UBS’s Flaherty & Crumrine Dynamic Preferred and Income Fund DFP Stock Holding History

UBS’s Portfolio DFP Stock Details DFP Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2014 Q3	$2.09M	Buy	92,689 +41,063	+80%	+$935K	﹤0.01%	2872
2014 Q2	$1.22M	Buy	51,626 +38,161	+283%	+$868K	﹤0.01%	3364
2014 Q1	$292K	Buy	13,465 +4,464	+50%	+$95.3K	﹤0.01%	4789
2013 Q4	$185K	Buy	9,001 +5,708	+173%	+$116K	﹤0.01%	5376
2013 Q3	$71K	Sell	3,293 -4,667	-59%	-$101K	﹤0.01%	6410
2013 Q2	$199K	Buy	+7,960	New	+$199K	﹤0.01%	5101

Other funds holding DFP

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

Oxbow Advisors Austin, Texas $1.18B AUM 28.15% 1-Year Est. Return

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

RVP

Relative Value Partners Northbrook, Illinois $880M AUM 0.38% 1-Year Est. Return

Cohen & Steers New York $57.6B AUM 8.03% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

FFA

First Foundation Advisors Irvine, California $2.48B AUM 18.56% 1-Year Est. Return

Mathes Company New York $274M AUM 33.72% 1-Year Est. Return

RJFSA

Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return

UBS's DFP Position: Q3 2014 in Review

UBS increased its Flaherty & Crumrine Dynamic Preferred and Income Fund (DFP) stake by 80% in Q3 2014, buying an estimated $935K and bringing the position to 92,689 shares worth $2.09M. The position accounts for ﹤0.01% of the portfolio, ranked #2872.

UBS first reported a position in DFP in Q2 2013 and has held it in 6 quarters since. 32 funds tracked by Wall St. Rank hold DFP as of Q3 2014.

UBS held 92,689 shares of Flaherty & Crumrine Dynamic Preferred and Income Fund worth $2.09M as of Q3 2014.
UBS bought 41,063 Flaherty & Crumrine Dynamic Preferred and Income Fund shares in Q3 2014, an estimated $935K.
Flaherty & Crumrine Dynamic Preferred and Income Fund made up ﹤0.01% of UBS's portfolio in Q3 2014, its #2872 holding.
UBS first reported a position in Flaherty & Crumrine Dynamic Preferred and Income Fund in Q2 2013 and has held it in 6 quarters since.
32 funds tracked by Wall St. Rank held Flaherty & Crumrine Dynamic Preferred and Income Fund as of Q3 2014.

Based on UBS's 13F filing for Q3 2014, filed 12 Nov 2014.