DFP

Flaherty & Crumrine Dynamic Preferred and Income Fund
DFP

Overview Fund Activity

55 hedge funds and large institutions have $68.4M invested in Flaherty & Crumrine Dynamic Preferred and Income Fund in 2019 Q4 according to their latest regulatory filings, with 5 funds opening new positions, 24 increasing their positions, 17 reducing their positions, and 5 closing their positions.

Holders
55
Holders Change
-1
Holders Change %
-1.79%
% of All Funds
1.09%
Holding in Top 10
1
Holding in Top 10 Change
+1
Holding in Top 10 Change %
%
% of All Funds
0.02%
New
5
Increased
24
Reduced
17
Closed
5
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
1W
1
1776 Wealth
Georgia
$2.39M
2
LPL Financial
2
LPL Financial
California
$4.49M
3
RJA
3
Raymond James & Associates
Florida
$12.9M
4
CSPIA
4
Cary Street Partners Investment Advisory
Virginia
$390K
5
GC
5
Guggenheim Capital
Illinois
$1.85M

Top Sellers

1
RJFSA
1
Raymond James Financial Services Advisors
Florida
$4.63M
2
Cohen & Steers
2
Cohen & Steers
New York
$7.05M
3
LTFS
3
Ladenburg Thalmann Financial Services
Florida
$1.23M
4
ACP
4
Aviance Capital Partners
Florida
$749K
5
SFS
5
Shaker Financial Services
Virginia
$391K
Name Market Value Shares Shares
Change 		Shares
Change %
RJA
1
Raymond James & Associates
Florida
$12.9M 483,294 +15,899 +3%
Cohen & Steers
2
Cohen & Steers
New York
$7.05M 263,286 -59,764 -18%
OA
3
Oxbow Advisors
Texas
$4.78M 178,514 -894 -0.5%
Invesco
4
Invesco
Georgia
$4.69M 175,292 +9,298 +6%
RJFSA
5
Raymond James Financial Services Advisors
Florida
$4.63M 173,005 -171,395 -50%
LPL Financial
6
LPL Financial
California
$4.49M 167,667 +40,950 +32%
Wells Fargo
7
Wells Fargo
California
$3.07M 114,548 -1,359 -1%
1W
8
1776 Wealth
Georgia
$2.39M 89,244 +89,244 New
Morgan Stanley
9
Morgan Stanley
New York
$2M 74,834 +3,699 +5%
GC
10
Guggenheim Capital
Illinois
$1.85M 69,256 +12,008 +21%
MC
11
Mathes Company
New York
$1.7M 63,400 – –
JG
12
Jefferies Group
New York
$1.5M 56,125 -596 -1%
FFA
13
First Foundation Advisors
California
$1.46M 54,565 -3,109 -5%
UBS Group
14
UBS Group
Switzerland
$1.29M 48,130 +86 +0.2%
LTFS
15
Ladenburg Thalmann Financial Services
Florida
$1.23M 46,039 -40,459 -47%
Cambridge Investment Research Advisors
16
Cambridge Investment Research Advisors
Iowa
$1.02M 37,992 +2,617 +7%
PAG
17
Private Advisor Group
New Jersey
$944K 35,282 -2,671 -7%
Ameriprise
18
Ameriprise
Minnesota
$773K 28,901 -13,486 -32%
ACP
19
Aviance Capital Partners
Florida
$749K 27,991 -32,896 -54%
Royal Bank of Canada
20
Royal Bank of Canada
Ontario, Canada
$682K 25,482 +258 +1%
MWM
21
Meridian Wealth Management
Kentucky
$670K 25,073 +1,421 +6%
CCM
22
Covington Capital Management
California
$615K 23,000 – –
MFG
23
Merit Financial Group
Georgia
$605K 22,603 -244 -1%
ARM
24
Adirondack Research & Management
New York
$567K 25,350 – –
Commonwealth Equity Services
25
Commonwealth Equity Services
Massachusetts
$566K 21,178 -1,254 -6%
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