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DFP

Flaherty & Crumrine Dynamic Preferred and Income Fund

61 hedge funds and large institutions have $49.7M invested in Flaherty & Crumrine Dynamic Preferred and Income Fund in 2023 Q1 according to their latest regulatory filings, with 6 funds opening new positions, 19 increasing their positions, 22 reducing their positions, and 9 closing their positions.

New
Increased
Maintained
Reduced
Closed

0.78% less ownership

Funds ownership: 14.66%13.89% (-0.78%)

6% less capital invested

Capital invested by funds: $53.1M → $49.7M (-$3.44M)

8% less funds holding

Funds holding: 6661 (-5)

14% less repeat investments, than reductions

Existing positions increased: 19 | Existing positions reduced: 22

33% less first-time investments, than exits

New positions opened: 6 | Existing positions closed: 9

Holders
61
Holders Change
-5
Holders Change %
-7.58%
% of All Funds
0.97%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
6
Increased
19
Reduced
22
Closed
9
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
RJA
1
Raymond James & Associates
Florida
$10M +$1.46M +73,943 +15%
Cohen & Steers
2
Cohen & Steers
New York
$4.46M -$186K -9,392 -4%
LPL Financial
3
LPL Financial
California
$4.23M +$74.7K +3,778 +2%
Invesco
4
Invesco
Georgia
$3.84M -$1.05M -53,338 -20%
RJFSA
5
Raymond James Financial Services Advisors
Florida
$2.69M -$81.2K -4,104 -3%
HBCM
6
Heron Bay Capital Management
Michigan
$2.51M +$787K +39,812 +40%
PAG
7
Private Advisor Group
New Jersey
$2.15M -$19.6K -990 -0.8%
Ameriprise
8
Ameriprise
Minnesota
$2.11M -$1.28M -64,841 -36%
Morgan Stanley
9
Morgan Stanley
New York
$1.67M +$57.6K +2,912 +3%
1W
10
1776 Wealth
Georgia
$1.56M -$45.8K -2,318 -3%
WAM
11
Wolverine Asset Management
Illinois
$1.15M -$146K -7,399 -10%
GC
12
Guggenheim Capital
Illinois
$1.13M -$929 -47 -0.1%
Osaic Holdings
13
Osaic Holdings
Arizona
$1.08M -$21.9K -1,109 -2%
Cambridge Investment Research Advisors
14
Cambridge Investment Research Advisors
Iowa
$1.06M -$26.6K -1,346 -2%
Stifel Financial
15
Stifel Financial
Missouri
$780K +$56.8K +2,871 +7%
CF
16
Centaurus Financial
California
$665K -$1.88K -95 -0.3%
OA
17
Oxbow Advisors
Texas
$651K -$9.79K -495 -1%
CSPIA
18
Cary Street Partners Investment Advisory
Virginia
$548K
WS
19
Wedbush Securities
California
$481K -$8.46K -428 -2%
Wells Fargo
20
Wells Fargo
California
$416K -$75.1K -3,799 -14%
PVM
21
Palogic Value Management
Texas
$401K -$39.5K -2,000 -8%
MFG
22
Merit Financial Group
Georgia
$392K -$53K -2,680 -11%
PNC Financial Services Group
23
PNC Financial Services Group
Pennsylvania
$371K
AWS
24
Atria Wealth Solutions
New York
$370K -$40.7K -2,058 -9%
CAN
25
Cetera Advisor Networks
California
$349K -$12.9K -653 -3%

DFP Hedge Fund Activity: Q1 2023 in Review

61 of the 6,275 institutional investors tracked by Wall St. Rank reported a position in Flaherty & Crumrine Dynamic Preferred and Income Fund (DFP) for Q1 2023, worth a combined $49.7M — down 6.5% from $53.1M a quarter earlier.

Sellers outnumbered buyers: 9 funds closed out of DFP and 6 opened new positions — a net loss of 3 holders — while 22 trimmed existing stakes and 19 added.

The largest buyer was Raymond James & Associates, adding an estimated $1.46M. The largest seller was Ameriprise, cutting an estimated $1.28M.

  • 61 institutional investors held Flaherty & Crumrine Dynamic Preferred and Income Fund (DFP) as of Q1 2023, down from 66 in Q4 2022.
  • Funds reported $49.7M of Flaherty & Crumrine Dynamic Preferred and Income Fund stock for Q1 2023, down 6.5% quarter-over-quarter.
  • 6 funds opened new Flaherty & Crumrine Dynamic Preferred and Income Fund positions in Q1 2023 and 9 closed out, a net change of -3 holders.
  • The largest Flaherty & Crumrine Dynamic Preferred and Income Fund buyer in Q1 2023 was Raymond James & Associates, an estimated $1.46M added.
  • The largest Flaherty & Crumrine Dynamic Preferred and Income Fund seller in Q1 2023 was Ameriprise, an estimated $1.28M sold.

Based on aggregated 13F filings for Q1 2023.