Commonwealth Equity Services’s Flaherty & Crumrine Dynamic Preferred and Income Fund DFP Stock Holding History

Commonwealth Equity Services’s Portfolio DFP Stock Details DFP Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2026 Q1	$1.02M	Buy	51,046 +2,479	+5%	+$52.5K	﹤0.01%	2602
2025 Q4	$1.01M	Buy	48,567 +3,896	+9%	+$83.1K	﹤0.01%	2560
2025 Q3	$967K	Sell	44,671 -13,361	-23%	-$281K	﹤0.01%	2613
2025 Q2	$1.19M	Sell	58,032 -28	-0%	-$558	﹤0.01%	2421
2025 Q1	$1.18M	Buy	58,060 +3,737	+7%	+$76.2K	﹤0.01%	2333
2024 Q4	$1.08M	Sell	54,323 -1,841	-3%	-$37.9K	﹤0.01%	2327
2024 Q3	$1.21M	Buy	56,164 +707	+1%	+$14.2K	﹤0.01%	2202
2024 Q2	$1.06M	Sell	55,457 -450	-0.8%	-$8.38K	﹤0.01%	2235
2024 Q1	$1.07M	Sell	55,907 -817	-1%	-$15.2K	﹤0.01%	2194
2023 Q4	$1.01M	Buy	56,724 +4	+0%	+$67	﹤0.01%	2175
2023 Q3	$951K	Sell	56,720 -11	-0%	-$193	﹤0.01%	2112
2023 Q2	$988K	Sell	56,731 -5,625	-9%	-$98.6K	﹤0.01%	2103
2023 Q1	$1.13K	Buy	62,356 +795	+1%	+$15.7K	﹤0.01%	1958
2022 Q4	$1.15M	Buy	61,561 +6,835	+12%	+$131K	﹤0.01%	1883
2022 Q3	$1.04M	Buy	54,726 +2,512	+5%	+$53.9K	﹤0.01%	1862
2022 Q2	$1.12M	Buy	52,214 +4,289	+9%	+$99.3K	﹤0.01%	1798
2022 Q1	$1.25M	Buy	47,925 +2,895	+6%	+$76.1K	﹤0.01%	1829
2021 Q4	$1.25M	Buy	45,030 +211	+0.5%	+$5.96K	﹤0.01%	1824
2021 Q3	$1.29M	Buy	44,819 +6,998	+19%	+$206K	﹤0.01%	1735
2021 Q2	$1.11M	Buy	37,821 +5,329	+16%	+$159K	﹤0.01%	1841
2021 Q1	$978K	Buy	32,492 +9,492	+41%	+$278K	﹤0.01%	1817
2020 Q4	$668K	Buy	23,000 +2,995	+15%	+$84.2K	﹤0.01%	1933
2020 Q3	$546K	Buy	20,005 +2,094	+12%	+$54.7K	﹤0.01%	1904
2020 Q2	$435K	Sell	17,911 -719	-4%	-$17.1K	﹤0.01%	1986
2020 Q1	$376K	Sell	18,630 -2,548	-12%	-$63.7K	﹤0.01%	1898
2019 Q4	$566K	Sell	21,178 -1,254	-6%	-$33K	﹤0.01%	1816
2019 Q3	$585K	Buy	22,432 +1,803	+9%	+$46.1K	﹤0.01%	1715
2019 Q2	$516K	Buy	20,629 +5,579	+37%	+$136K	﹤0.01%	1769
2019 Q1	$357K	Buy	+15,050	New	+$344K	﹤0.01%	2012
2018 Q4	–	Sell	-9,603	Closed	-$222K	–	2712
2018 Q3	$222K	Buy	+9,603	New	+$232K	﹤0.01%	2413
2018 Q2	–	Sell	-8,484	Closed	-$205K	–	2775
2018 Q1	$205K	Sell	8,484 -1,167	-12%	-$29.2K	﹤0.01%	2384
2017 Q4	$257K	Buy	9,651 +1,739	+22%	+$46.1K	﹤0.01%	2162
2017 Q3	$210K	Buy	7,912 +168	+2%	+$4.44K	﹤0.01%	2246
2017 Q2	$204K	Buy	+7,744	New	+$197K	﹤0.01%	2213

Other funds holding DFP

Raymond James Financial St Petersburg, Florida $324B AUM 22.36% 1-Year Est. Return

SIA

Sit Investment Associates Minneapolis, Minnesota $4.93B AUM 12.22% 1-Year Est. Return

Cohen & Steers New York $57.6B AUM 8.03% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

Guggenheim Capital Chicago, Illinois $12.9B AUM 27.3% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

HWAM

Hennion & Walsh Asset Management Parsippany, New Jersey $3.5B AUM 41.95% 1-Year Est. Return

Focus Partners Wealth Boston, Massachusetts $89.9B AUM 20.5% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Commonwealth Equity Services's DFP Position: Q1 2026 in Review

Commonwealth Equity Services increased its Flaherty & Crumrine Dynamic Preferred and Income Fund (DFP) stake by 5.1% in Q1 2026, buying an estimated $52.5K and bringing the position to 51,046 shares worth $1.02M. The position accounts for ﹤0.01% of the portfolio, ranked #2602.

Commonwealth Equity Services first reported a position in DFP in Q2 2017 and has held it in 34 quarters since. The position peaked at $1.29M in Q3 2021. 79 funds tracked by Wall St. Rank hold DFP as of Q1 2026.

Commonwealth Equity Services held 51,046 shares of Flaherty & Crumrine Dynamic Preferred and Income Fund worth $1.02M as of Q1 2026.
Commonwealth Equity Services bought 2,479 Flaherty & Crumrine Dynamic Preferred and Income Fund shares in Q1 2026, an estimated $52.5K.
Flaherty & Crumrine Dynamic Preferred and Income Fund made up ﹤0.01% of Commonwealth Equity Services's portfolio in Q1 2026, its #2602 holding.
Commonwealth Equity Services first reported a position in Flaherty & Crumrine Dynamic Preferred and Income Fund in Q2 2017 and has held it in 34 quarters since.
Commonwealth Equity Services's Flaherty & Crumrine Dynamic Preferred and Income Fund position peaked at $1.29M in Q3 2021.
79 funds tracked by Wall St. Rank held Flaherty & Crumrine Dynamic Preferred and Income Fund as of Q1 2026.

Based on Commonwealth Equity Services's 13F filing for Q1 2026, filed 27 Apr 2026.