reduced
Closed

200% more first-time investments, than exits

New positions opened: 9 | Existing positions closed: 3

70% more repeat investments, than reductions

Existing positions increased: 17 | Existing positions reduced: 10

13% more funds holding

Funds holding: 3843 (+5)

0.3% more ownership

Funds ownership: 10.83%11.13% (+0.3%)

3% less capital invested

Capital invested by funds: $52.2M → $50.7M (-$1.49M)

Holders
43
Holders Change
+5
Holders Change %
+13.16%
% of All Funds
1.07%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
9
Increased
17
Reduced
10
Closed
3
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
OA
1
Oxbow Advisors
Texas
$7.36M -$31.1K -1,315 -0.4%
Invesco
2
Invesco
Georgia
$7.09M +$353K +14,947 +5%
RJA
3
Raymond James & Associates
Florida
$7.05M +$425K +17,967 +6%
Wells Fargo
4
Wells Fargo
California
$3.13M +$60K +2,537 +2%
RJFSA
5
Raymond James Financial Services Advisors
Florida
$3.11M -$213 -9 -0%
LPL Financial
6
LPL Financial
California
$2.67M +$82.8K +3,504 +3%
Envestnet Asset Management
7
Envestnet Asset Management
Illinois
$2.22M +$31.3K +1,325 +1%
UBS Group
8
UBS Group
Switzerland
$2.18M +$74.6K +3,157 +4%
Morgan Stanley
9
Morgan Stanley
New York
$1.93M +$125K +5,295 +7%
MC
10
Mathes Company
New York
$1.69M -$47.9K -2,025 -3%
ACP
11
Aviance Capital Partners
Florida
$1.66M +$19.9K +842 +1%
FFA
12
First Foundation Advisors
California
$1.66M +$93K +3,933 +6%
First Trust Advisors
13
First Trust Advisors
Illinois
$964K
GC
14
Guggenheim Capital
Illinois
$913K -$87.2K -3,691 -9%
CCM
15
Covington Capital Management
California
$708K
LTFS
16
Ladenburg Thalmann Financial Services
Florida
$580K +$23.4K +991 +4%
Royal Bank of Canada
17
Royal Bank of Canada
Ontario, Canada
$572K -$146K -6,183 -20%
Cohen & Steers
18
Cohen & Steers
New York
$568K +$111K +4,704 +24%
AIM
19
Advantage Investment Management
Iowa
$512K +$13K +550 +3%
CAN
20
Cetera Advisor Networks
California
$492K -$12.7K -538 -3%
BW
21
Bison Wealth
Georgia
$474K +$24 +1 +0%
COLIM
22
City of London Investment Management
United Kingdom
$437K +$435K +18,418 New
PAG
23
Private Advisor Group
New Jersey
$351K +$343K +14,530 New
YMRC
24
Yorktown Management & Research Company
Virginia
$338K +$336K +14,215 New
PAS
25
Partnervest Advisory Services
California
$321K -$7.8K -330 -2%

DFP Hedge Fund Activity: Q4 2016 in Review

43 of the 4,000 institutional investors tracked by Wall St. Rank reported a position in Flaherty & Crumrine Dynamic Preferred and Income Fund (DFP) for Q4 2016, worth a combined $50.7M — down 2.8% from $52.2M a quarter earlier.

Buyers outnumbered sellers: 9 funds opened new DFP positions and 3 closed out — a net gain of 6 holders — while 17 added to existing stakes and 10 trimmed.

The largest buyer was City of London Investment Management, opening a new position worth an estimated $435K. The largest seller was SeaBridge Investment Advisors, exiting entirely with an estimated $1.58M sold.

  • 43 institutional investors held Flaherty & Crumrine Dynamic Preferred and Income Fund (DFP) as of Q4 2016, up from 38 in Q3 2016.
  • Funds reported $50.7M of Flaherty & Crumrine Dynamic Preferred and Income Fund stock for Q4 2016, down 2.8% quarter-over-quarter.
  • 9 funds opened new Flaherty & Crumrine Dynamic Preferred and Income Fund positions in Q4 2016 and 3 closed out, a net change of +6 holders.
  • The largest Flaherty & Crumrine Dynamic Preferred and Income Fund buyer in Q4 2016 was City of London Investment Management, an estimated $435K added.
  • The largest Flaherty & Crumrine Dynamic Preferred and Income Fund seller in Q4 2016 was SeaBridge Investment Advisors, an estimated $1.58M sold.

Based on aggregated 13F filings for Q4 2016.