Bank of Montreal’s Flaherty & Crumrine Dynamic Preferred and Income Fund DFP Stock Holding History

Bank of Montreal’s Portfolio DFP Stock Details DFP Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2018 Q4	–	Sell	-323	Closed	-$7K	–	4695
2018 Q3	$7K	Buy	+323	New	+$7.79K	﹤0.01%	4024
2016 Q3	–	Sell	-2,700	Closed	-$65K	–	4049
2016 Q2	$65K	Hold	2,700	–	–	﹤0.01%	2972
2016 Q1	$64K	Hold	2,700	–	–	﹤0.01%	2954
2015 Q4	$62K	Hold	2,700	–	–	﹤0.01%	2953
2015 Q3	$60K	Hold	2,700	–	–	﹤0.01%	2848
2015 Q2	$60K	Buy	+2,700	New	+$62.5K	﹤0.01%	2950
2015 Q1	–	Sell	-157	Closed	-$3K	–	4011
2014 Q4	$3K	Buy	+157	New	+$3.6K	﹤0.01%	3773
2014 Q1	–	Sell	-2,800	Closed	-$57K	–	4030
2013 Q4	$57K	Sell	2,800 -2,500	-47%	-$50.9K	﹤0.01%	2804
2013 Q3	$113K	Buy	+5,300	New	+$114K	﹤0.01%	2455

Other funds holding DFP

Oxbow Advisors Austin, Texas $1.18B AUM 28.15% 1-Year Est. Return

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

Cohen & Steers New York $57.6B AUM 8.03% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

LWS

Lucia Wealth Services San Diego, California $426M AUM 19.43% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

RJFSA

Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return

FFA

First Foundation Advisors Irvine, California $2.48B AUM 18.56% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Bank of Montreal's DFP Position: Q4 2018 in Review

Bank of Montreal sold out of Flaherty & Crumrine Dynamic Preferred and Income Fund (DFP) in Q4 2018, closing a stake of 323 shares — an estimated $7K sold.

Bank of Montreal first reported a position in DFP in Q3 2013 and held it in 9 quarters. The position peaked at $113K in Q3 2013. 52 funds tracked by Wall St. Rank hold DFP as of Q4 2018.

Bank of Montreal reported no remaining Flaherty & Crumrine Dynamic Preferred and Income Fund position as of Q4 2018 after selling out during the quarter.
Bank of Montreal sold 323 Flaherty & Crumrine Dynamic Preferred and Income Fund shares in Q4 2018, an estimated $7K.
Bank of Montreal first reported a position in Flaherty & Crumrine Dynamic Preferred and Income Fund in Q3 2013 and held it in 9 quarters.
Bank of Montreal's Flaherty & Crumrine Dynamic Preferred and Income Fund position peaked at $113K in Q3 2013.
52 funds tracked by Wall St. Rank held Flaherty & Crumrine Dynamic Preferred and Income Fund as of Q4 2018.

Based on Bank of Montreal's 13F filing for Q4 2018, filed 22 Jan 2019.