Oxbow Advisors’s Flaherty & Crumrine Dynamic Preferred and Income Fund DFP Stock Holding History

Oxbow Advisors’s Portfolio DFP Stock Details DFP Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2023 Q3	–	Sell	-36,587	Closed	-$637K	–	208
2023 Q2	$637K	Buy	36,587 +760	+2%	+$13.3K	0.1%	112
2023 Q1	$651K	Sell	35,827 -495	-1%	-$9.79K	0.12%	110
2022 Q4	$680K	Sell	36,322 -2,570	-7%	-$49.1K	0.13%	108
2022 Q3	$739K	Buy	38,892 +3,675	+10%	+$78.9K	0.12%	122
2022 Q2	$757K	Sell	35,217 -229,065	-87%	-$5.3M	0.11%	126
2022 Q1	$6.88M	Buy	264,282 +117,458	+80%	+$3.09M	0.69%	43
2021 Q4	$4.08M	Sell	146,824 -9,072	-6%	-$256K	0.39%	60
2021 Q3	$4.49M	Sell	155,896 -17,392	-10%	-$511K	0.46%	60
2021 Q2	$5.07M	Buy	173,288 +7,900	+5%	+$236K	0.53%	59
2021 Q1	$4.98M	Buy	165,388 +160	+0.1%	+$4.68K	0.61%	54
2020 Q4	$4.8M	Sell	165,228 -6,987	-4%	-$196K	0.61%	50
2020 Q3	$4.7M	Sell	172,215 -2,911	-2%	-$76.1K	0.6%	47
2020 Q2	$4.26M	Buy	175,126 +49	+0%	+$1.17K	0.62%	53
2020 Q1	$3.54M	Sell	175,077 -3,437	-2%	-$86K	0.6%	54
2019 Q4	$4.78M	Sell	178,514 -894	-0.5%	-$23.5K	0.55%	47
2019 Q3	$4.68M	Sell	179,408 -145,835	-45%	-$3.73M	0.62%	41
2019 Q2	$8.14M	Sell	325,243 -4,641	-1%	-$113K	0.98%	20
2019 Q1	$7.84M	Sell	329,884 -563	-0.2%	-$12.9K	0.95%	22
2018 Q4	$6.73M	Sell	330,447 -9,520	-3%	-$204K	0.9%	27
2018 Q3	$7.89M	Sell	339,967 -11,395	-3%	-$275K	0.95%	24
2018 Q2	$8.24M	Buy	+351,362	New	+$8.27M	1.05%	26
2017 Q3	–	Sell	-171,677	Closed	-$4.51M	–	240
2017 Q2	$4.51M	Sell	171,677 -111,948	-39%	-$2.85M	0.8%	39
2017 Q1	$6.96M	Sell	283,625 -25,830	-8%	-$632K	1.13%	21
2016 Q4	$7.36M	Sell	309,455 -1,315	-0.4%	-$31.1K	0.92%	29
2016 Q3	$7.82M	Sell	310,770 -21,493	-6%	-$532K	1.07%	24
2016 Q2	$8.06M	Sell	332,263 -193,062	-37%	-$4.59M	1.15%	20
2016 Q1	$12.4M	Sell	525,325 -30,309	-5%	-$691K	1.75%	12
2015 Q4	$12.7M	Buy	555,634 +122,652	+28%	+$2.78M	1.59%	13
2015 Q3	$9.69M	Buy	432,982 +35,073	+9%	+$780K	1.59%	13
2015 Q2	$8.88M	Buy	397,909 +13,445	+3%	+$311K	1.15%	20
2015 Q1	$9M	Sell	384,464 -3,345	-0.9%	-$78.3K	1.34%	20
2014 Q4	$8.63M	Buy	387,809 +34,408	+10%	+$789K	1.21%	21
2014 Q3	$7.98M	Sell	353,401 -697	-0.2%	-$15.9K	1.13%	28
2014 Q2	$8.34M	Sell	354,098 -55,386	-14%	-$1.26M	1.11%	26
2014 Q1	$8.89M	Buy	409,484 +54,277	+15%	+$1.16M	1.32%	19
2013 Q4	$7.29M	Buy	355,207 +318,262	+861%	+$6.48M	1.03%	28
2013 Q3	$788K	Buy	+36,945	New	+$798K	0.13%	119

Other funds holding DFP

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

Mangrove Partners Greenwich, Connecticut $1.24B AUM 41.74% 1-Year Est. Return

Cohen & Steers New York $57.6B AUM 8.03% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Ameriprise Minneapolis, Minnesota $432B AUM 30.22% 1-Year Est. Return

RJFSA

Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return

Osaic Holdings Scottsdale, Arizona $68.3B AUM 20.5% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

RPO LLC Stamford, Connecticut $32.3M AUM 14.17% 1-Year Est. Return

Oxbow Advisors's DFP Position: Q3 2023 in Review

Oxbow Advisors sold out of Flaherty & Crumrine Dynamic Preferred and Income Fund (DFP) in Q3 2023, closing a stake of 36,587 shares — an estimated $637K sold.

Oxbow Advisors first reported a position in DFP in Q3 2013 and held it in 37 quarters. The position peaked at $12.7M in Q4 2015. 62 funds tracked by Wall St. Rank hold DFP as of Q3 2023.

Oxbow Advisors reported no remaining Flaherty & Crumrine Dynamic Preferred and Income Fund position as of Q3 2023 after selling out during the quarter.
Oxbow Advisors sold 36,587 Flaherty & Crumrine Dynamic Preferred and Income Fund shares in Q3 2023, an estimated $637K.
Oxbow Advisors first reported a position in Flaherty & Crumrine Dynamic Preferred and Income Fund in Q3 2013 and held it in 37 quarters.
Oxbow Advisors's Flaherty & Crumrine Dynamic Preferred and Income Fund position peaked at $12.7M in Q4 2015.
62 funds tracked by Wall St. Rank held Flaherty & Crumrine Dynamic Preferred and Income Fund as of Q3 2023.

Based on Oxbow Advisors's 13F filing for Q3 2023, filed 14 Nov 2023.