SignalPoint Asset Management’s Flaherty & Crumrine Dynamic Preferred and Income Fund DFP Stock Holding History

SignalPoint Asset Management’s Portfolio DFP Stock Details DFP Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q3	–	Sell	-9,946	Closed	-$241K	–	237
2016 Q2	$241K	Buy	9,946 +26	+0.3%	+$619	0.1%	201
2016 Q1	$234K	Buy	9,920 +59	+0.6%	+$1.34K	0.1%	197
2015 Q4	$226K	Buy	9,861 +73	+0.7%	+$1.65K	0.1%	173
2015 Q3	$219K	Sell	9,788 -5,249	-35%	-$117K	0.1%	169
2015 Q2	$352K	Hold	15,037	–	–	0.15%	123
2015 Q1	$352K	Buy	15,037 +72	+0.5%	+$1.69K	0.15%	123
2014 Q4	$333K	Sell	14,965 -629	-4%	-$14.4K	0.15%	115
2014 Q3	$352K	Buy	15,594 +434	+3%	+$9.88K	0.17%	103
2014 Q2	$357K	Buy	15,160 +21	+0.1%	+$478	0.16%	107
2014 Q1	$329K	Sell	15,139 -1,979	-12%	-$42.3K	0.15%	109
2013 Q4	$351K	Buy	+17,118	New	+$348K	0.16%	106

Other funds holding DFP

Oxbow Advisors Austin, Texas $1.18B AUM 28.15% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

RJFSA

Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Envestnet Asset Management Chicago, Illinois $374B AUM 17.66% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Mathes Company New York $274M AUM 33.72% 1-Year Est. Return

SignalPoint Asset Management's DFP Position: Q3 2016 in Review

SignalPoint Asset Management sold out of Flaherty & Crumrine Dynamic Preferred and Income Fund (DFP) in Q3 2016, closing a stake of 9,946 shares — an estimated $241K sold.

SignalPoint Asset Management first reported a position in DFP in Q4 2013 and held it in 11 quarters. The position peaked at $357K in Q2 2014. 38 funds tracked by Wall St. Rank hold DFP as of Q3 2016.

SignalPoint Asset Management reported no remaining Flaherty & Crumrine Dynamic Preferred and Income Fund position as of Q3 2016 after selling out during the quarter.
SignalPoint Asset Management sold 9,946 Flaherty & Crumrine Dynamic Preferred and Income Fund shares in Q3 2016, an estimated $241K.
SignalPoint Asset Management first reported a position in Flaherty & Crumrine Dynamic Preferred and Income Fund in Q4 2013 and held it in 11 quarters.
SignalPoint Asset Management's Flaherty & Crumrine Dynamic Preferred and Income Fund position peaked at $357K in Q2 2014.
38 funds tracked by Wall St. Rank held Flaherty & Crumrine Dynamic Preferred and Income Fund as of Q3 2016.

Based on SignalPoint Asset Management's 13F filing for Q3 2016, filed 1 Nov 2016.