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DFP

Flaherty & Crumrine Dynamic Preferred and Income Fund

56 hedge funds and large institutions have $71.5M invested in Flaherty & Crumrine Dynamic Preferred and Income Fund in 2019 Q3 according to their latest regulatory filings, with 10 funds opening new positions, 17 increasing their positions, 19 reducing their positions, and 5 closing their positions.

New
Increased
Maintained
Reduced
Closed

100% more first-time investments, than exits

New positions opened: 10 | Existing positions closed: 5

10% more capital invested

Capital invested by funds: $65M → $71.5M (+$6.49M)

10% more funds holding

Funds holding: 5156 (+5)

0.68% more ownership

Funds ownership: 13.63%14.31% (+0.68%)

11% less repeat investments, than reductions

Existing positions increased: 17 | Existing positions reduced: 19

Holders
56
Holders Change
+5
Holders Change %
+9.8%
% of All Funds
1.23%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
10
Increased
17
Reduced
19
Closed
5
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
RJA
1
Raymond James & Associates
Florida
$12.2M +$2.15M +84,207 +22%
RJFSA
2
Raymond James Financial Services Advisors
Florida
$8.99M +$3.52M +137,893 +67%
Cohen & Steers
3
Cohen & Steers
New York
$8.43M +$163K +6,362 +2%
OA
4
Oxbow Advisors
Texas
$4.68M -$3.73M -145,835 -45%
Invesco
5
Invesco
Georgia
$4.33M -$154K -6,027 -4%
LPL Financial
6
LPL Financial
California
$3.31M +$68.3K +2,671 +2%
Wells Fargo
7
Wells Fargo
California
$3.03M -$57.9K -2,264 -2%
LTFS
8
Ladenburg Thalmann Financial Services
Florida
$2.26M -$16.9K -663 -0.8%
Morgan Stanley
9
Morgan Stanley
New York
$1.86M -$461K -18,048 -20%
MC
10
Mathes Company
New York
$1.66M +$76.7K +3,000 +5%
ACP
11
Aviance Capital Partners
Florida
$1.59M +$23.4K +916 +2%
FFA
12
First Foundation Advisors
California
$1.5M -$620K -24,258 -30%
GC
13
Guggenheim Capital
Illinois
$1.49M +$199K +7,767 +16%
JG
14
Jefferies Group
New York
$1.48M +$1.45M +56,721 New
UBS Group
15
UBS Group
Switzerland
$1.25M -$30.7K -1,200 -2%
Ameriprise
16
Ameriprise
Minnesota
$1.11M -$16.3K -637 -1%
SFS
17
Shaker Financial Services
Virginia
$1.04M +$70.3K +2,750 +7%
PAG
18
Private Advisor Group
New Jersey
$991K +$12.8K +500 +1%
Cambridge Investment Research Advisors
19
Cambridge Investment Research Advisors
Iowa
$923K -$35.3K -1,382 -4%
Royal Bank of Canada
20
Royal Bank of Canada
Ontario, Canada
$658K +$162K +6,325 +33%
MWM
21
Meridian Wealth Management
Kentucky
$617K +$235K +9,194 +64%
CCM
22
Covington Capital Management
California
$600K
MFG
23
Merit Financial Group
Georgia
$596K +$36.4K +1,423 +7%
Commonwealth Equity Services
24
Commonwealth Equity Services
Massachusetts
$585K +$46.1K +1,803 +9%
ARM
25
Adirondack Research & Management
New York
$577K

DFP Hedge Fund Activity: Q3 2019 in Review

56 of the 4,560 institutional investors tracked by Wall St. Rank reported a position in Flaherty & Crumrine Dynamic Preferred and Income Fund (DFP) for Q3 2019, worth a combined $71.5M — up 10% from $65M a quarter earlier.

Buyers outnumbered sellers: 10 funds opened new DFP positions and 5 closed out — a net gain of 5 holders — while 17 added to existing stakes and 19 trimmed.

The largest buyer was Raymond James Financial Services Advisors, adding an estimated $3.52M. The largest seller was Oxbow Advisors, cutting an estimated $3.73M.

  • 56 institutional investors held Flaherty & Crumrine Dynamic Preferred and Income Fund (DFP) as of Q3 2019, up from 51 in Q2 2019.
  • Funds reported $71.5M of Flaherty & Crumrine Dynamic Preferred and Income Fund stock for Q3 2019, up 10% quarter-over-quarter.
  • 10 funds opened new Flaherty & Crumrine Dynamic Preferred and Income Fund positions in Q3 2019 and 5 closed out, a net change of +5 holders.
  • The largest Flaherty & Crumrine Dynamic Preferred and Income Fund buyer in Q3 2019 was Raymond James Financial Services Advisors, an estimated $3.52M added.
  • The largest Flaherty & Crumrine Dynamic Preferred and Income Fund seller in Q3 2019 was Oxbow Advisors, an estimated $3.73M sold.

Based on aggregated 13F filings for Q3 2019.