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XS

XML Securities Portfolio holdings

AUM $80.6M Turnover 31.82%
This Fund
S&P 500
This Quarter Est. Return
-1.62%
1 Year Est. Return
–
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$80.6M
AUM Growth
+$2.87M
Cap. Flow
-$4.83M
Cap. Flow %
-5.99%
Top 10 Hldgs %
54.98%
Holding
88
New
10
Increased
35
Reduced
21
Closed
18
Avg Time Held
0.2 years
Top 10 Avg Time Held
0.2 years
Top 20 Avg Time Held
0.2 years

Top Buys

Rank Stock Value
1
SPYD icon
State Street SPDR Portfolio S&P 500 High Dividend ETF
SPYD
+$2.77M
2
SCHG icon
Schwab US Large-Cap Growth ETF
SCHG
+$1.01M
3
AIVI icon
WisdomTree International AI Enhanced Value Fund
AIVI
+$434K
4
MU icon
Micron Technology
MU
+$282K
5
PFXF icon
VanEck Preferred Securities ex Financials ETF
PFXF
+$270K

Top Sells

Rank Stock Value
1
FDL icon
First Trust Morningstar Dividend Leaders Index Fund
FDL
+$2.75M
2
BXMX icon
Nuveen S&P 500 Buy-Write Income Fund
BXMX
+$2.6M
3
BHK icon
BlackRock Core Bond Trust
BHK
+$2.31M
4
BOE icon
BlackRock Enhanced Global Dividend Trust
BOE
+$1.78M
5
JPI icon
Nuveen Preferred Securities & Income Opportunities Fund
JPI
+$529K

Sector Composition

Rank Sector Weight
1 Miscellaneous 87.86%
2 Technology 3.35%
3 Financials 1.57%
4 Healthcare 1.56%
5 Consumer Staples 1.4%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow Held Since
XLK icon
26
State Street Technology Select Sector SPDR ETF
XLK
$121B
$783K 0.97%
23,928
-6,198
-21% -$208K
2017 Q4
1 quarter
RPG icon
27
Invesco S&P 500 Pure Growth ETF
RPG
$1.79B
$772K 0.96%
35,150
+1,180
+3% +$26.3K
2017 Q4
1 quarter
JPC icon
28
Nuveen Preferred & Income Opportunities Fund
JPC
$2.55B
$769K 0.95%
58,772
+4,479
+8% +$44.2K
2017 Q4
1 quarter
PMM icon
29
Franklin Managed Municipal Income Trust
PMM
$256M
$558K 0.69%
78,127
+8,188
+12% +$58.6K
2017 Q4
1 quarter
AMZN icon
30
Amazon
AMZN
$2.7T
$540K 0.67%
7,460
-400
-5% -$28.6K
2017 Q4
1 quarter
SPY icon
31
State Street SPDR S&P 500 ETF Trust
SPY
$806B
$537K 0.67%
2,039
-49
-2% -$13.4K
2017 Q4
1 quarter
SCHZ icon
32
Schwab US Aggregate Bond ETF
SCHZ
$10.6B
$510K 0.63%
19,986
+3,608
+22% +$92.3K
2017 Q4
1 quarter
INTC icon
33
Intel
INTC
$475B
$488K 0.61%
9,356
+3,289
+54% +$156K
2017 Q4
1 quarter
TOWN icon
34
Towne Bank
TOWN
$3.24B
$457K 0.57%
15,948
– –
2017 Q4
1 quarter
USMV icon
35
iShares MSCI USA Min Vol Factor ETF
USMV
$24B
$431K 0.53%
8,299
+2,040
+33% +$108K
2017 Q4
1 quarter
EFA icon
36
iShares MSCI EAFE ETF
EFA
$76.9B
$422K 0.52%
6,054
+49
+0.8% +$3.49K
2017 Q4
1 quarter
META icon
37
Meta Platforms (Facebook)
META
$1.81T
$403K 0.5%
2,517
-1,624
-39% -$292K
2017 Q4
1 quarter
ABBV icon
38
AbbVie
ABBV
$504B
$395K 0.49%
4,171
-368
-8% -$40.4K
2017 Q4
1 quarter
PG icon
39
Procter & Gamble
PG
$370B
$393K 0.49%
4,947
+649
+15% +$54.1K
2017 Q4
1 quarter
OLED icon
40
Universal Display
OLED
$3.58B
$391K 0.49%
3,863
-387
-9% -$58.2K
2017 Q4
1 quarter
RTN
41
DELISTED
Raytheon Company
RTN
$381K 0.47%
1,765
-68
-4% -$14.1K
2017 Q4
1 quarter
T icon
42
AT&T
T
$161B
$377K 0.47%
13,995
-711
-5% -$19.8K
2017 Q4
1 quarter
XLF icon
43
State Street Financial Select Sector SPDR ETF
XLF
$51.6B
$373K 0.46%
13,503
-1,497
-10% -$43.1K
2017 Q4
1 quarter
JNJ icon
44
Johnson & Johnson
JNJ
$616B
$349K 0.43%
2,720
+285
+12% +$38.5K
2017 Q4
1 quarter
V icon
45
Visa
V
$756B
$344K 0.43%
2,872
+32
+1% +$3.88K
2017 Q4
1 quarter
LII icon
46
Lennox International
LII
$12.4B
$340K 0.42%
1,663
– –
2017 Q4
1 quarter
MU icon
47
Micron Technology
MU
$994B
$307K 0.38%
+5,886
New +$282K
2018 Q1
0 quarters
KO icon
48
Coca-Cola
KO
$404B
$290K 0.36%
6,665
+958
+17% +$43K
2017 Q4
1 quarter
DNI
49
DELISTED
Dividend and Income Fund
DNI
$286K 0.35%
22,725
-287
-1% -$3.84K
2017 Q4
1 quarter
GOOGL icon
50
Alphabet (Google) Class A
GOOGL
$4.17T
$271K 0.34%
5,220
-4,720
-47% -$262K
2017 Q4
1 quarter
1
2
3 4

