LPL Financial
DFP

LPL Financial’s Flaherty & Crumrine Dynamic Preferred and Income Fund DFP Stock Holding History

LPL Financial’s Portfolio DFP Stock Details DFP Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2026
Q1 		$3.79M Sell
188,728
-7,294
-4% -$155K ﹤0.01% 2882
2025
Q4 		$4.08M Sell
196,022
-25,748
-12% -$549K ﹤0.01% 2721
2025
Q3 		$4.8M Sell
221,770
-45,683
-17% -$960K ﹤0.01% 2493
2025
Q2 		$5.49M Sell
267,453
-14,595
-5% -$291K ﹤0.01% 2224
2025
Q1 		$5.71M Buy
282,048
+17,355
+7% +$354K ﹤0.01% 2045
2024
Q4 		$5.28M Sell
264,693
-9,922
-4% -$204K ﹤0.01% 2044
2024
Q3 		$5.9M Sell
274,615
-9,673
-3% -$195K ﹤0.01% 1855
2024
Q2 		$5.46M Sell
284,288
-29,393
-9% -$547K ﹤0.01% 1780
2024
Q1 		$6.01M Buy
313,681
+24,922
+9% +$463K ﹤0.01% 1650
2023
Q4 		$5.13M Buy
288,759
+51,563
+22% +$869K ﹤0.01% 1669
2023
Q3 		$3.98M Sell
237,196
-6,152
-3% -$108K ﹤0.01% 1728
2023
Q2 		$4.24M Buy
243,348
+10,597
+5% +$186K ﹤0.01% 1672
2023
Q1 		$4.23M Buy
232,751
+3,778
+2% +$74.7K ﹤0.01% 1613
2022
Q4 		$4.28M Sell
228,973
-7,736
-3% -$148K ﹤0.01% 1553
2022
Q3 		$4.5M Buy
236,709
+16,193
+7% +$348K ﹤0.01% 1450
2022
Q2 		$4.74M Buy
220,516
+4,105
+2% +$95.1K ﹤0.01% 1447
2022
Q1 		$5.63M Sell
216,411
-743
-0.3% -$19.5K ﹤0.01% 1372
2021
Q4 		$6.03M Buy
217,154
+1,454
+0.7% +$41K 0.01% 1333
2021
Q3 		$6.21M Buy
215,700
+14,164
+7% +$416K 0.01% 1248
2021
Q2 		$5.9M Buy
201,536
+5,216
+3% +$156K 0.01% 1227
2021
Q1 		$5.91M Buy
196,320
+11,379
+6% +$333K 0.01% 1119
2020
Q4 		$5.37M Sell
184,941
-355
-0.2% -$9.97K 0.01% 1078
2020
Q3 		$5.06M Sell
185,296
-5,695
-3% -$149K 0.01% 954
2020
Q2 		$4.65M Buy
190,991
+8,753
+5% +$209K 0.01% 916
2020
Q1 		$3.69M Buy
182,238
+14,571
+9% +$364K 0.01% 879
2019
Q4 		$4.49M Buy
167,667
+40,950
+32% +$1.08M 0.01% 881
2019
Q3 		$3.31M Buy
126,717
+2,671
+2% +$68.3K 0.01% 972
2019
Q2 		$3.1M Buy
124,046
+4,685
+4% +$114K 0.01% 1001
2019
Q1 		$2.84M Buy
119,361
+2,116
+2% +$48.4K 0.01% 995
2018
Q4 		$2.39M Buy
117,245
+2,545
+2% +$54.6K 0.01% 986
2018
Q3 		$2.66M Buy
114,700
+7,559
+7% +$182K 0.01% 1006
2018
Q2 		$2.51M Buy
107,141
+8,831
+9% +$208K 0.01% 1003
2018
Q1 		$2.38M Buy
98,310
+11,095
+13% +$277K 0.01% 1015
2017
Q4 		$2.33M Buy
87,215
+1,485
+2% +$39.4K 0.01% 977
2017
Q3 		$2.27M Buy
85,730
+1,000
+1% +$26.4K 0.01% 918
2017
Q2 		$2.23M Sell
84,730
-36,161
-30% -$920K 0.01% 870
2017
Q1 		$2.99M Buy
120,891
+9,188
+8% +$225K 0.02% 638
2016
Q4 		$2.67M Buy
111,703
+3,504
+3% +$82.8K 0.02% 654
2016
Q3 		$2.7M Sell
108,199
-15,863
-13% -$392K 0.03% 617
2016
Q2 		$3.01M Sell
124,062
-130,602
-51% -$3.11M 0.03% 557
2016
Q1 		$5.94M Buy
254,664
+19,295
+8% +$440K 0.02% 640
2015
Q4 		$5.46M Buy
235,369
+112,484
+92% +$2.55M 0.02% 682
2015
Q3 		$2.73M Buy
122,885
+15,461
+14% +$344K 0.02% 700
2015
Q2 		$2.38M Buy
107,424
+15,396
+17% +$356K 0.01% 827
2015
Q1 		$2.16M Buy
92,028
+212
+0.2% +$4.96K 0.01% 872
2014
Q4 		$2.04M Buy
91,816
+18,188
+25% +$417K 0.01% 862
2014
Q3 		$1.67M Buy
73,628
+43,322
+143% +$986K 0.01% 957
2014
Q2 		$714K Buy
30,306
+17,234
+132% +$392K ﹤0.01% 1556
2014
Q1 		$284K Sell
13,072
-135
-1% -$2.88K ﹤0.01% 2167
2013
Q4 		$271K Buy
+13,207
New +$269K ﹤0.01% 2197

