DFP

Flaherty & Crumrine Dynamic Preferred and Income Fund
DFP

Overview Fund Activity

42 hedge funds and large institutions have $48.1M invested in Flaherty & Crumrine Dynamic Preferred and Income Fund in 2017 Q2 according to their latest regulatory filings, with 6 funds opening new positions, 20 increasing their positions, 13 reducing their positions, and 6 closing their positions.

Holders
42
Holders Change
–
Holders Change %
0%
% of All Funds
1.05%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
6
Increased
20
Reduced
13
Closed
6
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
GC
1
Guggenheim Capital
Illinois
$1.67M
2
PPA
2
Parametric Portfolio Associates
Washington
$401K
3
Millennium Management
3
Millennium Management
New York
$294K
4
RJA
4
Raymond James & Associates
Florida
$7.97M
5
Ameriprise
5
Ameriprise
Minnesota
$209K

Top Sellers

1
OA
1
Oxbow Advisors
Texas
$4.52M
2
Envestnet Asset Management
2
Envestnet Asset Management
Illinois
$974K
3
First Trust Advisors
3
First Trust Advisors
Illinois
$0
4
LPL Financial
4
LPL Financial
California
$2.23M
5
Cohen & Steers
5
Cohen & Steers
New York
$620K
Name Market Value Shares Shares
Change 		Shares
Change %
RJA
1
Raymond James & Associates
Florida
$7.97M 302,954 +9,567 +3%
Invesco
2
Invesco
Georgia
$7.41M 281,785 -1,423 -0.5%
OA
3
Oxbow Advisors
Texas
$4.52M 171,677 -111,948 -39%
Wells Fargo
4
Wells Fargo
California
$3.8M 144,496 +6,206 +4%
RJFSA
5
Raymond James Financial Services Advisors
Florida
$3.54M 134,412 +2,995 +2%
LPL Financial
6
LPL Financial
California
$2.23M 84,730 -36,161 -30%
FFA
7
First Foundation Advisors
California
$1.96M 74,579 +2,375 +3%
Morgan Stanley
8
Morgan Stanley
New York
$1.88M 71,382 +2,514 +4%
MC
9
Mathes Company
New York
$1.84M 70,025 -1,000 -1%
ACP
10
Aviance Capital Partners
Florida
$1.79M 68,082 +4,894 +8%
GC
11
Guggenheim Capital
Illinois
$1.67M 63,436 +46,985 +286%
Envestnet Asset Management
12
Envestnet Asset Management
Illinois
$974K 37,052 -43,297 -54%
CCM
13
Covington Capital Management
California
$763K 29,000 -800 -3%
LTFS
14
Ladenburg Thalmann Financial Services
Florida
$724K 27,529 +3,978 +17%
Royal Bank of Canada
15
Royal Bank of Canada
Ontario, Canada
$707K 26,875 -187 -0.7%
Cohen & Steers
16
Cohen & Steers
New York
$620K 23,580 -35,872 -60%
MWM
17
Meridian Wealth Management
Kentucky
$532K 20,236 -918 -4%
AIM
18
Advantage Investment Management
Iowa
$532K 20,241 -800 -4%
Cambridge Investment Research Advisors
19
Cambridge Investment Research Advisors
Iowa
$525K 19,947 +3,396 +21%
BW
20
Bison Wealth
Georgia
$432K 16,407 +1 +0%
PPA
21
Parametric Portfolio Associates
Washington
$401K 15,245 +15,245 New
PAG
22
Private Advisor Group
New Jersey
$356K 13,405 – –
CAN
23
Cetera Advisor Networks
California
$329K 12,532 -4,842 -28%
Stifel Financial
24
Stifel Financial
Missouri
$327K 12,150 +2,235 +23%
PNC Financial Services Group
25
PNC Financial Services Group
Pennsylvania
$301K 11,452 +3 +0%
1
2