Deutsche Bank’s Flaherty & Crumrine Dynamic Preferred and Income Fund DFP Stock Holding History

Deutsche Bank’s Portfolio DFP Stock Details DFP Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q3	–	Sell	-5,000	Closed	-$121K	–	4965
2016 Q2	$121K	Hold	5,000	–	–	﹤0.01%	4014
2016 Q1	$117K	Hold	5,000	–	–	﹤0.01%	3924
2015 Q4	$114K	Hold	5,000	–	–	﹤0.01%	4002
2015 Q3	$111K	Hold	5,000	–	–	﹤0.01%	4061
2015 Q2	$111K	Sell	5,000 -5,720	-53%	-$132K	﹤0.01%	4182
2015 Q1	$250K	Buy	10,720 +5,360	+100%	+$125K	﹤0.01%	3681
2014 Q4	$119K	Sell	5,360 -1,000	-16%	-$22.9K	﹤0.01%	4606
2014 Q3	$143K	Buy	6,360 +360	+6%	+$8.2K	﹤0.01%	4278
2014 Q2	$141K	Hold	6,000	–	–	﹤0.01%	4362
2014 Q1	$130K	Hold	6,000	–	–	﹤0.01%	4116
2013 Q4	$123K	Buy	+6,000	New	+$122K	﹤0.01%	3950

Other funds holding DFP

Oxbow Advisors Austin, Texas $1.18B AUM 28.15% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

RJFSA

Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Envestnet Asset Management Chicago, Illinois $374B AUM 17.66% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Mathes Company New York $274M AUM 33.72% 1-Year Est. Return

Deutsche Bank's DFP Position: Q3 2016 in Review

Deutsche Bank sold out of Flaherty & Crumrine Dynamic Preferred and Income Fund (DFP) in Q3 2016, closing a stake of 5,000 shares — an estimated $121K sold.

Deutsche Bank first reported a position in DFP in Q4 2013 and held it in 11 quarters. The position peaked at $250K in Q1 2015. 38 funds tracked by Wall St. Rank hold DFP as of Q3 2016.

Deutsche Bank reported no remaining Flaherty & Crumrine Dynamic Preferred and Income Fund position as of Q3 2016 after selling out during the quarter.
Deutsche Bank sold 5,000 Flaherty & Crumrine Dynamic Preferred and Income Fund shares in Q3 2016, an estimated $121K.
Deutsche Bank first reported a position in Flaherty & Crumrine Dynamic Preferred and Income Fund in Q4 2013 and held it in 11 quarters.
Deutsche Bank's Flaherty & Crumrine Dynamic Preferred and Income Fund position peaked at $250K in Q1 2015.
38 funds tracked by Wall St. Rank held Flaherty & Crumrine Dynamic Preferred and Income Fund as of Q3 2016.

Based on Deutsche Bank's 13F filing for Q3 2016, filed 14 Nov 2016.