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DFP

Flaherty & Crumrine Dynamic Preferred and Income Fund

54 hedge funds and large institutions have $60.8M invested in Flaherty & Crumrine Dynamic Preferred and Income Fund in 2019 Q1 according to their latest regulatory filings, with 10 funds opening new positions, 20 increasing their positions, 18 reducing their positions, and 7 closing their positions.

New
Increased
Maintained
Reduced
Closed

43% more first-time investments, than exits

New positions opened: 10 | Existing positions closed: 7

14% more capital invested

Capital invested by funds: $53.2M → $60.8M (+$7.61M)

11% more repeat investments, than reductions

Existing positions increased: 20 | Existing positions reduced: 18

4% more funds holding

Funds holding: 5254 (+2)

0.26% less ownership

Funds ownership: 13.61%13.34% (-0.26%)

Holders
54
Holders Change
+2
Holders Change %
+3.85%
% of All Funds
1.17%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
10
Increased
20
Reduced
18
Closed
7
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
RJA
1
Raymond James & Associates
Florida
$8.32M +$998K +43,619 +14%
OA
2
Oxbow Advisors
Texas
$7.84M -$12.9K -563 -0.2%
Cohen & Steers
3
Cohen & Steers
New York
$6.68M -$65.5K -2,861 -1%
LWS
4
Lucia Wealth Services
California
$4.15M +$561K +24,529 +16%
Wells Fargo
5
Wells Fargo
California
$4.09M -$417K -18,217 -10%
Invesco
6
Invesco
Georgia
$4M -$659K -28,800 -15%
LPL Financial
7
LPL Financial
California
$2.84M +$48.4K +2,116 +2%
RJFSA
8
Raymond James Financial Services Advisors
Florida
$2.47M +$310K +13,542 +15%
Morgan Stanley
9
Morgan Stanley
New York
$1.94M +$206K +9,021 +12%
FFA
10
First Foundation Advisors
California
$1.9M -$320 -14 -0%
LTFS
11
Ladenburg Thalmann Financial Services
Florida
$1.8M +$362K +15,839 +26%
MC
12
Mathes Company
New York
$1.48M +$149K +6,500 +12%
ACP
13
Aviance Capital Partners
Florida
$1.47M +$43K +1,880 +3%
Ameriprise
14
Ameriprise
Minnesota
$1.21M +$430K +18,788 +58%
UBS Group
15
UBS Group
Switzerland
$1.13M +$28.5K +1,246 +3%
Cambridge Investment Research Advisors
16
Cambridge Investment Research Advisors
Iowa
$1.01M -$219K -9,586 -18%
GC
17
Guggenheim Capital
Illinois
$918K +$176K +7,700 +25%
PAG
18
Private Advisor Group
New Jersey
$895K +$163K +7,118 +23%
ARM
19
Adirondack Research & Management
New York
$580K
CCM
20
Covington Capital Management
California
$546K -$22.9K -1,000 -4%
MAFM
21
Mid Atlantic Financial Management
Pennsylvania
$480K -$18.3K -800 -4%
Royal Bank of Canada
22
Royal Bank of Canada
Ontario, Canada
$448K -$62.2K -2,719 -13%
Stifel Financial
23
Stifel Financial
Missouri
$412K +$398K +17,410 New
RJT
24
Raymond James Trust
Florida
$391K -$25.2K -1,100 -6%
BW
25
Bison Wealth
Georgia
$390K +$23 +1 +0%

DFP Hedge Fund Activity: Q1 2019 in Review

54 of the 4,620 institutional investors tracked by Wall St. Rank reported a position in Flaherty & Crumrine Dynamic Preferred and Income Fund (DFP) for Q1 2019, worth a combined $60.8M — up 14% from $53.2M a quarter earlier.

Buyers outnumbered sellers: 10 funds opened new DFP positions and 7 closed out — a net gain of 3 holders — while 20 added to existing stakes and 18 trimmed.

The largest buyer was Raymond James & Associates, adding an estimated $998K. The largest seller was Wolverine Asset Management, exiting entirely with an estimated $1.43M sold.

  • 54 institutional investors held Flaherty & Crumrine Dynamic Preferred and Income Fund (DFP) as of Q1 2019, up from 52 in Q4 2018.
  • Funds reported $60.8M of Flaherty & Crumrine Dynamic Preferred and Income Fund stock for Q1 2019, up 14% quarter-over-quarter.
  • 10 funds opened new Flaherty & Crumrine Dynamic Preferred and Income Fund positions in Q1 2019 and 7 closed out, a net change of +3 holders.
  • The largest Flaherty & Crumrine Dynamic Preferred and Income Fund buyer in Q1 2019 was Raymond James & Associates, an estimated $998K added.
  • The largest Flaherty & Crumrine Dynamic Preferred and Income Fund seller in Q1 2019 was Wolverine Asset Management, an estimated $1.43M sold.

Based on aggregated 13F filings for Q1 2019.