City of London Investment Management’s Flaherty & Crumrine Dynamic Preferred and Income Fund DFP Stock Holding History

City of London Investment Management’s Portfolio DFP Stock Details DFP Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2018 Q2	–	Sell	-8,500	Closed	-$205K	–	99
2018 Q1	$205K	Buy	+8,500	New	+$213K	0.01%	97
2017 Q1	–	Sell	-18,418	Closed	-$437K	–	87
2016 Q4	$437K	Buy	+18,418	New	+$435K	0.04%	79
2015 Q3	–	Sell	-38,903	Closed	-$866K	–	131
2015 Q2	$866K	Buy	+38,903	New	+$900K	0.07%	97

Other funds holding DFP

Oxbow Advisors Austin, Texas $1.23B AUM 23.59% 1-Year Est. Return

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

LWS

Lucia Wealth Services San Diego, California $426M AUM 19.43% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Cohen & Steers New York $57.6B AUM 8.03% 1-Year Est. Return

LPL Financial San Diego, California $445B AUM 25.58% 1-Year Est. Return

RJFSA

Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return

LTFS

Ladenburg Thalmann Financial Services Miami, Florida $15.9B AUM 27.61% 1-Year Est. Return

FFA

First Foundation Advisors Irvine, California $2.48B AUM 18.56% 1-Year Est. Return

City of London Investment Management's DFP Position: Q2 2018 in Review

City of London Investment Management sold out of Flaherty & Crumrine Dynamic Preferred and Income Fund (DFP) in Q2 2018, closing a stake of 8,500 shares — an estimated $205K sold.

City of London Investment Management first reported a position in DFP in Q2 2015 and held it in 3 quarters. The position peaked at $866K in Q2 2015. 49 funds tracked by Wall St. Rank hold DFP as of Q2 2018.

City of London Investment Management reported no remaining Flaherty & Crumrine Dynamic Preferred and Income Fund position as of Q2 2018 after selling out during the quarter.
City of London Investment Management sold 8,500 Flaherty & Crumrine Dynamic Preferred and Income Fund shares in Q2 2018, an estimated $205K.
City of London Investment Management first reported a position in Flaherty & Crumrine Dynamic Preferred and Income Fund in Q2 2015 and held it in 3 quarters.
City of London Investment Management's Flaherty & Crumrine Dynamic Preferred and Income Fund position peaked at $866K in Q2 2015.
49 funds tracked by Wall St. Rank held Flaherty & Crumrine Dynamic Preferred and Income Fund as of Q2 2018.

Based on City of London Investment Management's 13F filing for Q2 2018, filed 10 Aug 2018.