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XS

XML Securities Portfolio holdings

AUM $80.6M
This Fund
S&P 500
This Quarter Est. Return
-1.62%
1 Year Est. Return
–
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$80.6M
AUM Growth
+$2.87M
Cap. Flow
-$4.83M
Cap. Flow %
-5.99%
Top 10 Hldgs %
54.98%
Holding
88
New
10
Increased
35
Reduced
21
Closed
18

Top Buys

Rank Stock Value
1
SPYD icon
State Street SPDR Portfolio S&P 500 High Dividend ETF
SPYD
+$2.77M
2
SCHG icon
Schwab US Large-Cap Growth ETF
SCHG
+$1.01M
3
AIVI icon
WisdomTree International AI Enhanced Value Fund
AIVI
+$434K
4
MU icon
Micron Technology
MU
+$282K
5
PFXF icon
VanEck Preferred Securities ex Financials ETF
PFXF
+$270K

Top Sells

Rank Stock Value
1
FDL icon
First Trust Morningstar Dividend Leaders Index Fund
FDL
+$2.75M
2
BXMX
Nuveen S&P 500 Buy-Write Income Fund
BXMX
+$2.6M
3
BHK icon
BlackRock Core Bond Trust
BHK
+$2.31M
4
BOE icon
BlackRock Enhanced Global Dividend Trust
BOE
+$1.78M
5
JPI
Nuveen Preferred Securities & Income Opportunities Fund
JPI
+$529K

Sector Composition

Rank Sector Weight
1 Technology 3.35%
2 Financials 1.57%
3 Healthcare 1.56%
4 Consumer Staples 1.4%
5 Communication Services 1.3%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
OEF icon
1
iShares S&P 100 ETF
OEF
$20.1B
$9.67M 11.99%
8,335
+709
+9% +$85.9K
SCHG icon
2
Schwab US Large-Cap Growth ETF
SCHG
$59.8B
$7.47M 9.27%
833,392
+109,672
+15% +$1.01M
AIVI icon
3
WisdomTree International AI Enhanced Value Fund
AIVI
$61.7M
$6.01M 7.45%
138,488
+9,871
+8% +$434K
SCHV
4
Schwab US Large-Cap Value ETF
SCHV
$15.7B
$4.01M 4.97%
227,706
-23,601
-9% -$432K
BDJ icon
5
BlackRock Enhanced Equity Dividend Trust
BDJ
$1.73B
$3.9M 4.84%
446,684
+16,752
+4% +$154K
ADX icon
6
Adams Diversified Equity Fund
ADX
$3.13B
$3.17M 3.93%
214,386
+12,416
+6% +$191K
GSLC icon
7
Goldman Sachs ActiveBeta US Large Cap Equity ETF
GSLC
$15.1B
$2.83M 3.5%
52,899
+3,124
+6% +$171K
SPYD icon
8
State Street SPDR Portfolio S&P 500 High Dividend ETF
SPYD
$7.62B
$2.7M 3.35%
+75,482
New +$2.77M
GLD icon
9
SPDR Gold Trust
GLD
$131B
$2.37M 2.94%
18,843
+886
+5% +$112K
IVW icon
10
iShares S&P 500 Growth ETF
IVW
$73.8B
$2.21M 2.74%
56,940
+6,236
+12% +$249K
VWO icon
11
Vanguard FTSE Emerging Markets ETF
VWO
$121B
$2.04M 2.53%
43,396
+801
+2% +$38.4K
MUB icon
12
iShares National Muni Bond ETF
MUB
$45.1B
$1.92M 2.38%
17,621
+1,600
+10% +$175K
NIE
13
Virtus Equity & Convertible Income Fund
NIE
$719M
$1.83M 2.27%
88,411
+4,346
+5% +$93.6K
VO icon
14
Vanguard Morningstar Mid-Cap ETF
VO
$106B
$1.76M 2.18%
45,624
+1,248
+3% +$49.1K
CSML
15
DELISTED
IndexIQ ETF Trust IQ U.S. Small Cap ETF
CSML
$1.64M 2.04%
60,161
+2,700
+5% +$76.2K
RNP icon
16
Cohen & Steers REIT and Preferred and Income Fund
RNP
$982M
$1.6M 1.99%
85,636
-1,424
-2% -$27.2K
PFXF icon
17
VanEck Preferred Securities ex Financials ETF
PFXF
$2.41B
$1.54M 1.91%
80,154
+14,068
+21% +$270K
SDIV icon
18
Global X SuperDividend ETF
SDIV
$1.22B
$1.31M 1.62%
21,049
+3,509
+20% +$225K
MDY icon
19
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
$26.6B
$1.2M 1.48%
3,500
+418
+14% +$145K
RQI icon
20
Cohen & Steers Quality Income Realty Fund
RQI
$1.7B
$1.14M 1.41%
95,718
-16,571
-15% -$192K
AAPL icon
21
Apple
AAPL
$4.54T
$1.06M 1.32%
25,300
-1,624
-6% -$69.9K
FDL icon
22
First Trust Morningstar Dividend Leaders Index Fund
FDL
$7.74B
$983K 1.22%
34,812
-93,443
-73% -$2.75M
RSP icon
23
Invesco S&P 500 Equal Weight ETF
RSP
$97B
$837K 1.04%
8,408
+1,368
+19% +$140K
ARKK icon
24
ARK Innovation ETF
ARKK
$5.66B
$820K 1.02%
20,970
+1,377
+7% +$56.4K
SCD
25
LMP Capital and Income Fund
SCD
$355M
$804K 1%
63,676
-2,043
-3% -$27.8K
1
2 3 4