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FMA
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DCM
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GC
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T
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OPWM
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SCM
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MSTVIM
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XML Securities's Q1 2018 Portfolio in Review

As of Q1 2018, XML Securities held 88 positions worth $80.6M, up 3.7% from $77.7M the previous quarter. Its ten largest holdings account for 55% of the portfolio.

XML Securities withdrew a net $4.83M in Q1 2018, closing 18 positions and reducing 21 holdings. Its most notable exit was Nuveen S&P 500 Buy-Write Income Fund, an estimated $2.6M position sold in full.

By sector, the portfolio is most concentrated in Miscellaneous at 88% of assets, up from 87% a quarter earlier, followed by Technology and Financials.

Against the trend, XML Securities opened a new position in State Street SPDR Portfolio S&P 500 High Dividend ETF worth $2.7M.

  • XML Securities's largest Q1 2018 buy was State Street SPDR Portfolio S&P 500 High Dividend ETF: 75,482 shares worth $2.7M.
  • XML Securities added most to Schwab US Large-Cap Growth ETF in Q1 2018, an estimated $1.01M increase.
  • XML Securities's biggest Q1 2018 reduction was First Trust Morningstar Dividend Leaders Index Fund, cutting an estimated $2.75M.
  • XML Securities fully exited Nuveen S&P 500 Buy-Write Income Fund in Q1 2018, selling an estimated $2.6M.
  • XML Securities's ten largest holdings make up 55% of its $80.6M portfolio in Q1 2018.
  • XML Securities opened 10 new positions and closed 18 in Q1 2018.
  • XML Securities's portfolio value rose 3.7% quarter-over-quarter to $80.6M.

Based on XML Securities's 13F filing for Q1 2018, filed 17 May 2018.