Ladenburg Thalmann Financial Services’s Flaherty & Crumrine Dynamic Preferred and Income Fund DFP Stock Holding History

Ladenburg Thalmann Financial Services’s Portfolio DFP Stock Details DFP Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q4	$1.23M	Sell	46,039 -40,459	-47%	-$1.06M	0.01%	1139
2019 Q3	$2.26M	Sell	86,498 -663	-0.8%	-$16.9K	0.02%	763
2019 Q2	$2.18M	Buy	87,161 +11,416	+15%	+$278K	0.02%	763
2019 Q1	$1.8M	Buy	75,745 +15,839	+26%	+$362K	0.01%	829
2018 Q4	$1.22M	Sell	59,906 -29,307	-33%	-$629K	0.01%	918
2018 Q3	$2.07M	Sell	89,213 -4,902	-5%	-$118K	0.02%	711
2018 Q2	$2.27M	Hold	94,115	–	–	0.02%	640
2018 Q1	$2.27M	Sell	94,115 -12,201	-11%	-$305K	0.02%	640
2017 Q4	$2.84M	Buy	106,316 +76,869	+261%	+$2.04M	0.03%	545
2017 Q3	$781K	Buy	29,447 +1,918	+7%	+$50.7K	0.01%	1148
2017 Q2	$724K	Buy	27,529 +3,978	+17%	+$101K	0.01%	1145
2017 Q1	$578K	Sell	23,551 -861	-4%	-$21.1K	0.01%	1233
2016 Q4	$580K	Buy	24,412 +991	+4%	+$23.4K	0.01%	1169
2016 Q3	$589K	Buy	23,421 +1,870	+9%	+$46.3K	0.01%	1094
2016 Q2	$523K	Buy	21,551 +2,529	+13%	+$60.2K	0.01%	1112
2016 Q1	$447K	Sell	19,022 -1,658	-8%	-$37.8K	0.01%	1122
2015 Q4	$473K	Sell	20,680 -468	-2%	-$10.6K	0.01%	1051
2015 Q3	$473K	Sell	21,148 -1,153	-5%	-$25.7K	0.01%	999
2015 Q2	$498K	Sell	22,301 -3,824	-15%	-$88.5K	0.01%	1057
2015 Q1	$611K	Buy	26,125 +1,949	+8%	+$45.6K	0.01%	930
2014 Q4	$538K	Buy	24,176 +2,306	+11%	+$52.9K	0.01%	879
2014 Q3	$494K	Buy	21,870 +3,200	+17%	+$72.8K	0.01%	793
2014 Q2	$440K	Buy	18,670 +3,950	+27%	+$89.9K	0.01%	825
2014 Q1	$320K	Buy	14,720 +12,320	+513%	+$263K	0.01%	907
2013 Q4	$49K	Buy	+2,400	New	+$48.9K	﹤0.01%	1932

Other funds holding DFP

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

Cohen & Steers New York $57.6B AUM 8.03% 1-Year Est. Return

Oxbow Advisors Austin, Texas $1.18B AUM 28.15% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

RJFSA

Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

1776 Wealth Atlanta, Georgia $254M AUM 20.38% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Guggenheim Capital Chicago, Illinois $12.9B AUM 27.3% 1-Year Est. Return

Ladenburg Thalmann Financial Services's DFP Position: Q4 2019 in Review

Ladenburg Thalmann Financial Services reduced its Flaherty & Crumrine Dynamic Preferred and Income Fund (DFP) stake by 47% in Q4 2019, selling an estimated $1.06M and leaving 46,039 shares worth $1.23M. The position accounts for 0.01% of the portfolio, ranked #1139.

Ladenburg Thalmann Financial Services first reported a position in DFP in Q4 2013 and has held it in 25 quarters since. The position peaked at $2.84M in Q4 2017. 55 funds tracked by Wall St. Rank hold DFP as of Q4 2019.

Ladenburg Thalmann Financial Services held 46,039 shares of Flaherty & Crumrine Dynamic Preferred and Income Fund worth $1.23M as of Q4 2019.
Ladenburg Thalmann Financial Services sold 40,459 Flaherty & Crumrine Dynamic Preferred and Income Fund shares in Q4 2019, an estimated $1.06M.
Flaherty & Crumrine Dynamic Preferred and Income Fund made up 0.01% of Ladenburg Thalmann Financial Services's portfolio in Q4 2019, its #1139 holding.
Ladenburg Thalmann Financial Services first reported a position in Flaherty & Crumrine Dynamic Preferred and Income Fund in Q4 2013 and has held it in 25 quarters since.
Ladenburg Thalmann Financial Services's Flaherty & Crumrine Dynamic Preferred and Income Fund position peaked at $2.84M in Q4 2017.
55 funds tracked by Wall St. Rank held Flaherty & Crumrine Dynamic Preferred and Income Fund as of Q4 2019.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2019, filed 14 Feb 2020.