Similar funds

BSCP
Bay Street Capital Partners New York $81.9M AUM
FMA
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DCM
Delpha Capital Management New York $72.9M AUM
GC
Gratry & Company Beachwood, Ohio $72.2M AUM 19.87% 1-Year Est. Return
T
Tahithromos New York $71.9M AUM 0.24% 1-Year Est. Return
OPWM
Oak Point Wealth Management Portage, Michigan $98M AUM
SCM
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MSTVIM
Messner & Smith Theme Value Investment Management San Diego, California $60.3M AUM 16.8% 1-Year Est. Return

XML Securities's Q1 2018 Portfolio in Review

As of Q1 2018, XML Securities held 88 positions worth $80.6M, up 3.7% from $77.7M the previous quarter. Its ten largest holdings account for 55% of the portfolio.

XML Securities withdrew a net $4.83M in Q1 2018, closing 18 positions and reducing 21 holdings. Its most notable exit was Nuveen S&P 500 Buy-Write Income Fund, an estimated $2.6M position sold in full.

By sector, the portfolio is most concentrated in Technology at 3.4% of assets, up from 3% a quarter earlier, followed by Financials and Healthcare.

Against the trend, XML Securities opened a new position in State Street SPDR Portfolio S&P 500 High Dividend ETF worth $2.7M.

  • XML Securities's largest Q1 2018 buy was State Street SPDR Portfolio S&P 500 High Dividend ETF: 75,482 shares worth $2.7M.
  • XML Securities added most to Schwab US Large-Cap Growth ETF in Q1 2018, an estimated $1.01M increase.
  • XML Securities's biggest Q1 2018 reduction was First Trust Morningstar Dividend Leaders Index Fund, cutting an estimated $2.75M.
  • XML Securities fully exited Nuveen S&P 500 Buy-Write Income Fund in Q1 2018, selling an estimated $2.6M.
  • XML Securities's ten largest holdings make up 55% of its $80.6M portfolio in Q1 2018.
  • XML Securities opened 10 new positions and closed 18 in Q1 2018.
  • XML Securities's portfolio value rose 3.7% quarter-over-quarter to $80.6M.

Based on XML Securities's 13F filing for Q1 2018, filed 17 May 2018.