DFP

Flaherty & Crumrine Dynamic Preferred and Income Fund
DFP

Overview Fund Activity

38 hedge funds and large institutions have $52.2M invested in Flaherty & Crumrine Dynamic Preferred and Income Fund in 2016 Q3 according to their latest regulatory filings, with 8 funds opening new positions, 11 increasing their positions, 12 reducing their positions, and 7 closing their positions.

Holders
38
Holders Change
+1
Holders Change %
+2.7%
% of All Funds
1.02%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
8
Increased
11
Reduced
12
Closed
7
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Envestnet Asset Management
1
Envestnet Asset Management
Illinois
$2.31M
2
Morgan Stanley
2
Morgan Stanley
New York
$1.91M
3
RJFSA
3
Raymond James Financial Services Advisors
Florida
$3.29M
4
PAS
4
Partnervest Advisory Services
California
$348K
5
Royal Bank of Canada
5
Royal Bank of Canada
Ontario, Canada
$760K

Top Sellers

1
MGAM
1
McGowan Group Asset Management
Texas
$0
2
Cohen & Steers
2
Cohen & Steers
New York
$483K
3
Invesco
3
Invesco
Georgia
$7.13M
4
OA
4
Oxbow Advisors
Texas
$7.82M
5
DA
5
Doliver Advisors
Texas
$0
Name Market Value Shares Shares
Change 		Shares
Change %
OA
1
Oxbow Advisors
Texas
$7.82M 310,770 -21,493 -6%
Invesco
2
Invesco
Georgia
$7.13M 283,246 -25,352 -8%
RJA
3
Raymond James & Associates
Florida
$7.01M 278,455 +9,657 +4%
RJFSA
4
Raymond James Financial Services Advisors
Florida
$3.29M 130,936 +13,999 +12%
Wells Fargo
5
Wells Fargo
California
$3.25M 129,215 -1,337 -1%
LPL Financial
6
LPL Financial
California
$2.7M 108,199 -15,863 -13%
Envestnet Asset Management
7
Envestnet Asset Management
Illinois
$2.31M 91,886 +91,886 New
UBS Group
8
UBS Group
Switzerland
$2.23M 88,583 -6,077 -6%
Morgan Stanley
9
Morgan Stanley
New York
$1.91M 75,774 +14,409 +23%
MC
10
Mathes Company
New York
$1.84M 73,050 – –
ACP
11
Aviance Capital Partners
Florida
$1.74M 69,085 -1,131 -2%
FFA
12
First Foundation Advisors
California
$1.66M 65,801 -1,921 -3%
SIA
13
SeaBridge Investment Advisors
New Jersey
$1.58M 62,970 – –
GC
14
Guggenheim Capital
Illinois
$1.06M 42,086 -12,829 -23%
First Trust Advisors
15
First Trust Advisors
Illinois
$1.02M 40,540 – –
Royal Bank of Canada
16
Royal Bank of Canada
Ontario, Canada
$760K 30,231 +12,495 +70%
CCM
17
Covington Capital Management
California
$750K 29,800 – –
LTFS
18
Ladenburg Thalmann Financial Services
Florida
$589K 23,421 +1,870 +9%
CAN
19
Cetera Advisor Networks
California
$532K 21,138 -6,265 -23%
AIM
20
Advantage Investment Management
Iowa
$528K 20,991 +6,816 +48%
BW
21
Bison Wealth
Georgia
$502K 19,954 -130 -0.6%
Cohen & Steers
22
Cohen & Steers
New York
$483K 19,207 -108,922 -85%
PAS
23
Partnervest Advisory Services
California
$348K 13,818 +13,818 New
Stifel Financial
24
Stifel Financial
Missouri
$336K 12,867 -1,500 -10%
PNC Financial Services Group
25
PNC Financial Services Group
Pennsylvania
$291K 11,541 +4 +0%
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