DFP

Flaherty & Crumrine Dynamic Preferred and Income Fund
DFP

Overview Fund Activity

16 hedge funds and large institutions have $15.7M invested in Flaherty & Crumrine Dynamic Preferred and Income Fund in 2013 Q3 according to their latest regulatory filings, with 9 funds opening new positions, 4 increasing their positions, 3 reducing their positions, and 3 closing their positions.

Holders
16
Holders Change
+5
Holders Change %
+45.45%
% of All Funds
0.52%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
9
Increased
4
Reduced
3
Closed
3
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
RJA
1
Raymond James & Associates
Florida
$6M
2
Invesco
2
Invesco
Georgia
$2.38M
3
SCM
3
Saba Capital Management
New York
$2.38M
4
Wells Fargo
4
Wells Fargo
California
$1.9M
5
OA
5
Oxbow Advisors
Texas
$788K

Top Sellers

1
RJFSA
1
Raymond James Financial Services Advisors
Florida
$0
2
Millennium Management
2
Millennium Management
New York
$0
3
U
3
UBS
Switzerland
$71K
4
PNC
4
Park National Corp
Ohio
$523K
5
TRCT
5
Tower Research Capital (TRC)
New York
$0
Name Market Value Shares Shares
Change 		Shares
Change %
RJA
1
Raymond James & Associates
Florida
$6M 281,141 +116,691 +71%
Invesco
2
Invesco
Georgia
$2.38M 111,707 +111,707 New
SCM
3
Saba Capital Management
New York
$2.38M 111,358 +111,358 New
Wells Fargo
4
Wells Fargo
California
$1.9M 88,840 +70,221 +377%
OA
5
Oxbow Advisors
Texas
$788K 36,945 +36,945 New
PNC
6
Park National Corp
Ohio
$523K 24,500 -500 -2%
ACP
7
Aviance Capital Partners
Florida
$452K 21,200 +1,200 +6%
FAAS
8
First Allied Advisory Services
California
$330K 15,500 +15,500 New
WS
9
Wedbush Securities
California
$214K 10,018 +10,018 New
SNC
10
Stifel Nicolaus & Co
Missouri
$206K 9,652 +9,652 New
PFS
11
Prospera Financial Services
Texas
$205K 9,666 -134 -1%
BRWA
12
B. Riley Wealth Advisors
Florida
$117K 5,500 +1,500 +38%
Bank of Montreal
13
Bank of Montreal
Ontario, Canada
$113K 5,300 +5,300 New
U
14
UBS
Switzerland
$71K 3,293 -4,667 -59%
PNC Financial Services Group
15
PNC Financial Services Group
Pennsylvania
$64K 3,000 +3,000 New
Creative Planning
16
Creative Planning
Kansas
$4K 200 +200 New
RJFSA
17
Raymond James Financial Services Advisors
Florida
– – -146,970 Closed
Millennium Management
18
Millennium Management
New York
– – -75,000 Closed
TRCT
19
Tower Research Capital (TRC)
New York
– – -124 Closed