First Allied Advisory Services’s Flaherty & Crumrine Dynamic Preferred and Income Fund DFP Stock Holding History

First Allied Advisory Services’s Portfolio DFP Stock Details DFP Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2014 Q3	–	Sell	-35,900	Closed	-$847K	–	1039
2014 Q2	$847K	Buy	35,900 +4,900	+16%	+$111K	0.06%	367
2014 Q1	$675K	Buy	31,000 +3,000	+11%	+$64.1K	0.05%	415
2013 Q4	$579K	Buy	28,000 +12,500	+81%	+$254K	0.05%	449
2013 Q3	$330K	Buy	+15,500	New	+$335K	0.02%	691

Other funds holding DFP

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

Oxbow Advisors Austin, Texas $1.18B AUM 28.15% 1-Year Est. Return

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

RVP

Relative Value Partners Northbrook, Illinois $880M AUM 0.38% 1-Year Est. Return

Cohen & Steers New York $57.6B AUM 8.03% 1-Year Est. Return

UBS Zurich, Switzerland $136B AUM 16.36% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

FFA

First Foundation Advisors Irvine, California $2.48B AUM 18.56% 1-Year Est. Return

Mathes Company New York $274M AUM 33.72% 1-Year Est. Return

First Allied Advisory Services's DFP Position: Q3 2014 in Review

First Allied Advisory Services sold out of Flaherty & Crumrine Dynamic Preferred and Income Fund (DFP) in Q3 2014, closing a stake of 35,900 shares — an estimated $847K sold.

First Allied Advisory Services first reported a position in DFP in Q3 2013 and held it in 4 quarters. The position peaked at $847K in Q2 2014. 32 funds tracked by Wall St. Rank hold DFP as of Q3 2014.

First Allied Advisory Services reported no remaining Flaherty & Crumrine Dynamic Preferred and Income Fund position as of Q3 2014 after selling out during the quarter.
First Allied Advisory Services sold 35,900 Flaherty & Crumrine Dynamic Preferred and Income Fund shares in Q3 2014, an estimated $847K.
First Allied Advisory Services first reported a position in Flaherty & Crumrine Dynamic Preferred and Income Fund in Q3 2013 and held it in 4 quarters.
First Allied Advisory Services's Flaherty & Crumrine Dynamic Preferred and Income Fund position peaked at $847K in Q2 2014.
32 funds tracked by Wall St. Rank held Flaherty & Crumrine Dynamic Preferred and Income Fund as of Q3 2014.

Based on First Allied Advisory Services's 13F filing for Q3 2014, filed 12 Nov 2014.