B. Riley Wealth Advisors’s Flaherty & Crumrine Dynamic Preferred and Income Fund DFP Stock Holding History

B. Riley Wealth Advisors’s Portfolio DFP Stock Details DFP Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2015 Q1	–	Sell	-2,000	Closed	-$45	–	888
2014 Q4	$45	Buy	+2,000	New	+$45.9K	﹤0.01%	2141
2014 Q3	–	Sell	-5,500	Closed	-$130K	–	919
2014 Q2	$130K	Hold	5,500	–	–	0.03%	620
2014 Q1	$119K	Sell	5,500 -1,000	-15%	-$21.4K	0.04%	565
2013 Q4	$133K	Buy	6,500 +1,000	+18%	+$20.4K	0.04%	475
2013 Q3	$117K	Buy	5,500 +1,500	+38%	+$32.4K	0.04%	501
2013 Q2	$100K	Buy	+4,000	New	+$100K	0.03%	545

Other funds holding DFP

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

Oxbow Advisors Austin, Texas $1.18B AUM 28.15% 1-Year Est. Return

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Cohen & Steers New York $57.6B AUM 8.03% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

ACP

Aviance Capital Partners Naples, Florida $854M AUM 25.16% 1-Year Est. Return

Mathes Company New York $274M AUM 33.72% 1-Year Est. Return

First Trust Advisors Wheaton, Illinois $140B AUM 27.84% 1-Year Est. Return

B. Riley Wealth Advisors's DFP Position: Q1 2015 in Review

B. Riley Wealth Advisors sold out of Flaherty & Crumrine Dynamic Preferred and Income Fund (DFP) in Q1 2015, closing a stake of 2,000 shares — an estimated $45 sold.

B. Riley Wealth Advisors first reported a position in DFP in Q2 2013 and held it in 6 quarters. The position peaked at $133K in Q4 2013. 33 funds tracked by Wall St. Rank hold DFP as of Q1 2015.

B. Riley Wealth Advisors reported no remaining Flaherty & Crumrine Dynamic Preferred and Income Fund position as of Q1 2015 after selling out during the quarter.
B. Riley Wealth Advisors sold 2,000 Flaherty & Crumrine Dynamic Preferred and Income Fund shares in Q1 2015, an estimated $45.
B. Riley Wealth Advisors first reported a position in Flaherty & Crumrine Dynamic Preferred and Income Fund in Q2 2013 and held it in 6 quarters.
B. Riley Wealth Advisors's Flaherty & Crumrine Dynamic Preferred and Income Fund position peaked at $133K in Q4 2013.
33 funds tracked by Wall St. Rank held Flaherty & Crumrine Dynamic Preferred and Income Fund as of Q1 2015.

Based on B. Riley Wealth Advisors's 13F filing for Q1 2015, filed 14 May 2015.