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XS

XML Securities Portfolio holdings

AUM $80.6M
This Fund
S&P 500
This Quarter Est. Return
-1.62%
1 Year Est. Return
–
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$80.6M
AUM Growth
+$2.87M
Cap. Flow
-$4.83M
Cap. Flow %
-5.99%
Top 10 Hldgs %
54.98%
Holding
88
New
10
Increased
35
Reduced
21
Closed
18

Top Buys

Rank Stock Value
1
SPYD icon
State Street SPDR Portfolio S&P 500 High Dividend ETF
SPYD
+$2.77M
2
SCHG icon
Schwab US Large-Cap Growth ETF
SCHG
+$1.01M
3
AIVI icon
WisdomTree International AI Enhanced Value Fund
AIVI
+$434K
4
MU icon
Micron Technology
MU
+$282K
5
PFXF icon
VanEck Preferred Securities ex Financials ETF
PFXF
+$270K

Top Sells

Rank Stock Value
1
FDL icon
First Trust Morningstar Dividend Leaders Index Fund
FDL
+$2.75M
2
BXMX
Nuveen S&P 500 Buy-Write Income Fund
BXMX
+$2.6M
3
BHK icon
BlackRock Core Bond Trust
BHK
+$2.31M
4
BOE icon
BlackRock Enhanced Global Dividend Trust
BOE
+$1.78M
5
JPI
Nuveen Preferred Securities & Income Opportunities Fund
JPI
+$529K

Sector Composition

Rank Sector Weight
1 Technology 3.35%
2 Financials 1.57%
3 Healthcare 1.56%
4 Consumer Staples 1.4%
5 Communication Services 1.3%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IAE
51
Voya Asia Pacific High Dividend Equity Income Fund
IAE
$91.8M
$271K 0.34%
25,218
+6,582
+35% +$70.7K
PFE icon
52
Pfizer
PFE
$143B
$271K 0.34%
8,044
+1,804
+29% +$62K
JPM icon
53
JPMorgan Chase
JPM
$935B
$267K 0.33%
2,422
– –
XLI icon
54
State Street Industrial Select Sector SPDR ETF
XLI
$32.8B
$255K 0.32%
3,426
-389
-10% -$30K
CAT icon
55
Caterpillar
CAT
$375B
$254K 0.32%
1,717
-425
-20% -$67.1K
CRM icon
56
Salesforce
CRM
$151B
$254K 0.32%
+2,180
New +$250K
AWP
57
abrdn Global Premier Properties Fund
AWP
$372M
$249K 0.31%
13,297
-1,092
-8% -$21.2K
UNH icon
58
UnitedHealth
UNH
$376B
$246K 0.31%
1,146
+208
+22% +$47.5K
DFP
59
Flaherty & Crumrine Dynamic Preferred and Income Fund
DFP
$427M
$236K 0.29%
9,750
-6,634
-40% -$166K
MO icon
60
Altria Group
MO
$114B
$234K 0.29%
3,753
+443
+13% +$29.3K
AEP icon
61
American Electric Power
AEP
$69.6B
$225K 0.28%
+3,275
New +$220K
ILCG icon
62
iShares Morningstar Growth ETF
ILCG
$3.11B
$225K 0.28%
6,875
+45
+0.7% +$1.49K
DINO icon
63
HF Sinclair
DINO
$16.3B
$222K 0.28%
4,535
+400
+10% +$19K
DUK icon
64
Duke Energy
DUK
$97.8B
$219K 0.27%
+2,817
New +$218K
PM icon
65
Philip Morris
PM
$297B
$211K 0.26%
+2,122
New +$221K
IUSV icon
66
iShares Core S&P US Value ETF
IUSV
$27.2B
$209K 0.26%
+3,940
New +$218K
VBK icon
67
Vanguard Morningstar Small-Cap Growth ETF
VBK
$23.1B
$202K 0.25%
+1,231
New +$203K
TFC icon
68
Truist Financial
TFC
$63.3B
$200K 0.25%
+3,842
New +$207K
DD icon
69
DuPont de Nemours
DD
$18.5B
$199K 0.25%
1,230
– –
MSFT icon
70
Microsoft
MSFT
$3.45T
$199K 0.25%
+2,175
New +$199K
AMG icon
71
Affiliated Managers Group
AMG
$9.69B
– –
-1,064
Closed -$218K
BHK icon
72
BlackRock Core Bond Trust
BHK
$643M
– –
-164,346
Closed -$2.31M
BOE icon
73
BlackRock Enhanced Global Dividend Trust
BOE
$673M
– –
-142,487
Closed -$1.78M
BXMX
74
DELISTED
Nuveen S&P 500 Buy-Write Income Fund
BXMX
– –
-182,216
Closed -$2.6M
CVX icon
75
Chevron
CVX
$392B
– –
-1,920
Closed -$240K
1 2
3
4

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FMA
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DCM
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GC
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T
Tahithromos New York $71.9M AUM 0.24% 1-Year Est. Return
OPWM
Oak Point Wealth Management Portage, Michigan $98M AUM
SCM
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MSTVIM
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XML Securities's Q1 2018 Portfolio in Review

As of Q1 2018, XML Securities held 88 positions worth $80.6M, up 3.7% from $77.7M the previous quarter. Its ten largest holdings account for 55% of the portfolio.

XML Securities withdrew a net $4.83M in Q1 2018, closing 18 positions and reducing 21 holdings. Its most notable exit was Nuveen S&P 500 Buy-Write Income Fund, an estimated $2.6M position sold in full.

By sector, the portfolio is most concentrated in Technology at 3.4% of assets, up from 3% a quarter earlier, followed by Financials and Healthcare.

Against the trend, XML Securities opened a new position in State Street SPDR Portfolio S&P 500 High Dividend ETF worth $2.7M.

  • XML Securities's largest Q1 2018 buy was State Street SPDR Portfolio S&P 500 High Dividend ETF: 75,482 shares worth $2.7M.
  • XML Securities added most to Schwab US Large-Cap Growth ETF in Q1 2018, an estimated $1.01M increase.
  • XML Securities's biggest Q1 2018 reduction was First Trust Morningstar Dividend Leaders Index Fund, cutting an estimated $2.75M.
  • XML Securities fully exited Nuveen S&P 500 Buy-Write Income Fund in Q1 2018, selling an estimated $2.6M.
  • XML Securities's ten largest holdings make up 55% of its $80.6M portfolio in Q1 2018.
  • XML Securities opened 10 new positions and closed 18 in Q1 2018.
  • XML Securities's portfolio value rose 3.7% quarter-over-quarter to $80.6M.

Based on XML Securities's 13F filing for Q1 2018, filed 17 May 2018.