Other funds holding DFP

Raymond James Financial
Raymond James Financial St Petersburg, Florida $324B AUM 22.36% 1-Year Est. Return
SIA
Sit Investment Associates Minneapolis, Minnesota $4.93B AUM 12.22% 1-Year Est. Return
Cohen & Steers
Cohen & Steers New York $57.6B AUM 8.03% 1-Year Est. Return
Invesco
Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return
GC
Guggenheim Capital Chicago, Illinois $12.9B AUM 27.3% 1-Year Est. Return
Wells Fargo
Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return
HWAM
Hennion & Walsh Asset Management Parsippany, New Jersey $3.5B AUM 41.95% 1-Year Est. Return
Focus Partners Wealth
Focus Partners Wealth Boston, Massachusetts $89.9B AUM 20.5% 1-Year Est. Return
Morgan Stanley
Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return
1CP
1607 Capital Partners Richmond, Virginia $1.39B AUM 8.35% 1-Year Est. Return

LPL Financial's DFP Position: Q1 2026 in Review

LPL Financial reduced its Flaherty & Crumrine Dynamic Preferred and Income Fund (DFP) stake by 3.7% in Q1 2026, selling an estimated $155K and leaving 188,728 shares worth $3.79M. The position accounts for ﹤0.01% of the portfolio, ranked #2882.

LPL Financial first reported a position in DFP in Q4 2013 and has held it in 50 quarters since. The position peaked at $6.21M in Q3 2021. 79 funds tracked by Wall St. Rank hold DFP as of Q1 2026.

  • LPL Financial held 188,728 shares of Flaherty & Crumrine Dynamic Preferred and Income Fund worth $3.79M as of Q1 2026.
  • LPL Financial sold 7,294 Flaherty & Crumrine Dynamic Preferred and Income Fund shares in Q1 2026, an estimated $155K.
  • Flaherty & Crumrine Dynamic Preferred and Income Fund made up ﹤0.01% of LPL Financial's portfolio in Q1 2026, its #2882 holding.
  • LPL Financial first reported a position in Flaherty & Crumrine Dynamic Preferred and Income Fund in Q4 2013 and has held it in 50 quarters since.
  • LPL Financial's Flaherty & Crumrine Dynamic Preferred and Income Fund position peaked at $6.21M in Q3 2021.
  • 79 funds tracked by Wall St. Rank held Flaherty & Crumrine Dynamic Preferred and Income Fund as of Q1 2026.

Based on LPL Financial's 13F filing for Q1 2026, filed 6 May 2026.