DFP

Flaherty & Crumrine Dynamic Preferred and Income Fund
DFP

Overview Fund Activity

54 hedge funds and large institutions have $60.8M invested in Flaherty & Crumrine Dynamic Preferred and Income Fund in 2019 Q1 according to their latest regulatory filings, with 10 funds opening new positions, 20 increasing their positions, 18 reducing their positions, and 7 closing their positions.

Holders
54
Holders Change
+2
Holders Change %
+3.85%
% of All Funds
1.17%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
10
Increased
20
Reduced
18
Closed
7
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
RJA
1
Raymond James & Associates
Florida
$8.32M
2
LWS
2
Lucia Wealth Services
California
$4.15M
3
Ameriprise
3
Ameriprise
Minnesota
$1.21M
4
Stifel Financial
4
Stifel Financial
Missouri
$412K
5
LTFS
5
Ladenburg Thalmann Financial Services
Florida
$1.8M

Top Sellers

1
WAM
1
Wolverine Asset Management
Illinois
$0
2
Invesco
2
Invesco
Georgia
$4M
3
CRC
3
Curi RMB Capital
Illinois
$0
4
WAM
4
Weiss Asset Management
Massachusetts
$0
5
Wells Fargo
5
Wells Fargo
California
$4.09M
Name Market Value Shares Shares
Change 		Shares
Change %
RJA
1
Raymond James & Associates
Florida
$8.32M 350,306 +43,619 +14%
OA
2
Oxbow Advisors
Texas
$7.84M 329,884 -563 -0.2%
Cohen & Steers
3
Cohen & Steers
New York
$6.68M 280,988 -2,861 -1%
LWS
4
Lucia Wealth Services
California
$4.15M 174,608 +24,529 +16%
Wells Fargo
5
Wells Fargo
California
$4.09M 171,960 -18,217 -10%
Invesco
6
Invesco
Georgia
$4M 168,193 -28,800 -15%
LPL Financial
7
LPL Financial
California
$2.84M 119,361 +2,116 +2%
RJFSA
8
Raymond James Financial Services Advisors
Florida
$2.47M 104,099 +13,542 +15%
Morgan Stanley
9
Morgan Stanley
New York
$1.94M 81,631 +9,021 +12%
FFA
10
First Foundation Advisors
California
$1.9M 79,896 -14 -0%
LTFS
11
Ladenburg Thalmann Financial Services
Florida
$1.8M 75,745 +15,839 +26%
MC
12
Mathes Company
New York
$1.48M 62,100 +6,500 +12%
ACP
13
Aviance Capital Partners
Florida
$1.47M 61,748 +1,880 +3%
Ameriprise
14
Ameriprise
Minnesota
$1.21M 50,957 +18,788 +58%
UBS Group
15
UBS Group
Switzerland
$1.13M 47,677 +1,246 +3%
Cambridge Investment Research Advisors
16
Cambridge Investment Research Advisors
Iowa
$1.01M 42,357 -9,586 -18%
GC
17
Guggenheim Capital
Illinois
$918K 38,643 +7,700 +25%
PAG
18
Private Advisor Group
New Jersey
$895K 37,662 +7,118 +23%
ARM
19
Adirondack Research & Management
New York
$580K 25,350 – –
CCM
20
Covington Capital Management
California
$546K 23,000 -1,000 -4%
MAFM
21
Mid Atlantic Financial Management
Pennsylvania
$480K 20,200 -800 -4%
Royal Bank of Canada
22
Royal Bank of Canada
Ontario, Canada
$448K 18,844 -2,719 -13%
Stifel Financial
23
Stifel Financial
Missouri
$412K 17,410 +17,410 New
RJT
24
Raymond James Trust
Florida
$391K 16,428 -1,100 -6%
BW
25
Bison Wealth
Georgia
$390K 16,415 +1 +0%
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