DFP

Flaherty & Crumrine Dynamic Preferred and Income Fund
DFP

Overview Fund Activity

52 hedge funds and large institutions have $53.2M invested in Flaherty & Crumrine Dynamic Preferred and Income Fund in 2018 Q4 according to their latest regulatory filings, with 9 funds opening new positions, 17 increasing their positions, 18 reducing their positions, and 5 closing their positions.

Holders
52
Holders Change
+4
Holders Change %
+8.33%
% of All Funds
1.16%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
9
Increased
17
Reduced
18
Closed
5
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
WAM
1
Wolverine Asset Management
Illinois
$1.43M
2
Cohen & Steers
2
Cohen & Steers
New York
$5.78M
3
CRC
3
Curi RMB Capital
Illinois
$545K
4
WAM
4
Weiss Asset Management
Massachusetts
$536K
5
MAFM
5
Mid Atlantic Financial Management
Pennsylvania
$428K

Top Sellers

1
LWS
1
Lucia Wealth Services
California
$3.06M
2
LTFS
2
Ladenburg Thalmann Financial Services
Florida
$1.22M
3
RJA
3
Raymond James & Associates
Florida
$6.25M
4
Invesco
4
Invesco
Georgia
$4.01M
5
MML Investors Services
5
MML Investors Services
Massachusetts
$0
Name Market Value Shares Shares
Change 		Shares
Change %
OA
1
Oxbow Advisors
Texas
$6.73M 330,447 -9,520 -3%
RJA
2
Raymond James & Associates
Florida
$6.25M 306,687 -22,595 -7%
Cohen & Steers
3
Cohen & Steers
New York
$5.78M 283,849 +57,206 +25%
Invesco
4
Invesco
Georgia
$4.01M 196,993 -19,748 -9%
Wells Fargo
5
Wells Fargo
California
$3.87M 190,177 -11,270 -6%
LWS
6
Lucia Wealth Services
California
$3.06M 150,079 -89,029 -37%
LPL Financial
7
LPL Financial
California
$2.39M 117,245 +2,545 +2%
RJFSA
8
Raymond James Financial Services Advisors
Florida
$1.85M 90,557 -1,958 -2%
FFA
9
First Foundation Advisors
California
$1.63M 79,910 -11,225 -12%
Morgan Stanley
10
Morgan Stanley
New York
$1.48M 72,610 +6,499 +10%
WAM
11
Wolverine Asset Management
Illinois
$1.43M 70,237 +68,022 +3,071%
LTFS
12
Ladenburg Thalmann Financial Services
Florida
$1.22M 59,906 -29,307 -33%
ACP
13
Aviance Capital Partners
Florida
$1.22M 59,868 -3,350 -5%
MC
14
Mathes Company
New York
$1.13M 55,600 -5,000 -8%
Cambridge Investment Research Advisors
15
Cambridge Investment Research Advisors
Iowa
$1.06M 51,943 -3,205 -6%
UBS Group
16
UBS Group
Switzerland
$946K 46,431 -364 -0.8%
Ameriprise
17
Ameriprise
Minnesota
$655K 32,169 +10,574 +49%
GC
18
Guggenheim Capital
Illinois
$630K 30,943 -3,503 -10%
PAG
19
Private Advisor Group
New Jersey
$622K 30,544 +4,883 +19%
ARM
20
Adirondack Research & Management
New York
$558K 25,350 +350 +1%
CRC
21
Curi RMB Capital
Illinois
$545K 26,737 +26,737 New
WAM
22
Weiss Asset Management
Massachusetts
$536K 26,328 +26,328 New
CCM
23
Covington Capital Management
California
$489K 24,000 -3,400 -12%
Royal Bank of Canada
24
Royal Bank of Canada
Ontario, Canada
$439K 21,563 -2,603 -11%
MAFM
25
Mid Atlantic Financial Management
Pennsylvania
$428K 21,000 +21,000 New
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