SeaBridge Investment Advisors’s Flaherty & Crumrine Dynamic Preferred and Income Fund DFP Stock Holding History

SeaBridge Investment Advisors’s Portfolio DFP Stock Details DFP Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q4	–	Sell	-62,970	Closed	-$1.58M	–	251
2016 Q3	$1.58M	Hold	62,970	–	–	0.39%	81
2016 Q2	$1.53M	Buy	62,970 +1,395	+2%	+$33.2K	0.39%	84
2016 Q1	$1.45M	Sell	61,575 -1,560	-2%	-$35.6K	0.35%	84
2015 Q4	$1.45M	Buy	63,135 +5,690	+10%	+$129K	0.32%	90
2015 Q3	$1.29M	Buy	57,445 +3,360	+6%	+$74.8K	0.3%	94
2015 Q2	$1.21M	Buy	54,085 +30,695	+131%	+$710K	0.25%	89
2015 Q1	$548K	Buy	+23,390	New	+$547K	0.11%	113

Other funds holding DFP

Oxbow Advisors Austin, Texas $1.18B AUM 28.15% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

RJFSA

Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Envestnet Asset Management Chicago, Illinois $374B AUM 17.66% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Mathes Company New York $274M AUM 33.72% 1-Year Est. Return

SeaBridge Investment Advisors's DFP Position: Q4 2016 in Review

SeaBridge Investment Advisors sold out of Flaherty & Crumrine Dynamic Preferred and Income Fund (DFP) in Q4 2016, closing a stake of 62,970 shares — an estimated $1.58M sold.

SeaBridge Investment Advisors first reported a position in DFP in Q1 2015 and held it in 7 quarters. The position peaked at $1.58M in Q3 2016. 43 funds tracked by Wall St. Rank hold DFP as of Q4 2016.

SeaBridge Investment Advisors reported no remaining Flaherty & Crumrine Dynamic Preferred and Income Fund position as of Q4 2016 after selling out during the quarter.
SeaBridge Investment Advisors sold 62,970 Flaherty & Crumrine Dynamic Preferred and Income Fund shares in Q4 2016, an estimated $1.58M.
SeaBridge Investment Advisors first reported a position in Flaherty & Crumrine Dynamic Preferred and Income Fund in Q1 2015 and held it in 7 quarters.
SeaBridge Investment Advisors's Flaherty & Crumrine Dynamic Preferred and Income Fund position peaked at $1.58M in Q3 2016.
43 funds tracked by Wall St. Rank held Flaherty & Crumrine Dynamic Preferred and Income Fund as of Q4 2016.

Based on SeaBridge Investment Advisors's 13F filing for Q4 2016, filed 24 Jan 2017.