DFP

Flaherty & Crumrine Dynamic Preferred and Income Fund
DFP

Overview Fund Activity

42 hedge funds and large institutions have $49.2M invested in Flaherty & Crumrine Dynamic Preferred and Income Fund in 2017 Q1 according to their latest regulatory filings, with 6 funds opening new positions, 12 increasing their positions, 18 reducing their positions, and 6 closing their positions.

Holders
42
Holders Change
-1
Holders Change %
-2.33%
% of All Funds
1.05%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
6
Increased
12
Reduced
18
Closed
6
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Cohen & Steers
1
Cohen & Steers
New York
$1.46M
2
Cambridge Investment Research Advisors
2
Cambridge Investment Research Advisors
Iowa
$406K
3
STMM
3
South Texas Money Management
Texas
$257K
4
MWM
4
Meridian Wealth Management
Kentucky
$519K
5
DA
5
Doliver Advisors
Texas
$237K

Top Sellers

1
UBS Group
1
UBS Group
Switzerland
$202K
2
OA
2
Oxbow Advisors
Texas
$6.96M
3
GC
3
Guggenheim Capital
Illinois
$404K
4
COLIM
4
City of London Investment Management
United Kingdom
$0
5
Invesco
5
Invesco
Georgia
$6.95M
Name Market Value Shares Shares
Change 		Shares
Change %
RJA
1
Raymond James & Associates
Florida
$7.2M 293,387 -3,035 -1%
OA
2
Oxbow Advisors
Texas
$6.96M 283,625 -25,830 -8%
Invesco
3
Invesco
Georgia
$6.95M 283,208 -14,985 -5%
Wells Fargo
4
Wells Fargo
California
$3.39M 138,290 +6,538 +5%
RJFSA
5
Raymond James Financial Services Advisors
Florida
$3.22M 131,417 +490 +0.4%
LPL Financial
6
LPL Financial
California
$2.99M 120,891 +9,188 +8%
Envestnet Asset Management
7
Envestnet Asset Management
Illinois
$1.97M 80,349 -12,862 -14%
FFA
8
First Foundation Advisors
California
$1.77M 72,204 +2,470 +4%
MC
9
Mathes Company
New York
$1.74M 71,025 – –
Morgan Stanley
10
Morgan Stanley
New York
$1.69M 68,868 -12,201 -15%
ACP
11
Aviance Capital Partners
Florida
$1.55M 63,188 -6,739 -10%
Cohen & Steers
12
Cohen & Steers
New York
$1.46M 59,452 +35,541 +149%
First Trust Advisors
13
First Trust Advisors
Illinois
$994K 40,540 – –
CCM
14
Covington Capital Management
California
$731K 29,800 – –
Royal Bank of Canada
15
Royal Bank of Canada
Ontario, Canada
$664K 27,062 +3,014 +13%
LTFS
16
Ladenburg Thalmann Financial Services
Florida
$578K 23,551 -861 -4%
MWM
17
Meridian Wealth Management
Kentucky
$519K 21,154 +10,058 +91%
AIM
18
Advantage Investment Management
Iowa
$516K 21,041 -500 -2%
YMRC
19
Yorktown Management & Research Company
Virginia
$491K 20,000 +5,785 +41%
CAN
20
Cetera Advisor Networks
California
$426K 17,374 -3,226 -16%
Cambridge Investment Research Advisors
21
Cambridge Investment Research Advisors
Iowa
$406K 16,551 +16,551 New
GC
22
Guggenheim Capital
Illinois
$404K 16,451 -21,944 -57%
BW
23
Bison Wealth
Georgia
$402K 16,406 -3,549 -18%
PAG
24
Private Advisor Group
New Jersey
$330K 13,405 -1,125 -8%
PAS
25
Partnervest Advisory Services
California
$283K 11,554 -1,934 -14%
1
2