DFP

Flaherty & Crumrine Dynamic Preferred and Income Fund
DFP

Overview Fund Activity

37 hedge funds and large institutions have $56.8M invested in Flaherty & Crumrine Dynamic Preferred and Income Fund in 2016 Q2 according to their latest regulatory filings, with 4 funds opening new positions, 12 increasing their positions, 11 reducing their positions, and 4 closing their positions.

Holders
37
Holders Change
–
Holders Change %
0%
% of All Funds
0.99%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
4
Increased
12
Reduced
11
Closed
4
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
RJA
1
Raymond James & Associates
Florida
$6.52M
2
DA
2
Doliver Advisors
Texas
$471K
3
RJFSA
3
Raymond James Financial Services Advisors
Florida
$2.84M
4
AIM
4
Advantage Investment Management
Iowa
$344K
5
Morgan Stanley
5
Morgan Stanley
New York
$1.49M

Top Sellers

1
OA
1
Oxbow Advisors
Texas
$8.06M
2
MGAM
2
McGowan Group Asset Management
Texas
$4.81M
3
LPL Financial
3
LPL Financial
California
$3.01M
4
Cohen & Steers
4
Cohen & Steers
New York
$3.11M
5
Invesco
5
Invesco
Georgia
$7.48M
Name Market Value Shares Shares
Change 		Shares
Change %
OA
1
Oxbow Advisors
Texas
$8.06M 332,263 -193,062 -37%
Invesco
2
Invesco
Georgia
$7.48M 308,598 -27,323 -8%
RJA
3
Raymond James & Associates
Florida
$6.52M 268,798 +24,229 +10%
MGAM
4
McGowan Group Asset Management
Texas
$4.81M 198,222 -166,478 -46%
Wells Fargo
5
Wells Fargo
California
$3.17M 130,552 +7,438 +6%
Cohen & Steers
6
Cohen & Steers
New York
$3.11M 128,129 -85,892 -40%
LPL Financial
7
LPL Financial
California
$3.01M 124,062 -130,602 -51%
RJFSA
8
Raymond James Financial Services Advisors
Florida
$2.84M 116,937 +13,085 +13%
UBS Group
9
UBS Group
Switzerland
$2.3M 94,660 -1,191 -1%
MC
10
Mathes Company
New York
$1.77M 73,050 – –
ACP
11
Aviance Capital Partners
Florida
$1.7M 70,216 -5,891 -8%
FFA
12
First Foundation Advisors
California
$1.64M 67,722 +5,229 +8%
SIA
13
SeaBridge Investment Advisors
New Jersey
$1.53M 62,970 +1,395 +2%
Morgan Stanley
14
Morgan Stanley
New York
$1.49M 61,365 +8,741 +17%
GC
15
Guggenheim Capital
Illinois
$1.33M 54,915 -4,727 -8%
First Trust Advisors
16
First Trust Advisors
Illinois
$983K 40,540 – –
CCM
17
Covington Capital Management
California
$723K 29,800 – –
CAN
18
Cetera Advisor Networks
California
$665K 27,403 +3,765 +16%
LTFS
19
Ladenburg Thalmann Financial Services
Florida
$523K 21,551 +2,529 +13%
BW
20
Bison Wealth
Georgia
$484K 20,084 -6 -0%
DA
21
Doliver Advisors
Texas
$471K 19,410 +19,410 New
Royal Bank of Canada
22
Royal Bank of Canada
Ontario, Canada
$430K 17,736 -1,126 -6%
Stifel Financial
23
Stifel Financial
Missouri
$348K 14,367 -9,568 -40%
AIM
24
Advantage Investment Management
Iowa
$344K 14,175 +11,575 +445%
PNC Financial Services Group
25
PNC Financial Services Group
Pennsylvania
$280K 11,537 +4 +0%
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